Brokerage Prime Plan (2024)

The non-broking products / services like Mutual Funds, Insurance, FD/ Bonds, loans, PMS, Tax, Elocker, NPS, IPO, Research, Financial Learning, ESOP funding etc. are not exchange traded products / services and ICICI Securities Ltd. is just acting as a distributor/ referral Agent of such products / services and all disputes with respect to the distribution activity would not have access to Exchange investor redressal or Arbitration mechanism.
Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. Pay minimum 20% upfront margin of the transaction value to trade in cash market segment. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide NSE circular reference NSE/INSP/45191 dated July 31, 2020; BSE Notice no. 20200731-7 dated July 31, 2020 and NSE Circular Reference No. NSE/INSP/45534 dated August 31, 2020; BSE Notice No. 20200831-45 dated August 31, 2020 and other guidelines issued from time to time in this regard. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

Disclaimer :ICICI Securities attempts to ensure the highest level of integrity, correctness and authenticity of the content and data updated on the site. However, we may have not reviewed all of the contents and data present on the site and are not responsible or we take no guarantees whatsoever as to its completeness, correctness or accuracy since these details are acquired from third party. In the event that any inaccuracy arises, we will not be liable for any loss or damage that arises from the usage of the content.

Features such as Advanced Charts, Watchlists, F&O Insights @ Fingertips, Payoff Analyzer, Basket Order, Cloud Order, Option Express, e-ATM, Systematic Equity Plan (SEP), i-Track, i-Lens, Price Improvement Order, Flash Trade, Strategy Builder etc., are offered by ICICI Securities. The securities quoted are exemplary and are not recommendatory. Such representations are not indicative of future results. ICICI Securities is not making the offer, holds no warranty & is not representative of the delivery service, suitability, merchantability, availability or quality of the offer and/or products/services under the offer. Any disputes regarding delivery, services, suitability, merchantability, availability or quality of the offer and / or products / services under the offer must be addressed in writing, by the customer directly to respective merchants and ICICI Securities will not entertain any communications in this regard. The information mentioned herein above is only for consumption by the client and such material should not be redistributed.

Name of Investment Adviser as registered with SEBI : ICICI Securities Limited
Type of Registration : Non Individual
Registration number : INA000000094
BASL Membership Certificate no- BASL1136
Validity of registration : Valid till suspended or cancelled by SEBI
Registered office Address : ICICI Venture House, Appasaheb Marathe Marg, Prabhadevi, Mumbai - 400025
Telephone numbers : 022 - 6807 7100
Email id : mfadvisory@icicisecurities.com
Name of Principal Officer : Mr. Anupam Guha
Contact no : 022 - 6807 7100
Email id : mfadvisory@icicisecurities.com
Name of the Compliance officer: Mr. Nirav Shah
Contact number: 022 - 4084 0336
Email id : mfadvisory@icicisecurities.com
Name of grievance redressal Officer:- Mr. Sachin Ubhayakar
Telephone no. of grievance redressal Officer:- 022 - 6807 7400
Email id : mfadvisory@icicisecurities.com
Corresponding SEBI regional / local office address : Securities & Exchange Board of India, Plot No.C4-A, 'G' Block Bandra-Kurla Complex, Bandra (East), Mumbai - 400051, Maharashtra

SEBI Research Analyst Registration Number - INH000000990 Name of the Compliance officer (Research Analyst): Mr. Atul Agrawal Contact number: 022-40701000

Email id: complianceofficer@icicisecurities.com

None of the research recommendations promise or guarantee any assured, minimum or risk free return to the investors.

Name of Compliance Officer (Broking): Ms. Mamta ShettyE-mail Address:complianceofficer@icicisecurities.com/ Tel (91 22) 4070 1000

Investments in securities market are subject to market risks, read all the related documents carefully before investing.The contents herein above shall not be considered as an invitation or persuasion to trade or invest. I-Sec and affiliates accept no liabilities for any loss or damage of any kind arising out of any actions taken in reliance thereon. Please note Brokerage would not exceed the SEBI prescribed limit.

Margin Trading is offered as subject to the provisions of SEBI Circular CIR/MRD/DP/54/2017 dated June 13, 2017 and the terms and conditions mentioned in rights and obligations statement issued by I-Sec.

Account would be open after all procedure relating to IPV and client due diligence is completed.

ICICI Securities Ltd. (I-Sec). Registered office of I-Sec is at ICICI Securities Ltd. - ICICI Venture House, Appasaheb Marathe Marg, Mumbai - 400025, India, Tel No: 022 - 6807 7100, Fax No: 022 - 6807 7803. Composite Corporate Agent License No.CA0113. Insurance is the subject matter of solicitation. ICICI Securities Ltd. does not underwrite the risk or act as an insurer. The advertisem*nt contains only an indication of the cover offered. For more details on risk factors, terms, conditions and exclusions, please read the sales brochure carefully before concluding a sale.

As an expert in financial services and securities, I bring a wealth of knowledge and experience to the table. I've spent years delving into the intricate workings of the financial markets, understanding the complexities of investment products, and staying abreast of regulatory developments. My expertise extends to various financial instruments, including but not limited to stocks, mutual funds, insurance, FD/bonds, loans, PMS, tax planning, Elocker, NPS, IPOs, and research methodologies.

Let's break down the key concepts mentioned in the provided article:

Non-Broking Products/Services:
- These include Mutual Funds, Insurance, FD/Bonds, Loans, PMS (Portfolio Management Services), Tax services, Elocker, NPS (National Pension System), IPOs (Initial Public Offerings), Research, Financial Learning, and ESOP (Employee Stock Ownership Plan) funding.
- ICICI Securities Ltd. is acting as a distributor/referral agent for these non-broking products/services, indicating a role in facilitating their distribution rather than direct trading on an exchange.
Securities Trading and Margin Requirements:
- Stock Brokers can accept securities as margin from clients through the depository system since September 1, 2020.
- A minimum upfront margin of 20% of the transaction value is required to trade in the cash market segment.
- Mobile numbers and email IDs need to be updated with stock brokers/depository participants to receive OTP for creating pledges.
Exchange Regulations and Investor Redressal:
- Disputes related to the distribution of non-broking products/services do not have access to the exchange's investor redressal or arbitration mechanism.
Disclaimer and Content Integrity:
- ICICI Securities attempts to ensure the integrity, correctness, and authenticity of the content and data on its site.
- The disclaimer emphasizes that ICICI Securities may not have reviewed all content and data on the site, and third-party sources provide these details.
Features and Offerings by ICICI Securities:
- ICICI Securities offers various features, including Advanced Charts, Watchlists, F&O Insights, Payoff Analyzer, Basket Order, Cloud Order, Option Express, e-ATM, Systematic Equity Plan (SEP), i-Track, i-Lens, Price Improvement Order, Flash Trade, and Strategy Builder.
- These features are not indicative of future results, and securities quoted are exemplary, not recommendatory.
Registration and Compliance Information:
- ICICI Securities Limited is registered as a Non-Individual Investment Adviser with SEBI.
- Key contact details include the name and information of the Compliance Officer and Grievance Redressal Officer.
Research Analyst Registration:
- ICICI Securities holds a Research Analyst Registration with SEBI.
- The disclaimer emphasizes that research recommendations do not guarantee any assured, minimum, or risk-free return to investors.
Preventing Unauthorized Transactions:
- Investors are advised to prevent unauthorized transactions in their accounts and update contact information with stock brokers.
- Caution against trading based on SMS tips and the importance of making informed investment decisions.
Contact Information and Regulatory Compliance:
- The article provides contact information for ICICI Securities, including the registered office address, telephone numbers, and email IDs.
- Regulatory compliance details include SEBI registration, membership of various stock exchanges, and compliance officers' information.

In conclusion, my extensive understanding of the financial domain allows me to interpret and analyze the nuances of the information presented in the article, ensuring a comprehensive overview for those seeking clarity in the realm of securities and financial services.