Himalaya Capital Management LLC (Seattle) | Adviser Rankings – wallmine.com (2024)


Himalaya Capital Management LLC is a large advisory firm based in Seattle. It manages $8.34 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Washington.

Himalaya Capital Management LLC (Seattle) | Adviser Rankings – wallmine.com (2)

Himalaya Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Himalaya Capital Management: assets under management

The assets under management (AUM) of Himalaya Capital Management LLC is $8.34 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 248% since the beginning of its operation, and $99.73 million of the total AUM is attributable to clients outside of the United States.


The firm manages $8.34 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.17 billion each.

Himalaya Capital Management has custody of $8.34 billion in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Himalaya Capital Management LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Himalaya Capital Management serves?

The only and largest group of clients of Himalaya Capital Management is pooled investment vehicles with 2 clients and $8.34 billion of assets under management. Among the 7 most similar advisory firms, Himalaya Capital Management has the 3rd highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $8.34 billion for 2 clients. 50% of the firm’s clients are foreign persons or businesses.

Himalaya Capital Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Himalaya Capital Management LLC

The company employs 14 people that are either part- or full-time employees. 79 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



NameEntityDate acquiredOwnershipEmployer ID
Lu LiChairman and managing member 1 Jan 199875% - 100%2636633
Gene Jing ChangVice president and chief compliance officer 1 Sep 2008Other5930706

Based in Seattle

The principal office where Himalaya Capital Management LLC performs its advisory services is located at 1301 2 Nd Ave, Seattle, WA 98101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (206) 707-0768 or by fax (206) 707-0769. The normal business hours are 9:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at himalayacapital.com and its LinkedIn profile.

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Himalaya Capital Management LLC (Seattle) | Adviser Rankings – wallmine.com (2024)

FAQs

What is the minimum investment for Himalaya Capital Management? ›

Minimum Investment: NRs. 300,000 /-.

What stocks does Himalaya Capital own? ›

What stocks does Li Lu own? In Li Lu's portfolio as of 31 Mar 2023, the top 5 holdings are (BAC) BANK OF AMERICA CORP (25.36%), (MU) MICRON TECHNOLOGY INC (20.20%), (GOOG) ALPHABET INC-CL C (15.52%), (BRK.B) BERKSHIRE HATHAWAY INC CL-B (13.59%) and (GOOGL) ALPHABET INC-CL A (12.94%).

Who is the founder of Himalaya Capital Management? ›

Li Lu (born April 6, 1966) is a Chinese-born American value investor, businessman and philanthropist. He is the founder and chairman of Himalaya Capital Management.

What is the history of Himalaya capital? ›

Himalaya Capital was founded by Mr. Li Lu in 1997. We embrace the value investment principles of Benjamin Graham, Warren Buffett, and Charles Munger, and today primarily focus on publicly traded companies in Asia, with an emphasis on China.

What is the minimum deposit for capital markets? ›

One of the biggest advantages of trading with Capital.com is the low minimum deposit of $20 by card.

Is Himalaya Capital a hedge fund? ›

Himalaya Capital is a Washington-based hedge fund manager that was founded by Mr. Li Lu in late 1997. It primarily focuses on investment opportunities in Asia and North America, both in publicly traded securities and privately held companies.

What is the annual return of Himalaya Capital management? ›

Since inception Himalaya Capital Management has achieved a 30% annualized compound return and ballooned its portfolio from Li Lu's initially borrowed $300,000 to over $9 billion.

How big is Himalaya Capital management? ›

Himalaya Capital Management is a fund manager in Seattle with $18.79 bn assets under management.

Is Himalaya a good company? ›

Himalaya is a very trusted herbal brand in the Indian market. Having its presence felt for more than a decade, Himalaya is not the only sort after, for its affordable price tag, but also for its results-oriented formulas.

Which country owns Himalaya? ›

Though India, Nepal, and Bhutan have sovereignty over most of the Himalayas, Pakistan and China also occupy parts of them.

Is Himalaya part of India or China? ›

Geography: The Himalayas stretch across the northeastern portion of India. They cover approximately 1,500 mi (2,400 km) and pass through the nations of India, Pakistan, Afghanistan, China, Bhutan and Nepal.

Who is the biggest Himalaya in the world? ›

The highest mountain in the world is Mount Everest, sitting pretty at 8,848m in the Himalayas in Nepal. It's likely you already knew that. After all, ask 100 people in the world to name a mountain, and most will say Mount Everest.

Where is Himalaya located in which state? ›

The Indian Himalayan Region is spread across 13 Indian States/Union Territories (namely Jammu and Kashmir, Ladakh, Uttarakhand, Himachal Pradesh, Arunachal Pradesh, Manipur, Meghalaya, Mizoram, Nagaland, Sikkim, Tripura, Assam and West Bengal), stretching across 2500 km.

How much do you need for a money market account? ›

Banks often require a minimum deposit to open the account, then a minimum balance to keep in the account. It's usually much higher than regular savings accounts. This often means $5,000, but can be up to $10,000 at some banks. As stated above, you need to pay a fee if your balance dips below the minimum requirement.

Is there a fee for investing? ›

As with anything you buy, there are fees and costs associated with investment products and services. These fees may seem small, but over time they can have a major impact on your investment portfolio. Understanding the fees you pay is important to investing wisely.

What protects your money in the bank? ›

The FDIC insures your bank account to protect your money in the unlikely event of a bank failure. Bank accounts are insured by the Federal Deposit Insurance Corporation (FDIC), which is part of the federal government. The insurance covers accounts containing $250,000 or less under the same owner or owners.

Who owns the biggest hedge fund in the world? ›

Bridgewater Associates, the hedge fund previously run by legendary investor Ray Dalio, is the largest hedge fund in the world with more than $235 billion in assets under management. Needless to say, Bridgewater has had tremendous success since it was founded in 1975.

Who invests the most in hedge funds? ›

They handle the cash assets of insurance companies, other corporations, and trusts. Institutional investors provide 65% of the capital invested in hedge funds.

How many years old is Himalaya company? ›

Himalaya Wellness Company (formerly Himalaya Drug Company) is an Indian multinational personal care and pharmaceutical company based in Bangalore. It was originally established by Mohammad Manal in Dehradun in 1930.

Is Himalaya owned by Tata? ›

Himalayan Natural Mineral Water | Tata Consumer Products.

What is the largest capital group fund? ›

Funds. As of 2019, Capital Group had 36 funds. Growth Fund of America, founded in 1973, was the largest actively-managed fund as of 2020 with around $150 billion.

Who are the directors of Himalaya company? ›

Directors of Himalaya Pharmaceuticals Limited are Manoj Kumar, Pooja Rani, Sunil Garg, Rajinder Kumar, Aarti Rani and Vijay Rani. Himalaya Pharmaceuticals Limited's Corporate Identification Number is (CIN) U24232PB2012PLC036630 and its registration number is 36630.

Where is Himalaya company ranked in India? ›

As per ORG data, Himalaya stands number 1 among herbal pharmaceutical companies in India. Our flagship Liv. 52 ranks 9 under top 300 brands in India.

Why is Himalaya good? ›

The Himalayas save our country from the cold and dry winds of Central Asia. It also prevents the rain-laden monsoon winds of the Indian Ocean from crossing over to Northern countries and causes heavy rainfall in Northern India. Almost all the great rivers of India have their sources in the Himalayan ranges.

What is the full name of Himalaya company? ›

Himalaya Global Holdings Ltd.

Who is the CEO of Himalaya Global? ›

Nishanth Raj - Chief Executive Officer - The Himalaya Drug Company | LinkedIn.

What is Himalaya called in China? ›

喜马拉雅山 [xǐ mǎ lā yǎ shān] {pr. n.}

Which brand is the parent of Himalaya? ›

Himalaya Global Holdings Ltd.

(HGH) is the main parent company of The Himalaya Drug firm internationally. It is the worldwide headquarters of all Himalaya supplementary firms.

Is Himalaya an organic company? ›

Himalayan Organics is a leading nutraceutical brand focussed on overall wellness by serving organic, plant-based, clean & 100% vegan nutrition to over 1 million customers across 7+ countries in the form of dietary supplements & beauty products.

Who is the CEO of Himalaya India? ›

BANGALORE: Philipe Haydon is President and CEO of Bengaluru-based Himalaya Drug Company.

Is Himalaya a manufacturing company? ›

HIMALAYA MANUFACTURING CORPORATION established in 1990 is now a leading manufacturer and exporter of waste recovery systems. HMC is a union of skilled technocrats backed by The State of Art, research and development center and supported by a professional management.

Which country controls most of the Himalayas? ›

Nepal. The biggest Himalayan state, running 500 miles along the Tibetan border from west to east, where it adjoins Sikkim.

What is Himalayas called in India? ›

Three major geographical entities, the Himadri (greater Himalaya), Himachal (lesser Himalaya) and the Sivaliks (outer Himalaya), extend almost uninterrupted throughout its length and are separated by major geological fault lines.

What is the meaning of the word Himalaya? ›

The word 'Himalaya' means the abode of snow.

Where is the highest place on earth? ›

Mount Everest's peak is the highest altitude above mean sea level at 29,029 feet [8,848 meters].

Which country has most mountains in the world? ›

The most mountainous country in the world: Bhutan

By nearly any measure, Bhutan is the world's most mountainous country. Bhutan's average elevation is 10,760 feet and mountains cover 98.8% of its total area.

What is the other name of Himalaya? ›

The Himalayas consist of three parallel ranges, the Greater Himalayas known as the Himadri, the Lesser Himalayas called the Himachal, and the Shivalik hills, which comprise the foothills. The greater Himalayas are the innermost Himalayan range and are also known as the inner Himalayas. They are also known as Himadri.

How many types of Himalaya are there? ›

Three major geographical entities, the Himadri (Greater Himalaya), Himachal (Lesser Himalaya), and the Siwaliks (Outer Himalaya), extending almost uninterrupted throughout its length, are separated by major geological fault lines.

Why are Himalayas important to India? ›

It acts as a strong defense barrier. The Himalayas save our country from the cold and dry winds of Central Asia. They also prevent the monsoon winds of the Indian Ocean from crossing over to Northern countries and cause heavy rainfall in Northern India. Many rivers have their sources in the Himalayan ranges.

What is the greatest Himalaya? ›

The Great Himalayas or Greater Himalayas or Himadri is the highest mountain range of the Himalayan Range. The world's highest peak, Mount Everest, as well as other "near−highest" peaks, such as Kangchenjunga, Lhotse, and Nanga Parbat, are part of the Greater Himalayas range.

What is minimum capital investment? ›

The minimum investment is the specified smallest amount of capital that is required to buy into or invest in a security, asset, or opportunity. Mutual funds and hedge funds typically have minimum investments, although these can vary drastically from hundreds or thousands of dollars right up into the millions.

What is the minimum amount to invest in portfolio management services? ›

Minimum Investment in PMS

When PMS regulations were first announced in 1993, the minimum investment amount was Rs 5 lakhs. Later, it was increased to Rs 25 lakhs. However, in November 2019, the price was further hiked to Rs 50 lakhs.

What is the minimum capital requirement for asset management company? ›

50,00,000/-. The certificate of registration for AMCs will be valid for three years and post that they will be required to apply for renewal.

What is the minimum investment in first capital? ›

For SLDB, The minimum investment amount is USD 10,000/- .

How much money do I need to invest to make $3000 a month? ›

To make $3000 a month in dividends you need to invest between $1,028,571 and $1,440,000 with an average portfolio of $1,200,000. The exact amount of money you will need to invest to create a $3000 per month dividend income depends on the dividend yield of the stocks.

What is a Tier 1 asset? ›

Tier 1 capital represents the core equity assets of a bank or financial institution. It is largely composed of disclosed reserves (also known as retained earnings) and common stock. It can also include noncumulative, nonredeemable preferred stock.

What is a good capital investment? ›

Real estate, manufacturing plants, and machinery are among the assets that are purchased as capital investments. The capital used may come from a wide range of sources from traditional bank loans to venture capital deals.

How much money do I need to invest to make $1000 a month? ›

Reinvest Your Payments

The truth is that most investors won't have the money to generate $1,000 per month in dividends; not at first, anyway. Even if you find a market-beating series of investments that average 3% annual yield, you would still need $400,000 in up-front capital to hit your targets. And that's okay.

What is a good amount to start investment portfolio? ›

Decide how much to invest

As a general rule of thumb, you want to aim to invest a total of 10% to 15% of your income each year for retirement. That probably sounds unrealistic now, but you can start small and work your way up to it over time. (Calculate a more specific retirement goal with our retirement calculator.)

How much money should you put in a mutual fund? ›

Conclusion. It is crucial to implement 50:30:20 rule in your financial plan. One should invest at least 20% of their salary in mutual funds and can later increase whenever possible.

What is a good capital to asset ratio? ›

The capital adequacy ratio is calculated by dividing a bank's capital by its risk-weighted assets. Currently, the minimum ratio of capital to risk-weighted assets is 8% under Basel II and 10.5% (which includes a 2.5% conservation buffer) under Basel III.

How much assets do you need for wealth management? ›

Any minimums in terms of investable assets, net worth or other metrics will be set by individual wealth managers and their firms. That said, a minimum of $2 million to $5 million in assets is the range where it makes sense to consider the services of a wealth management firm.

What is the average profit margin for asset management? ›

The median profit margin for the group also grew in 2020, increasing from 29 percent in the fourth quarter of 2019 to 35 percent last year. With markets hitting highs after an initial downturn due to the pandemic in March and April, asset managers benefitted all around, including an increase in assets under management.

Can I start investing with $1? ›

Even if you have just one extra dollar, you can begin building your portfolio. Here's how: Fractional shares mean investors aren't limited by their ability to afford entire shares. Instead, they can buy just a small slice of their favorite companies or funds (a mix of multiple stocks or other securities).

What is the minimum amount such an investor should invest every year? ›

The minimum mutual fund investment value in most of the schemes ranges between ₹500 to ₹5,000. However, in a bid to attract investors who are looking to invest lower amounts, some domestic mutual funds even allow a minimum investment of ₹100 or even to start with ₹10 like a Navi Mutual Fund.

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