| Fund Name | Position | direct/indirect | start date | end date |
|---|---|---|---|---|
| BOBERSKI & CO | PRESIDENT | direct | 1966-01-01 | |
| HOLDEN TOLBERT & CO INC | PRESIDENT | direct | 1967-05-01 | |
| HOLDEN TOLBERT & CO INC | SECRETARY, TREASURER | direct | 1967-05-01 | |
| LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC | MEMBER | indirect | 1968-06-01 | |
| TRIAD INVESTMENT ADVISORS CORP | PRESIDENT | direct | 1972-10-01 | |
| JOHNSTON, LEMON & CO. INC. | CHAIRMAN | direct | 1973-10-01 | |
| MYERSON VAN DEN BERG & CO | TRUST OWNS ALL THE STOCK | direct | 1975-01-01 | |
| STANLEY D J & CO INC | PRESIDENT & CEO, CFO, COO, CLO,CCO | direct | 1976-05-01 | |
| GREAT SOUTHERN CAPITAL MANAGEMENT, INC. | TREASURER | direct | 1977-06-01 | |
| SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. | TREASURER, FINOP | direct | 1978-08-01 | |
| MOORS & CABOT INVESTOR SERVICES INC | PARENT | indirect | 1978-08-01 | |
| SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. | CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER | direct | 1978-08-01 | |
| SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. | VICE CHAIRMAN, DIRECTOR | direct | 1978-11-01 | |
| BURNEY CO | CHAIRMAN | direct | 1981-04-01 | |
| FARALDI & PORRO INC | PRESIDENT | direct | 1981-06-01 | |
| CORNERSTONE ADVISORS, LLC | OWNER | indirect | 1982-08-01 | |
| CAROL GRANT DESMOND | OWNER | direct | 1982-12-01 | |
| AMERVEST COMPANY, INC. | CCO / MANAGING DIRECTOR | direct | 1983-01-01 | |
| SIRIUS PARTNERS, L.P. | SHAREHOLDER | indirect | 1983-01-01 | |
| FINANCIAL ADVISORY SERVICE INC | SHAREHOLDER | direct | 1983-02-01 | |
| MCELWAIN ROBERT JOHN | PRESIDENT | direct | 1983-10-01 | |
| FOLGER NOLAN FLEMING DOUGLAS INCORPORATED | TRUSTEE | indirect | 1984-05-01 | |
| LM ADVISORS INC | PRESIDENT | direct | 1984-07-01 | |
| THE JENTNER CORPORATION | OWNER | direct | 1984-10-01 | |
| SANDER CAPITAL ADVISORS | DIRECTOR, VICE PRESIDENT AND SECRETARY | direct | 1985-01-01 | |
| EIDELMAN FINGER HARRIS & CO | PRESIDENT | direct | 1985-06-01 | |
| PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD | PRESIDENT/CIO | direct | 1985-12-01 | |
| FINANCIAL MANAGEMENT ADVISORS INC | SHAREHOLDER | indirect | 1985-12-01 | |
| CAPITAL BUILDERS ADVISORY SERVICES INC | SHAREHOLDER | direct | 1986-01-01 | |
| UNIVERSAL FINANCIAL SERVICES INC. | DIRECTOR | direct | 1986-02-01 | |
| UNIVERSAL FINANCIAL SERVICES INC. | CEO | indirect | 1986-02-01 | |
| HOLBEIN ASSOCIATES, INC. | SECRETARY | direct | 1986-03-01 | |
| HERRMANN & COOKE, INC. | DIRECT OWNER | direct | 1986-03-01 | |
| GREIG ASSOCIATES INC | SENIOR VICE PRESIDENT | direct | 1986-04-01 | |
| GREIG ASSOCIATES INC | SECRETARY | direct | 1986-04-01 | |
| ALEXANDER & MUCKERMANN | PARTNER | direct | 1986-04-01 | |
| BAY ISLE FINANCIAL CORP | PRESIDENT | direct | 1986-06-01 | |
| BAY ISLE FINANCIAL CORP | CHIEF INVESTMENT OFFICER | direct | 1986-06-01 | |
| INTEGRATED FINANCIAL PLANNING SERVICES | PRESIDENT | direct | 1986-06-01 | |
| FINANCIAL ADVISORY SERVICE INC | MAX W. GREER, JR., TRUSTEE | direct | 1986-08-01 | |
| MCCORMICK CAPITAL MANAGEMENT | PRESIDENT | direct | 1986-09-01 | |
| FIDELITY FINANCIAL GROUP, INC. | DIRECTOR | direct | 1987-02-01 | |
| SAGE, RUTTY & CO., INC. | SHAREHOLDER | direct | 1987-02-01 | |
| CHURCHILL MANAGEMENT CORP | SHAREHOLDER | direct | 1987-07-01 | |
| THE PORTOLA GROUP INC | SHAREHOLDER | direct | 1987-08-01 | |
| SOCHET & COMPANY, INC. | PRESIDENT, CHIEF COMPLIANCE OFFICER | direct | 1987-08-01 | |
| THE PORTOLA GROUP INC | SHAREHOLDER | indirect | 1987-08-01 | |
| CALTON & ASSOCIATES, INC. | PRESIDENT - DIRECTOR | direct | 1987-09-01 | |
| UNITED AMERICAN SECURITIES, INC. | SHAREHOLDER | direct | 1987-10-01 | |
| UNITED AMERICAN SECURITIES, INC. | SHAREHOLDER | direct | 1987-11-01 | |
| GREAT SOUTHERN CAPITAL MANAGEMENT, INC. | VICE PRESIDENT | direct | 1987-12-01 | |
| MACSHANE CAPITAL MANAGEMENT CO INC | PRESIDENT | direct | 1988-01-01 | |
| AUTUMN GLORY PARTNERS, LLC | TRUSTEE | indirect | 1988-01-01 | |
| GREAT SOUTHERN CAPITAL MANAGEMENT, INC. | PRESIDENT | direct | 1988-03-01 | |
| ADVISORS PENSION SERVICES AGENCY INC | PRESIDENT | direct | 1988-04-01 | |
| KLAFF REALTY, LP | OWNER | indirect | 1988-06-01 | |
| HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. | CHAIRMAN & PRESIDENT | direct | 1988-08-01 | |
| TRIGRAN INVESTMENTS, INC. | TRUSTEE | indirect | 1988-11-01 | |
| J.J.B. HILLIARD, W.L. LYONS, LLC | NAMED FIDUCIARY | indirect | 1988-11-01 | |
| MCCORMICK CAPITAL MANAGEMENT | SECRETARY, TREASURER | direct | 1988-12-01 | |
| EAST PACIFIC INVESTMENT CO INC | PRESIDENT | direct | 1989-01-01 | |
| LARIMER CAPITAL CORP | SECRETARY | direct | 1989-01-01 | |
| KIT COLE INVESTMENT ADVISORY SERVICES | SHAREHOLDER | direct | 1989-03-01 | |
| LOVELL INCORPORATED | CORPORATE SECRETARY | direct | 1989-03-01 | |
| NEWPORT INVESTMENT ADVISORS INC | CEO | direct | 1989-04-01 | |
| TIFFANY CAPITAL ADVISORS INC | PRESIDENT | direct | 1989-05-01 | |
| BUSINESS SERVICES, INC. | OWNER | direct | 1989-05-01 | |
| HELLMAN & FRIEDMAN CAPITAL MANAGEMENT | SHAREHOLDER | indirect | 1989-06-01 | |
| CAMBRIDGE EQUITY ADVISORS INC | CHIEF EXECUTIVE OFFICER | direct | 1989-06-01 | |
| HANSSET GLOBAL ADVISORS CO., LTD. | SHAREHOLDER | direct | 1989-08-01 | |
| VALU TRAC INVESTMENT MANAGEMENT LTD | PARENT COMPANY | direct | 1989-10-01 | |
| ATLANTIC CAPITAL MANAGEMENT LTD | PRESIDENT | direct | 1989-12-01 | |
| JOHNSTON, LEMON & CO. INC. | CHAIRMAN | indirect | 1989-12-01 | |
| SPECTRUM ASSET MANAGEMENT INC | SHAREHOLDER | direct | 1990-01-01 | |
| SAVINGS GROWERS, INC. | PRESIDENT | direct | 1990-08-01 | |
| BERKELEY CAPITAL ADVISERS, LLC | TRUSTEE | indirect | 1991-01-01 | |
| NOBLE PARTNERS, L.P. | SHAREHOLDER | indirect | 1991-03-01 | |
| W R MAHOOD ASSET MANAGEMENT, INC. | PRESIDENT | direct | 1991-04-01 | |
| TYREE, DAVID W. | PRESIDENT | direct | 1991-04-01 | |
| BONNIE WUSZ & ASSOCIATES, INC. | OWNER | direct | 1991-06-01 | |
| VAN BERKOM AND ASSOCIATES INC. | PRESIDENT AND CHIEF EXECUTIVE OFFICER | indirect | 1991-07-01 | |
| RIGGS SECURITIES INC. | SHAREHOLDER | indirect | 1991-09-01 | |
| GREENLEAF ASSET MANAGEMENT INC | PRESIDENT | direct | 1991-10-01 | |
| HOLT VALUE ASSOCIATES LP | PRESIDENT | indirect | 1991-11-01 | |
| HOLT VALUE ASSOCIATES LP | PRESIDENT | indirect | 1991-11-01 | |
| SOMERS ASSET MANAGEMENT INCORPORATED | PRESIDENT | direct | 1991-11-01 | |
| CAVALRY BANKING | TRUST OFFICER/ SVP | direct | 1992-01-01 | |
| RYDER STILWELL INVESTMENT ADVISORS INC | MAJORITY OWNER | indirect | 1992-04-01 | |
| DAWSON RUSSELL INC. | PRESIDENT | direct | 1992-05-01 | |
| CAVALRY BANKING | TRUST OFFICER | direct | 1992-05-01 | |
| THE BAKER GROUP, LP | CHAIRMAN AND PRESIDENT | direct | 1992-05-01 | |
| THE BAKER GROUP, LP | VICE PRES/MANAGING DIRECTOR | direct | 1992-05-01 | |
| NORTHWEST FINANCIAL PLANNING CORP | SHAREHOLDER | direct | 1992-07-01 | |
| ROOSEVELT INVESTMENT GROUP INC | CHAIRMAN | direct | 1992-07-01 | |
| ROOSEVELT INVESTMENT GROUP INC | SEC-TREASURER MANAGING DIR | direct | 1992-07-01 | |
| ROOSEVELT INVESTMENT GROUP INC | VP INVESTMENTS | direct | 1992-07-01 | |
| ROOSEVELT INVESTMENT GROUP INC | CEO | direct | 1992-07-01 | |
| ROOSEVELT INVESTMENT GROUP INC | PRESIDENT | direct | 1992-07-01 | |
| RONALD OLSON, INC. | STOCK HOLDER | direct | 1992-07-01 | |
| STANFORD ADVISORY GROUP, LLC | CEO/CIO | direct | 1992-10-01 | |
| HOOPER R B & CO INC | PRESIDENT | direct | 1992-11-01 | |
| HOOPER R B & CO INC | VICE PRESIDENT | direct | 1992-11-01 | |
| HONISS ROBIN | OWNER | direct | 1993-01-01 | |
| KINGSTON INVESTMENT COUNSEL INC | VICE PRESIDENT & SECRETARY | direct | 1993-01-01 | |
| PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. | SHAREHOLDER | direct | 1993-01-01 | |
| MANAGED ACCOUNT SERVICES INC | SHAREHOLDER | direct | 1993-01-01 | |
| HAROLD W. DANCE INC. | S-CORP SHAREHOLDER, 16% | direct | 1993-04-01 | |
| SAUNDERS RETIREMENT ADVISORS, INC. | PRESIDENT/CHIEF COMPLIANCE OFFICER | direct | 1993-04-01 | |
| PREMIERETRADE SECURITIES, INC. | TRUSTEE OF DICKS FAMILY TRUST | direct | 1993-05-01 | |
| SENA WELLER ROHS WILLIAMS INC. | SENIOR VP | direct | 1993-06-01 | |
| SENA WELLER ROHS WILLIAMS INC. | EXECUTIVE VP | direct | 1993-06-01 | |
| CONTEXT CAPITAL MANAGEMENT LLC | TRUSTEE | indirect | 1993-06-01 | |
| CONTEXT CAPITAL MANAGEMENT LLC | TRUSTEE | indirect | 1993-06-01 | |
| CONTEXT CAPITAL MANAGEMENT LLC | TRUSTEE | indirect | 1993-06-01 | |
| MAHLER & EMERSON INC. | SHAREHOLDER | direct | 1993-07-01 | |
| ARGOS INVESTMENT ADVISORS, LLC | MEMBER | indirect | 1993-07-01 | |
| ARNERICH MASSENA, INC. | SHAREHOLDER | direct | 1993-07-01 | |
| BACK BAY ADVISORS | GENERAL PARTNER | direct | 1993-09-01 | |
| VAN DEVENTER & HOCH | VDH SHAREHOLDER | direct | 1993-10-01 | |
| LEE KRASNER GROUP LTD | PRESIDENT/TREASURER | direct | 1993-10-01 | |
| TAYLOR STEPHENS INC | GENERAL PARTNER | indirect | 1993-12-01 | |
| SOUND FINANCIAL STRATEGIES GROUP, INC. | FOUNDING PARTNER/CFO/CCO | direct | 1993-12-01 | |
| OSTERWEIS CAPITAL MANAGEMENT INC | SHAREHOLDER | direct | 1994-01-01 | |
| SAGE, RUTTY & CO., INC. | SHAREHOLDER | direct | 1994-01-01 | |
| MARSDEN JOHN RICHARD JR | OWNER | direct | 1994-01-01 | |
| CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD | PARTNERSHIP | direct | 1994-02-01 | |
| BAI BONDSBERATUNG GES.M.B.H. | SHAREHOLDER | direct | 1994-03-01 | |
| BAI BONDSBERATUNG GES.M.B.H. | SHAREHOLDER | indirect | 1994-03-01 | |
| CATHOLIC FINANCIAL SERVICES CORP | VICE PRESIDENT, DIRECTOR | direct | 1994-06-01 | |
| GRAHAM CAPITAL MANAGEMENT, L.P. | LIMITED PARTNER | indirect | 1994-06-01 | |
| HELLMAN & FRIEDMAN ASSOCIATES III LP | SHAREHOLDER | indirect | 1994-07-01 | |
| H&F INVESTORS III | SHAREHOLDER | indirect | 1994-07-01 | |
| SOUTH OCEAN MANAGEMENT LIMITED | SHAREHOLDER | direct | 1994-09-01 | |
| THE HOLLISTER ASSET MANAGEMENT CO, G.P. | GENERAL PARTNER | direct | 1994-09-01 | |
| GLOBALVEST MANAGEMENT CO LP | ESTABLISHED | direct | 1994-10-01 | |
| KAPLAN & CO. SECURITIES INC. | CEO | direct | 1994-10-01 | |
| JULIUS BAER SECURITIES INC. | FIRST VICE PRESIDENT | direct | 1994-12-01 | |
| H&F ADMINISTRATION III LLC | SHAREHOLDER | indirect | 1994-12-01 | |
| H & F ADMINISTRATION IV LLC | SHAREHOLDER | indirect | 1994-12-01 | |
| PINNACLE ASSET MANAGEMENT, L.P. | MEMBER | indirect | 1994-12-01 | |
| OTTAWA AVENUE PRIVATE CAPITAL, LLC | SHAREHOLDER | indirect | 1994-12-01 | |
| SANDPOINTE, LLC | MEMBER | indirect | 1994-12-01 | |
| BRENTON INVESTMENTS, INC. | SHAREHOLDER | indirect | 1995-01-01 | |
| POPULAR SECURITIES, INC. | DIRECTOR | direct | 1995-05-01 | |
| NOVARE CAPITAL MANAGEMENT | MEMBER | indirect | 1995-05-01 | |
| SOUND CAPITAL MANAGEMENT INC | MANAGING DIRECTOR | direct | 1995-06-01 | |
| STAMPS, WOODSUM & CO. IV | LIMITED PARTNER | direct | 1995-06-01 | |
| PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION | SHAREHOLDER | direct | 1995-06-01 | |
| CORRELL CO. INVESTMENT SERVICES CORP. | SECRETARY | direct | 1995-07-01 | |
| PCJ INVESTMENT COUNSEL LTD. | PARTNERSHIP | direct | 1995-07-01 | |
| POPULAR SECURITIES, INC. | DIRECTOR | direct | 1995-08-01 | |
| NBC SECURITIES, INC. | VICE PRESIDENT | direct | 1995-08-01 | |
| INVESTEC PMG CAPITAL | MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER | direct | 1995-10-01 | |
| JAYHAWK PRIVATE EQUITY GP, L.P. | MANAGING MEMBER | indirect | 1995-10-01 | |
| JGE CAPITAL MANAGEMENT, LLC | TRUST | indirect | 1995-10-01 | |
| PENSION PORTFOLIO ADVISORS INC. | N/A | direct | 1995-11-01 | |
| CORRELL CO. INVESTMENT SERVICES CORP. | SHAREHOLDER | direct | 1995-11-01 | |
| MOSBY LINCOLN LC | MEMBER MANAGER | direct | 1995-12-01 | |
| HHH INVESTMENT INC | PRESIDENT | direct | 1995-12-01 | |
| SIFE | DIRECTOR/OWNER | direct | 1995-12-01 | |
| KAUFMAN BROS., L.P. | LP | direct | 1995-12-01 | |
| OVERLOOK INVESTMENTS L.P. | GENERAL PARTNER | direct | 1995-12-01 | |
| P. R. HERZIG & CO. INC. | BOARD OF DIRECTORS | direct | 1995-12-01 | |
| P. R. HERZIG & CO. INC. | SHAREHOLDER | direct | 1995-12-01 | |
| P. R. HERZIG & CO. INC. | TRUSTEE OF 2 TRUSTS | indirect | 1995-12-01 | |
| RANSON CAPITAL CORPORATION | VP SEC. | direct | 1996-01-01 | |
| OLYMPUS ADVISORS, LLC | MEMBER | direct | 1996-01-01 | |
| FINANCIAL ADVISORY SERVICE INC | SHAREHOLDER | direct | 1996-02-01 | |
| ACCESS FINANCIAL GROUP, INC. | OWNER | direct | 1996-02-01 | |
| MIDWEST CAPITAL MANAGEMENT, INC. | PRESIDENT | direct | 1996-03-01 | |
| CHAPLIN-MULLAUGH, INCORPORATED | CORPORATE SECRETARY | direct | 1996-03-01 | |
| JGE CAPITAL MANAGEMENT, LLC | MEMBER | direct | 1996-04-01 | |
| FINANCIAL ADVISORY SERVICE INC | JAMES G. DUSSOLD, TRUSTEE | direct | 1996-05-01 | |
| WEXFORD CLEARING SERVICES CORPORATION | SENIOR VICE PRESIDENT- CROP | direct | 1996-07-01 | |
| AMERICAN SUPERIOR CO | TRUST | direct | 1996-07-01 | |
| PCJ INVESTMENT COUNSEL LTD. | PARTNERSHIP | direct | 1996-07-01 | |
| DRV GROUP INC | PRESIDENT | direct | 1996-08-01 | |
| THE BAKER GROUP, LP | VICE PRES/MANAGING DIRECTOR | direct | 1996-08-01 | |
| PINKERTON RETIREMENT SPECIALISTS, LLC | OWNER | indirect | 1996-09-01 | |
| PINKERTON RETIREMENT SPECIALISTS, LLC | OWNER | indirect | 1996-09-01 | |
| CHARLES FISH INVESTMENTS, INC. | SHAREHOLDER | direct | 1996-10-01 | |
| ORION FINANCIAL SERVICES, LLC | SHAREHOLDER | indirect | 1996-11-01 | |
| MACEY-HOLLAND & CO., LLC | MANAGING MEMBER | direct | 1996-12-01 | |
| BATCHELDER & PARTNERS, INC. | OWNER | direct | 1997-01-01 | |
| NEUMEIER INVESTMENT COUNSEL LLC | MEMBER | direct | 1997-01-01 | |
| ROSEMOUNT CAPITAL LIMITED | TRUSTEE | indirect | 1997-01-01 | |
| FREMONT REALTY CAPITAL, L.P. | SHAREHOLDER | indirect | 1997-02-01 | |
| JUNDT ASSOCIATES INC | TRUSTEE | direct | 1997-03-01 | |
| OSTERWEIS CAPITAL MANAGEMENT LLC | MEMBER | direct | 1997-03-01 | |
| JOHN MOORE & ASSOCIATES INC | SHAREHOLDER | direct | 1997-03-01 | |
| FFR ADVISORY LLC | TRUSTEE | indirect | 1997-03-01 | |
| S.A.I. CAPITAL MANAGEMENT, LLC | TRUSTEE | indirect | 1997-03-01 | |
| SENTINEL ADVISORS LLC | MEMBER | direct | 1997-04-01 | |
| REGISTER & AKERS INVESTMENTS, INC. | PRINCIPAL | direct | 1997-04-01 | |
| WAYZATA CAPITAL MANAGEMENT, INC. | SHAREHOLDER | direct | 1997-05-01 | |
| STEVEN A. NOROIAN & ASSOCIATES, INC. | OWNER | direct | 1997-05-01 | |
| WELTON INVESTMENT CORPORATION | SOLE SHAREHOLDER | direct | 1997-05-01 | |
| WELTON INVESTMENT CORPORATION | SOLE SHAREHOLDER | indirect | 1997-05-01 | |
| WELTON FUND ADVISORS LLC | SOLE SHAREHOLDER | indirect | 1997-05-01 | |
| WELTON INVESTMENT PARTNERS LLC | SOLE SHAREHOLDER | indirect | 1997-05-01 | |
| TRENDSTAT CAPITAL MANAGEMENT INC. | NO TITLE | direct | 1997-06-01 | |
| POPULAR SECURITIES, INC. | DIRECTOR | direct | 1997-07-01 | |
| KLOSTERMAN CAPITAL CORP | TRUST | direct | 1997-07-01 | |
| MORGAN JESS S & CO INC | TRUST | direct | 1997-07-01 | |
| THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY | SHAREHOLDER | direct | 1997-07-01 | |
| JONES COMMODITIES, INC. | SHAREHOLDER | direct | 1997-08-01 | |
| FIRST WESTERN ADVISORS | PRESIDENT / DIRECTOR | direct | 1997-10-01 | |
| STEPHEN JONES CAPITAL MANAGEMENT, INC. | 90% SHAREHOLDER | direct | 1997-11-01 | |
| JONES VILLALTA ASSET MANAGEMENT, LLC | 90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC. | indirect | 1997-11-01 | |
| IHP CAPITAL PARTNERS | SHAREHOLDER | direct | 1997-12-01 | |
| TIFFANY CAPITAL ADVISORS INC | BOARD MEMBER | direct | 1998-01-01 | |
| SAGE, RUTTY & CO., INC. | DIRECTOR | direct | 1998-01-01 | |
| KURIYAMA & CO LLC | MEMBER | direct | 1998-01-01 | |
| SUMMIT PARTNERS V, L.P. | LIMITED PARTNER | direct | 1998-01-01 | |
| CWS CAPITAL PARTNERS LLC | SHAREHOLDER | direct | 1998-01-01 | |
| THE BAUPOST GROUP, L.L.C. | MEMBER | direct | 1998-01-01 | |
| IWAMOTO, KONG & CO., INC. | SHAREHOLDER | direct | 1998-01-01 | |
| CWS CAPITAL PARTNERS LLC | SHAREHOLDER / MANAGING MEMBER | direct | 1998-01-01 | |
| FINANCIAL ADVISORY SERVICE INC | DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES | direct | 1998-01-01 | |
| BJURMAN, BARRY & ASSOCIATES | SHAREHOLDER A CLASS | direct | 1998-03-01 | |
| DE PRINCE, RACE & ZOLLO, INC. | SHAREHOLDER | direct | 1998-03-01 | |
| BOULDER INVESTMENT ADVISERS LLC | MEMBER | indirect | 1998-05-01 | |
| BNY ASSOCIATES INCORPORATED | DIRECTOR | direct | 1998-05-01 | |
| FULLER & THALER ASSET MANAGEMENT INC | SHAREHOLDER | direct | 1998-05-01 | |
| VALUE PARTNERS LTD | SHAREHOLDER | direct | 1998-06-01 | |
| VALU-TRAC INVESTMENT RESEARCH LIMITED | OWNER | direct | 1998-06-01 | |
| PRIVATE PORTFOLIO OF SAN DIEGO, INC. | VICE PRESIDENT | direct | 1998-06-01 | |
| GREIG ASSOCIATES INC | VICE PRESIDENT | direct | 1998-07-01 | |
| RWT INVESTMENT ADVISERS, INC. | 100% SHAREHOLDER | direct | 1998-07-01 | |
| KELLNER, DILEO & CO., L.P. | LIMITED PARTNER | direct | 1998-07-01 | |
| WHITEGATE INVESTMENT COUNSELORS INC | SHAREHOLDER | direct | 1998-07-01 | |
| TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC. | SHAREHOLDER | indirect | 1998-07-01 | |
| OWNERSHIP ADVISORS, INC. | PRESIDENT | direct | 1998-09-01 | |
| THE HOLLISTER ASSET MANAGEMENT CO, G.P. | GENERAL PARTNER | direct | 1998-09-01 | |
| THE BAKER GROUP, LP | VICE PRES/MANAGING DIRECTOR | direct | 1998-09-01 | |
| HAMMER ASSET MANAGEMENT LLC | TRUSTEE | indirect | 1998-10-01 | |
| HAMMER ASSET MANAGEMENT LLC | TRUSTEE | direct | 1998-10-01 | |
| CITY SECURITIES CORPORATION | DIRECTOR | direct | 1998-11-01 | |
| ARNHOLD AND S. BLEICHROEDER, INC. | SENIOR VICE PRESIDENT & DIRECTOR | direct | 1988-08-01 | 2000-11-09 |
| ARNHOLD AND S. BLEICHROEDER, INC. | SENIOR VICE PRESIDENT & DIRECTOR | direct | 1995-03-01 | 2000-11-09 |
| FSC SECURITIES CORPORATION | DIRECTOR/CHAIRMAN | direct | 1997-10-01 | 2000-12-15 |
| J. BUSH & CO., INCORPORATED | DIRECTOR | direct | 1970-09-01 | 2001-01-29 |
| J. BUSH & CO., INCORPORATED | EXECUTIVE VICE PRESIDENT | direct | 1998-03-01 | 2001-01-29 |
| MACK INVESTMENT SECURITIES, INC. | TRUSTEE IS PRESIDENT | direct | 1986-01-01 | 2001-01-30 |
| FORUM SECURITIES, INC. | SHAREHOLDER | indirect | 1990-07-01 | 2001-01-30 |
| FORUM SECURITIES, INC. | VICE PRESIDENT/CFO | direct | 1991-03-01 | 2001-01-30 |
| RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD | TREAURER | direct | 1992-02-01 | 2001-01-30 |
| CHASE INVESTMENT SERVICES CORP. | DIRECTOR | direct | 1998-09-01 | 2001-01-30 |
| AMERICAN FIDELITY ASSURANCE CO | SHAREHOLDER | indirect | 1980-05-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | DIRECTOR | direct | 1984-04-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | SENIOR VICE PRESIDENT | direct | 1987-01-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | SENIOR VICE PRESIDENT | direct | 1987-02-01 | 2001-01-31 |
| MOODY ALDRICH & SULLIVAN LLC | NON MEMBER | indirect | 1988-06-01 | 2001-01-31 |
| MOODY ALDRICH & SULLIVAN LLC | NON MEMBER | indirect | 1988-06-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | SENIOR VICE PRESIDENT | direct | 1990-01-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | DIRECTOR | direct | 1992-01-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | PRESIDENT/DIRECTOR | direct | 1992-02-01 | 2001-01-31 |
| MOODY ALDRICH & SULLIVAN LLC | NON MEMBER | indirect | 1992-12-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | SENIOR VICE PRESIDENT | direct | 1994-01-01 | 2001-01-31 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | SENIOR VP MARKETING | direct | 1996-10-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | DIRECTOR | direct | 1997-11-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | SENIOR CHAIRMAN OF BOARD | direct | 1998-01-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | CH.BD./DIR/CEO | direct | 1998-01-01 | 2001-01-31 |
| JULIUS BAER SECURITIES INC. | CHAIRMAN | direct | 1998-04-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | DIRECTOR | direct | 1998-07-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | SENIOR VICE PRESIDENT | direct | 1998-08-01 | 2001-01-31 |
| CENTURION CAPITAL MANAGEMENT CORP | BENEFICIAL OWNER OF CCGI, COMMON | indirect | 1997-12-01 | 2001-02-01 |
| ESSEX LLC | SECRETARY | direct | 1933-01-01 | 2001-02-23 |
| COMMONWEALTH ADVISORS INC | SECRETARY | direct | 1991-04-01 | 2001-02-28 |
| HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY | SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR | direct | 1996-12-01 | 2001-02-28 |
| COMMONWEALTH ADVISORS INC | VICE PRESIDENT | direct | 1997-02-01 | 2001-02-28 |
| LINDNER ASSET MANAGEMENT INC | SHAREHOLDER | direct | 1997-03-01 | 2001-02-28 |
| MBIA CAPITAL MANAGEMENT CORP. | SENIOR MANAGING DIRECTOR | direct | 1998-02-01 | 2001-02-28 |
| ORLEANS CAPITAL MANAGEMENT CORP | PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR | direct | 1991-07-01 | 2001-03-01 |
| MONTICELLO ASSOCIATES INC | PRESIDENT | direct | 1992-07-01 | 2001-03-01 |
| MONTICELLO ASSOCIATES INC | TREASURER | direct | 1992-07-01 | 2001-03-01 |
| WCM INVESTMENT MANAGEMENT | VP | direct | 1995-06-01 | 2001-03-01 |
| THE ROBINSON-HUMPHREY COMPANY, LLC | SENIOR MANAGING DIRECTOR AND DIRECTOR | direct | 1998-05-01 | 2001-03-13 |
| PRINCOR FINANCIAL SERVICES CORPORATION | SENIOR VICE PRESIDENT | direct | 1998-01-01 | 2001-03-15 |
| PMG CAPITAL CORP. | MANAGING DIRECTOR | direct | 1998-10-01 | 2001-03-15 |
| DIVERSIFIED INVESTMENT ADVISORS INC | DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER | direct | 1992-10-01 | 2001-03-16 |
| BERGER & ASSOCIATES LLC | MANAGER & 50% OWNER | direct | 1997-04-01 | 2001-03-16 |
| ARMA FINANCIAL SERVICES, INC. | CHAIRMAN | direct | 1986-04-01 | 2001-03-20 |
| ARMA FINANCIAL SERVICES, INC. | SECRETARY | direct | 1986-04-01 | 2001-03-20 |
| ARMA FINANCIAL SERVICES, INC. | DIRECTOR | direct | 1986-04-01 | 2001-03-20 |
| ARMA FINANCIAL SERVICES, INC. | DIRECTOR | direct | 1991-06-01 | 2001-03-20 |
| ARMA FINANCIAL SERVICES, INC. | DIRECTOR | direct | 1994-10-01 | 2001-03-20 |
| ARMA FINANCIAL SERVICES, INC. | DIRECTOR | direct | 1996-07-01 | 2001-03-20 |
| TREECE INVESTMENT ADVISORY CORP | PRESIDENT, DIRECTOR, SECT, TREASURER | direct | 1979-08-01 | 2001-03-23 |
| COMMERCE CAPITAL MARKETS, INC. | EXECUTIVE VICE PRESIDENT | direct | 1977-03-01 | 2001-03-26 |
| COMMERCE CAPITAL MARKETS, INC. | MANAGING DIRECTOR | direct | 1977-09-01 | 2001-03-26 |
| ASSET MANAGEMENT ADVISORS, LLC | EXECUTIVE MANAGER | direct | 1996-06-01 | 2001-03-26 |
| AMERVEST CO INC | MANAGING DIRECTOR | direct | 1993-01-01 | 2001-03-27 |
| PMG CAPITAL CORP. | PRESIDENT | direct | 1986-12-01 | 2001-03-29 |
| PMG CAPITAL CORP. | VICE PRESIDENT ADMIN. | direct | 1995-04-01 | 2001-03-29 |
| PMG CAPITAL CORP. | MANAGING DIRECTOR | direct | 1995-10-01 | 2001-03-29 |
| VESTRUST SECURITIES L.P. | SHAREHOLDER | direct | 1997-01-01 | 2001-03-29 |
| FIRST WESTERN ADVISORS | VICE PRESIDENT/SECRETARY | direct | 1997-10-01 | 2001-03-29 |
| FIRST WESTERN ADVISORS | DIRECTOR | direct | 1997-10-01 | 2001-03-29 |
| KAHN BROTHERS & CO. INC. | STOCKHOLDER, DIRECTOR | direct | 1978-07-01 | 2001-03-30 |
| PROEQUITIES INC | DIRECTOR | direct | 1997-01-01 | 2001-03-30 |
| PROVIDENT NATIONAL ASSURANCE COMPANY | DIRECTOR | direct | 1995-10-01 | 2001-04-02 |
| PROVIDENT NATIONAL ASSURANCE COMPANY | DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE | direct | 1997-11-01 | 2001-04-02 |
| PROVIDENT NATIONAL ASSURANCE COMPANY | VICE PRESIDENT AND SECRETARY | direct | 1997-11-01 | 2001-04-02 |
| RICHARD O. JONES | PRESIDENT/CEO | indirect | 1993-07-01 | 2001-04-06 |
| RICHARD O. JONES | SHAREHOLDER | direct | 1993-12-01 | 2001-04-06 |
| CENTURION TRUST COMPANY | SHAREHOLDER | indirect | 1997-12-01 | 2001-04-12 |
| TOWER SQUARE SECURITIES, INC. | VICE PRESIDENT | direct | 1998-09-01 | 2001-04-19 |
| ORION FINANCIAL SERVICES, LLC | MEMB ER OF LLC | direct | 1997-08-01 | 2001-04-20 |
| THE ADVISORS GROUP, INC. | CHAIRMAN OF BOARD OF DIRECTORS | direct | 1988-08-01 | 2001-04-26 |
| CONCOURSE CAPITAL CORPORATION | DIRECTOR | direct | 1991-08-01 | 2001-04-27 |
| TIMING STRATEGIES CORP | PRESIDENT | direct | 1982-05-01 | 2001-04-30 |
| CMS INVESTMENT RESOURCES, INC. | VICE PRESIDENT, GENERAL COUNSEL | direct | 1986-06-01 | 2001-04-30 |
| VALU TRAC INVESTMENT MANAGEMENT LTD | CHIEF EXECUTIVE | direct | 1989-10-01 | 2001-04-30 |
| VALU TRAC INVESTMENT MANAGEMENT LTD | NON-EXECUTIVE DIRECTOR | direct | 1994-10-01 | 2001-04-30 |
| CANTERBURY CAPITAL SERVICES, INC. | SECRETARY | direct | 1995-11-01 | 2001-04-30 |
| MILLAR ROBERT PETER WHARTON | COMPLIANCE OFFICER | direct | 1995-12-01 | 2001-04-30 |
| VALU TRAC INVESTMENT MANAGEMENT LTD | COMPLIANCE OFFICER | direct | 1995-12-01 | 2001-04-30 |
| SUNTRUST EQUITABLE SECURITIES CORPORATION | CROP | direct | 1990-07-01 | 2001-05-03 |
| TITAN INVESTMENT ADVISORS LLC | PARTNER | direct | 1996-05-01 | 2001-05-15 |
| SOVEREIGN HOLDINGS LLC | PRESIDENT | direct | 1997-01-01 | 2001-05-16 |
| SOVEREIGN HOLDINGS LLC | ADMINISTRATIVE PARTNER | direct | 1997-01-01 | 2001-05-16 |
| ROBOTTI & COMPANY, INCORPORATED | DIRECTOR & STOCKHOLDER | direct | 1983-08-01 | 2001-05-24 |
| ROBOTTI & COMPANY, INCORPORATED | STOCKHOLDER | direct | 1987-09-01 | 2001-05-24 |
| ROBOTTI & COMPANY, INCORPORATED | SROP, ROP | direct | 1994-05-01 | 2001-05-24 |
| ROGGE GLOBAL PARTNERS PLC | 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED | direct | 1996-09-01 | 2001-05-24 |
| ROBOTTI & COMPANY, INCORPORATED | SROP, ROP | direct | 1997-09-01 | 2001-05-24 |
| CANYON CAPITAL REALTY ADVISORS LLC | MEMBER | direct | 1998-05-01 | 2001-06-12 |
| THE ROBINSON-HUMPHREY COMPANY, LLC | EXECUTIVE VICE PRESIDENT AND DIRECTOR | direct | 1997-05-01 | 2001-06-20 |
| SPELMAN & CO., INC. | DIRECTOR | direct | 1998-04-01 | 2001-06-20 |
| THE MILLER FINANCIAL GROUP, INC. | SHAREHOLDER | indirect | 1992-04-01 | 2001-06-25 |
| A. G. EDWARDS & SONS, INC. | DIRECTOR OF HOLDING COMPANY | direct | 1997-06-01 | 2001-06-26 |
| COORDINATED ASSET PLANNING CO INC | CHEIF OPERATIONS OFFICER | direct | 1989-05-01 | 2001-07-30 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1995-06-01 | 2001-07-30 |
| KEENE & ASSOCIATES, INC. | PRESIDENT | direct | 1994-09-01 | 2001-08-09 |
| WILLIAMS C R INC | MANAGING DIRECTOR | direct | 1994-06-01 | 2001-08-15 |
| WILLIAMS C R INC | PRESIDENT | direct | 1994-08-01 | 2001-08-15 |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG | direct | 1987-08-01 | 2001-08-21 |
| ST. BERNARD FINANCIAL SERVICES, INC. | SHAREHOLDER | direct | 1994-03-01 | 2001-08-28 |
| MEMORIAL INVESTMENT ADVISORS INC | VP AND CIO | direct | 1998-09-01 | 2001-09-25 |
| SYMMETRIC INVESTMENTS, INC. | 5% + SHAREHOLDER | direct | 1992-12-01 | 2001-09-26 |
| ALLIANCE ADVISORY & SECURITIES, INC. | PRESIDENT | indirect | 1987-07-01 | 2001-09-27 |
| PMG CAPITAL CORP. | PRESIDENT AND CHIEF EXECUTIVE OFFICER | direct | 1986-12-01 | 2001-10-01 |
| PMG CAPITAL CORP. | MANAGING DIRECTOR | direct | 1987-06-01 | 2001-10-01 |
| PMG CAPITAL CORP. | MANAGING DIRECTOR | direct | 1993-12-01 | 2001-10-01 |
| PMG CAPITAL CORP. | MANAGING DIRECTOR AND TREASURER | direct | 1995-10-01 | 2001-10-01 |
| SMITH SHELLNUT WILSON LLC | PRINCIPAL | direct | 1995-06-01 | 2001-10-22 |
| SMITH SHELLNUT WILSON LLC | PRINCIPAL | direct | 1998-08-01 | 2001-10-22 |
| SALOMON SMITH BARNEY INC. | GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC. | direct | 1995-07-01 | 2001-10-24 |
| SALOMON SMITH BARNEY INC. | CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT | direct | 1997-08-01 | 2001-10-24 |
| SALOMON SMITH BARNEY INC. | MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT | direct | 1997-08-01 | 2001-10-24 |
| CSFBDIRECT, INC. | DIRECTOR/CCO/CROP/SROP | direct | 1996-08-01 | 2001-10-26 |
| STEPHENS INC. | SHAREHOLDER PREFERRED B | indirect | 1990-12-01 | 2001-10-31 |
| STEPHENS INC. | SHAREHOLDER COMMON A | indirect | 1990-12-01 | 2001-10-31 |
| CBNY INVESTMENT SERVICES CORP. | SHAREHOLDER | indirect | 1988-03-01 | 2001-11-01 |
| FINARC LLC | SPOUSE | direct | 1996-10-01 | 2001-11-29 |
| THE MILLER FINANCIAL GROUP, INC. | SHAREHOLDER | indirect | 1992-04-01 | 2001-11-30 |
| CJ CAPITAL MANAGEMENT LLC | PRESIDENT | direct | 1998-08-01 | 2001-12-07 |
| ARNHOLD AND S. BLEICHROEDER, INC. | STOCKHOLDER | direct | 1946-07-01 | 2001-12-10 |
| ARNHOLD AND S. BLEICHROEDER, INC. | SENIOR VICE PRESIDENT & DIRECTOR | direct | 1978-06-01 | 2001-12-10 |
| ARNHOLD AND S. BLEICHROEDER, INC. | SENIOR VICE PRESIDENT, TREASURER & DIRECTOR | direct | 1990-11-01 | 2001-12-10 |
| ARNHOLD AND S. BLEICHROEDER, INC. | CO-CHAIRMAN OF THE BOARD | direct | 1994-01-01 | 2001-12-10 |
| ARNHOLD AND S. BLEICHROEDER, INC. | CO-PRESIDENT, SECRETARY & DIRECTOR | direct | 1994-01-01 | 2001-12-10 |
| ARNHOLD AND S. BLEICHROEDER, INC. | CO-PRESIDENT AND DIRECTOR | direct | 1994-01-01 | 2001-12-10 |
| ARNHOLD AND S. BLEICHROEDER, INC. | SENIOR VICE PRESIDENT , SROP/CROP | direct | 1994-04-01 | 2001-12-10 |
| TRENDLINE RESEARCH & MANAGEMENT CORP | DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER | direct | 1988-03-01 | 2001-12-12 |
| TRENDLINE RESEARCH & MANAGEMENT CORP | DIRECTOR, PRESIDENT | direct | 1988-03-01 | 2001-12-12 |
| TREVOR STEWART BURTON & JACOBSEN INC | STOCKHOLDER | direct | 1995-04-01 | 2001-12-18 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | VP COMMUNICATIONS & HUMAN RESOURCES | direct | 1989-10-01 | 2001-12-20 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | VP INFO SYSTEMS | direct | 1996-10-01 | 2001-12-20 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | CORPORATE CONTROLLER | direct | 1997-03-01 | 2001-12-20 |
| THURLOW CAPITAL MANAGEMENT, INC. | PRESIDENT | direct | 1997-04-01 | 2002-01-03 |
| THURLOW CAPITAL MANAGEMENT, INC. | VICE-PRESIDENT | direct | 1997-04-01 | 2002-01-03 |
| CENTURION HINDS INVESTMENT MANAGEMENT CORP | SHAREHOLDER OF CENTURION CAPITAL GROUP INC. | indirect | 1997-12-01 | 2002-01-17 |
| CATHOLIC FINANCIAL SERVICES CORP | CHAIRMAN, DIRECTOR | direct | 1994-06-01 | 2002-01-23 |
| CATHOLIC FINANCIAL SERVICES CORP | DIRECTOR | direct | 1994-06-01 | 2002-01-23 |
| NORTHERN TRUST SECURITIES, INC. | DIRECTOR | direct | 1997-01-01 | 2002-01-23 |
| CSFBDIRECT, INC. | DIRECTOR OF COMPLIANCE/CCO/CROP/SROP | direct | 1996-08-01 | 2002-01-25 |
| PRINCOR FINANCIAL SERVICES CORPORATION | DIRECTOR | direct | 1998-01-01 | 2002-01-25 |
| SUCCESSFUL RESOURCES MANAGEMENT LTD | VICE PRESIDENT | direct | 1996-06-01 | 2002-02-05 |
| COORDINATED ASSET PLANNING CO INC | PRESIDENT | direct | 1984-01-01 | 2002-02-13 |
| FERGUSON INVESTMENT CONSULTANTS INC | PRESIDENT | direct | 1988-06-01 | 2002-02-13 |
| COORDINATED ASSET PLANNING CO INC | CHIEF OPERATIONS OFFICER | direct | 1989-05-01 | 2002-02-13 |
| MCCORMACK ADVISORS INTERNATIONAL LLC | S | indirect | 1973-12-01 | 2002-03-11 |
| AMERICAN INVESTMENT SERVICES INC | TREASURER & SECRETARY | direct | 1988-12-01 | 2002-03-15 |
| HORSLEY BRIDGE PARTNERS, INC. | SHAREHOLDER | direct | 1983-03-01 | 2002-03-19 |
| HORSLEY BRIDGE PARTNERS, INC. | SHAREHOLDER | direct | 1985-03-01 | 2002-03-19 |
| PARNASSUS INVESTMENTS | DIRECTOR | direct | 1984-06-01 | 2002-03-22 |
| AMR INVESTMENT SERVICES, INC | SECRETARY | direct | 1988-01-01 | 2002-03-25 |
| MCCORMICK CAPITAL MANAGEMENT | V.P. FIXED INCOME | direct | 1993-03-01 | 2002-03-26 |
| CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD | SHAREHOLDER | direct | 1995-01-01 | 2002-03-26 |
| MCCORMICK CAPITAL MANAGEMENT | V.P. OPERATIONS | direct | 1996-04-01 | 2002-03-26 |
| LORD ANDREW CHARLES | SOLE PROPRIETOR | direct | 1984-01-01 | 2002-03-27 |
| GLEN RAUCH SECURITIES, INC. | SECRETARY/DIRECTOR | direct | 1986-02-01 | 2002-03-27 |
| CITISTREET ADVISORS LLC | VICE PRESIDENT, TREASURER, FINOP | direct | 1991-05-01 | 2002-03-27 |
| NATIONWIDE ADVISORY SERVICES, INC. | DIRECTOR | direct | 1998-04-01 | 2002-03-27 |
| GUARDIAN CAPITAL INC | MANAGING DIRECTOR | direct | 1985-11-01 | 2002-03-28 |
| GUARDIAN CAPITAL INC | MANAGING DIRECTOR | direct | 1988-02-01 | 2002-03-28 |
| FORUM SECURITIES, INC. | EXECUTIVE VICE PRESIDENT | direct | 1989-01-01 | 2002-03-28 |
| FORUM SECURITIES, INC. | DIRECTOR | direct | 1989-02-01 | 2002-03-28 |
| FORUM SECURITIES, INC. | SECRETARY | direct | 1989-06-01 | 2002-03-28 |
| FORUM SECURITIES, INC. | PRESIDENT/TREASURER/DIRECTOR/SROP/CROP | direct | 1991-02-01 | 2002-03-28 |
| FORUM SECURITIES, INC. | SENIOR VICE PRESIDENT/CFO | direct | 1991-03-01 | 2002-03-28 |
| FORUM SECURITIES, INC. | DIRECTOR | direct | 1992-08-01 | 2002-03-28 |
| GUARDIAN CAPITAL INC | MANAGING DIRECTOR | direct | 1994-11-01 | 2002-03-28 |
| GUARDIAN CAPITAL INC | MANAGING DIRECTOR | direct | 1995-04-01 | 2002-03-28 |
| INSTITUTIONAL SECURITIES CORPORATION | SECRETARY | direct | 1996-05-01 | 2002-03-28 |
| VALUE PARTNERS LTD | NON-EXECUTIVE DIRECTOR | direct | 1998-06-01 | 2002-03-28 |
| GUARDIAN CAPITAL ADVISORS INC | V.P., COMPLIANCE & SECRETARY | direct | 1998-11-01 | 2002-03-28 |
| EPG INC | SENIOR VICE PRESIDENT | direct | 1998-01-01 | 2002-04-01 |
| JMG CAPITAL MANAGEMENT, LLC | N/A | indirect | 1998-04-01 | 2002-04-01 |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | SHAREHOLDER | direct | 1996-06-01 | 2002-04-02 |
| WARNER GROUP, INC. | VICE PRESIDENT, DIRECTOR, SHAREHOLDER | direct | 1996-05-01 | 2002-04-03 |
| TACTICAL ALLOCATION SERVICES LLC | TRUST | direct | 1996-04-01 | 2002-04-04 |
| BRENTON INVESTMENTS, INC. | SHAREHOLDER | indirect | 1995-01-01 | 2002-04-17 |
| MUHLENKAMP & CO INC | SHAREHOLDER | direct | 1983-02-01 | 2002-04-22 |
| DIVERSIFIED INVESTMENT ADVISORS INC | DIRECTOR & PRESIDENT | direct | 1992-10-01 | 2002-04-30 |
| DIVERSIFIED INVESTMENT ADVISORS INC | SECRETARY | direct | 1994-01-01 | 2002-04-30 |
| LINDNER CAPITAL MANAGEMENT, LLC | 52% SHAREHOLDER | indirect | 1997-03-01 | 2002-04-30 |
| CHAPEL HILL CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1997-12-01 | 2002-05-03 |
| ARISTA INVESTMENT ADVISORS, LTD. | PRESIDENT | direct | 1988-11-01 | 2002-05-06 |
| ARISTA INVESTMENT ADVISORS, LTD. | SECRETARY | direct | 1988-11-01 | 2002-05-06 |
| ARISTA INVESTMENT ADVISORS, LTD. | VICE-PRESIDENT | direct | 1996-04-01 | 2002-05-06 |
| PINNACLE FUND MANAGEMENT LLC | NONE | direct | 1997-03-01 | 2002-05-06 |
| SUCCESSFUL MONEY STRATEGIES INC | CHIEF INVESTMENT OFFICER | direct | 1993-03-01 | 2002-05-07 |
| WESTBOURNE INVESTMENTS, INC. | BENEFICIAL OWNER | direct | 1997-09-01 | 2002-05-14 |
| WESTBOURNE INVESTMENTS, INC. | BENEFICIAL OWNER | direct | 1997-12-01 | 2002-05-14 |
| PLANNERS FINANCIAL SERVICES, INC. | BOARD MEMBER | direct | 1984-03-01 | 2002-05-24 |
| PACIFIC CAPITAL PLANNING COMPANY | OWNER | direct | 1997-09-01 | 2002-05-24 |
| A. G. EDWARDS & SONS, INC. | DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY | direct | 1998-03-01 | 2002-05-31 |
| R.V. KUHNS & ASSOCIATES, INC. | TREASURER | indirect | 1986-01-01 | 2002-06-25 |
| FIRST ALLIED SECURITIES, INC. | SHAREHOLDER | indirect | 1994-10-01 | 2002-07-22 |
| TRUSTED SECURITIES ADVISORS CORP. | CHAIRMAN AND DIRECTOR | direct | 1998-08-01 | 2002-07-24 |
| AMERICAN GENERAL FINANCIAL ADVISORS, INC. | ASSISTANT TREASURER | direct | 1998-08-01 | 2002-08-29 |
| EQUITY ANALYSTS INC. | SHAREHOLDER | direct | 1998-09-01 | 2002-09-20 |
| THE MILLER FINANCIAL GROUP, INC. | SHAREHOLDER | indirect | 1992-04-01 | 2002-09-23 |
| 1717 CAPITAL MANAGEMENT COMPANY | DIRECTOR | direct | 1998-11-01 | 2002-09-26 |
| KILLIAN ASSET MANAGEMENT CORP | PRESIDENT | direct | 1987-04-01 | 2002-10-11 |
| ABSOLUTE RETURN ADVISORS, LTD. | CROP/SROP/VP | direct | 1996-12-01 | 2002-10-14 |
| MCCORMACK ADVISORS INTERNATIONAL LLC | S | indirect | 1973-12-01 | 2002-10-16 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1980-03-01 | 2002-10-21 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1980-11-01 | 2002-10-21 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1983-02-01 | 2002-10-21 |
| ARTHURS, LESTRANGE & COMPANY INCORPORATED | OUTSIDE SHAREHOLDER | direct | 1986-03-01 | 2002-10-31 |
| SANDALWOOD SECURITIES, INC. | SHAREHOLDER | direct | 1997-12-01 | 2002-10-31 |
| SANDALWOOD SECURITIES, INC. | SHAREHOLDERS | direct | 1997-12-01 | 2002-10-31 |
| BERGER & ASSOCIATES LLC | MANAGER & 100% OWNER | direct | 1997-04-01 | 2002-12-04 |
| MUHLENKAMP & CO INC | SHAREHOLDER | indirect | 1983-02-01 | 2002-12-18 |
| THE DANFORTH ASSOCIATES, INC | VICE PRESIDENT & DIRECTOR | direct | 1994-09-01 | 2002-12-20 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | CHAIRMAN OF THE BOARD & DIRECTOR | direct | 1994-10-01 | 2003-01-02 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | GENERAL COUNSEL & SECRETARY | direct | 1996-08-01 | 2003-01-02 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | SENIOR VP & CHIEF FINANCIAL OFFICER | direct | 1996-10-01 | 2003-01-02 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | VP FINANCE & TREASURER | direct | 1998-11-01 | 2003-01-02 |
| L ROY PAPP & ASSOCIATES | GENERAL PARTNER | direct | 1992-01-01 | 2003-01-10 |
| MEMORIAL INVESTMENT ADVISORS INC | PRESIDENT AND CEO | direct | 1998-10-01 | 2003-01-14 |
| MEMORIAL INVESTMENT ADVISORS INC | VP AND CFO | direct | 1998-10-01 | 2003-01-14 |
| LAUREL MANAGEMENT CO LLC | MEMBER | direct | 1995-07-01 | 2003-01-15 |
| CLARK FINANCIAL SERVICES GROUP INC | PRESIDENT | direct | 1987-01-01 | 2003-01-24 |
| ROLF ADLER GROUP INC | PRESIDENT | direct | 1987-12-01 | 2003-01-25 |
| FINANCIAL ADVISORY SERVICE INC | SHAREHOLDER | direct | 1984-01-01 | 2003-02-05 |
| C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) | DIRECTOR OF COMPLIANCE | direct | 1997-03-01 | 2003-02-07 |
| THE DANFORTH ASSOCIATES, INC | DIRECTOR | direct | 1994-09-01 | 2003-02-14 |
| GURUN, INC. | PRESIDENT | direct | 1986-03-01 | 2003-02-27 |
| TIFFANY CAPITAL ADVISORS INC | BOARD MEMBER | direct | 1992-07-01 | 2003-03-03 |
| WILLINGHAM ASSET MANAGEMENT INC | PRESIDENT | direct | 1995-11-01 | 2003-03-03 |
| JULIUS BAER SECURITIES INC. | SENIOR VICE PRESIDENT | direct | 1994-12-01 | 2003-03-14 |
| JULIUS BAER SECURITIES INC. | DIRECTOR | direct | 1996-05-01 | 2003-03-14 |
| THE DE BURLO GROUP,INC. | PRESIDENT | direct | 1987-10-01 | 2003-03-18 |
| THE DE BURLO GROUP,INC. | SECRETARY | direct | 1987-10-01 | 2003-03-18 |
| THE DE BURLO GROUP,INC. | DIRECTOR | direct | 1987-10-01 | 2003-03-18 |
| THE DE BURLO GROUP,INC. | SENIOR VICE PRESIDENT | direct | 1996-03-01 | 2003-03-18 |
| PERKINS, WOLF, MCDONNELL & CO. | SHAREHOLDER | direct | 1983-03-01 | 2003-03-26 |
| KEENE & ASSOCIATES, INC. | PRESIDENT, DIRECTOR | direct | 1994-09-01 | 2003-03-26 |
| HORSLEY BRIDGE PARTNERS, INC. | SHAREHOLDER CLASS A & B SHARES | direct | 1985-03-01 | 2003-03-27 |
| NVEST FUNDS MANAGEMENT LP | GENERAL PARTNER | direct | 1995-01-01 | 2003-03-27 |
| CJ CAPITAL MANAGEMENT LLC | MEMBER, PRESIDENT | direct | 1998-08-01 | 2003-03-27 |
| BUCKINGHAM CAPITAL MANAGEMENT INC | DIRECTOR | direct | 1985-05-01 | 2003-03-28 |
| COMMERCE CAPITAL MARKETS, INC. | EXECUTIVE VICE PRESIDENT | direct | 1972-05-01 | 2003-03-31 |
| ATLANTIC CAPITAL MANAGEMENT LTD | VICE PRESIDENT | direct | 1990-08-01 | 2003-03-31 |
| ATLANTIC CAPITAL MANAGEMENT LTD | CORPORATE SECRETARY | direct | 1992-04-01 | 2003-03-31 |
| FIRST WESTERN ADVISORS | PRESIDENT | direct | 1997-10-01 | 2003-04-02 |
| J. BUSH & CO., INCORPORATED | PRESIDENT / DIRECTOR | direct | 1998-03-01 | 2003-04-03 |
| HORNOR, TOWNSEND & KENT, INC. | DIRECTOR | direct | 1998-05-01 | 2003-04-08 |
| BERGER & ASSOCIATES LLC | MANAGING DIRECTOR | direct | 1997-04-01 | 2003-04-16 |
| PENSION CONSULTING ALLIANCE INC | PRINCIPAL | direct | 1995-10-01 | 2003-05-02 |
| TWEEDY, BROWNE COMPANY LLC | MANAGING DIRECTOR | direct | 1997-10-01 | 2003-05-07 |
| JULIUS BAER SECURITIES INC. | SHAREHOLDER | direct | 1962-11-01 | 2003-05-20 |
| HARBOUR INVESTMENTS, INC. | VICE PRESIDENT, SECRETARY | direct | 1992-04-01 | 2003-06-13 |
| HARBOUR INVESTMENTS, INC. | CCO | direct | 1994-05-01 | 2003-06-13 |
| HARBOUR INVESTMENTS, INC. | VICE PRESIDENT | direct | 1997-03-01 | 2003-06-13 |
| BRILL SECURITIES, INC. | VP., TRES., SEC., ,CHIEF OPERATING OFFICER | direct | 1987-06-01 | 2003-06-30 |
| SIGNATOR INVESTORS, INC. | VICE PRESIDENT | direct | 1998-09-01 | 2003-07-03 |
| MECHTENBERG FINANCIAL GROUP INC | SHAREHOLDER | direct | 1980-01-01 | 2003-07-14 |
| DEVON ADVISORS INC | PRESIDENT | direct | 1998-07-01 | 2003-07-30 |
| L ROY PAPP & ASSOCIATES | GENERAL PARTNER | direct | 1991-01-01 | 2003-08-06 |
| L ROY PAPP & ASSOCIATES | GENERAL PARTNER | direct | 1989-10-01 | 2003-08-28 |
| L ROY PAPP & ASSOCIATES | GENERAL PARTNER | direct | 1993-01-01 | 2003-08-28 |
| L ROY PAPP & ASSOCIATES | GENERAL PARTNER | direct | 1996-01-01 | 2003-08-28 |
| CHARLES SCHWAB & CO., INC. | SENIOR VICE PRESIDENT - GENERAL COUNSEL | direct | 1997-07-01 | 2003-09-11 |
| METROPOLITAN LIFE INSURANCE COMPANY | SENIOR VICE PRESIDENT | direct | 1998-03-01 | 2003-09-17 |
| THE DANFORTH ASSOCIATES, INC | CHAIRMAN & DIRECTOR | direct | 1949-01-01 | 2003-09-25 |
| THE DANFORTH ASSOCIATES, INC | PRESIDENT & DIRECTOR | direct | 1994-08-01 | 2003-09-25 |
| MONEY CONCEPTS CAPITAL CORP | CHAIRMAN | direct | 1982-06-01 | 2003-10-27 |
| MONEY CONCEPTS CAPITAL CORP | SHAREHOLDER | indirect | 1982-06-01 | 2003-10-27 |
| UBOC INVESTMENT SERVICES, INC. | DIRECTOR | direct | 1993-02-01 | 2003-10-27 |
| ARTISAN PARTNERS LIMITED PARTNERSHIP | GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. | indirect | 1991-07-01 | 2003-11-18 |
| ARTISAN PARTNERS LIMITED PARTNERSHIP | GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. | indirect | 1995-01-01 | 2003-11-18 |
| ROGGE GLOBAL PARTNERS PLC | 100% OWNER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED | indirect | 1996-09-01 | 2003-11-18 |
| ARTISAN PARTNERS LIMITED PARTNERSHIP | LIMITED PARTNER OF SUTTER HILL PARTNERS L.P. | indirect | 1998-01-01 | 2003-11-18 |
| ARTISAN PARTNERS LIMITED PARTNERSHIP | GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. | indirect | 1998-01-01 | 2003-11-18 |
| AMERICAN INSTITUTIONAL REALTY ADVISORS | OWNER | direct | 1992-12-01 | 2003-12-17 |
| CITIGROUP GLOBAL MARKETS INC. | CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT | direct | 1997-09-01 | 2003-12-18 |
| CAPITAL MANAGEMENT CONSULTING, LLC | CO-PRESIDENT | direct | 1996-07-01 | 2004-01-02 |
| SUCCESSFUL MONEY STRATEGIES INC | PRESIDENT | direct | 1993-03-01 | 2004-01-07 |
| WARFIELD ASSOCIATES, INC. | CORPORATE SECRETARY | direct | 1988-11-01 | 2004-01-13 |
| BJURMAN, BARRY & ASSOCIATES | SHAREHOLDER | direct | 1998-03-01 | 2004-01-15 |
| TRF INVESTMENTS INC | PRESIDENT | direct | 1992-03-01 | 2004-01-20 |
| PPS & V ASSET MANAGEMENT CONSULTANTS INC | PRESIDENT | direct | 1991-09-01 | 2004-01-22 |
| AMERISTOCK CORP | SHAREHOLDER | direct | 1995-06-01 | 2004-02-03 |
| MADISON PORTFOLIO CONSULTANTS INC. | PRESIDENT, DIRECTOR | direct | 1990-12-01 | 2004-02-26 |
| SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. | CHAIRMAN, DIRECTOR | direct | 1978-08-01 | 2004-03-08 |
| LORD ANDREW CHARLES | MEMBER | direct | 1984-01-01 | 2004-03-09 |
| TOWER EQUITIES, INC. | TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST | direct | 1992-12-01 | 2004-03-25 |
| FRANK RUSSELL CAPITAL INC. | GENERAL COUNSEL, SECRETARY, DIRECTOR | direct | 1994-11-01 | 2004-03-25 |
| FISHMAN JAY A LTD | PRESIDENT | direct | 1983-09-01 | 2004-03-26 |
| BAXTER FINANCIAL CORPORATION | SECRETARY | direct | 1989-04-01 | 2004-03-26 |
| SPRING CREEK INVESTMENT ADVISORS, INC. | PRESIDENT | direct | 1994-10-01 | 2004-03-26 |
| ORION CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1991-05-01 | 2004-03-29 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR | direct | 1996-07-01 | 2004-03-29 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER | direct | 1996-07-01 | 2004-03-29 |
| ORION CAPITAL MANAGEMENT INC | SECRETARY/TREASURER | direct | 1997-01-01 | 2004-03-29 |
| LAFAYETTE INVESTMENTS, INC. | SECRETARY | direct | 1988-05-01 | 2004-03-30 |
| WALL STREET ASSOCIATES | SHAREHOLDER | direct | 1991-12-01 | 2004-03-30 |
| TAKAKI CLOSE & ASSOCIATES, LTD. | PRESIDENT | direct | 1993-04-01 | 2004-03-30 |
| TAKAKI CLOSE & ASSOCIATES, LTD. | DIRECTOR | direct | 1993-04-01 | 2004-03-30 |
| LAFAYETTE INVESTMENTS, INC. | DIRECTOR | direct | 1998-05-01 | 2004-03-30 |
| COMMERCE CAPITAL MARKETS, INC. | PRESIDENT/CEO/DIRECTOR | direct | 1971-10-01 | 2004-03-31 |
| ORLEANS CAPITAL MANAGEMENT CORP | VICE PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR | direct | 1991-11-01 | 2004-03-31 |
| ORLEANS CAPITAL MANAGEMENT CORP | VICE PRESIDENT, DIRECT OWNER-PFD, & DIRECTOR | direct | 1994-02-01 | 2004-03-31 |
| COMMERCE CAPITAL MARKETS, INC. | SENIOR VP/DIRECTOR | direct | 1998-03-01 | 2004-03-31 |
| COMMERCE CAPITAL MARKETS, INC. | CFO/SECRETARY/FINOP | direct | 1998-09-01 | 2004-03-31 |
| AMERICAN INVESTMENT SERVICES INC | BOARD CHAIRMAN & DIRECTOR | direct | 1998-10-01 | 2004-03-31 |
| COMMERCE CAPITAL MARKETS, INC. | COMPLIANCE OFFICER | direct | 1998-11-01 | 2004-03-31 |
| COOPER LARRY CLARK | SOLE PROPRIETOR | direct | 1983-10-01 | 2004-04-02 |
| C.E. UNTERBERG, TOWBIN LLC | PRESIDENT | indirect | 1989-05-01 | 2004-04-22 |
| MORSE WILLIAMS & CO. INC. | MANAGING DIRECTOR | direct | 1992-05-01 | 2004-04-29 |
| PENSION CONSULTING ALLIANCE INC | PRINCIPAL | direct | 1992-08-01 | 2004-05-13 |
| WILLIAM MANN CO INC | PRESIDENT | direct | 1989-05-01 | 2004-06-22 |
| CAPITAL BUILDERS ADVISORY SERVICES INC | DIRECTOR/PRESIDENT | direct | 1977-01-01 | 2004-06-29 |
| SUCCESSFUL MONEY STRATEGIES INC | PRESIDENT/CHIEF COMPLIANCE OFFICER | direct | 1993-03-01 | 2004-07-06 |
| POPULAR SECURITIES, INC. | CFO | direct | 1997-09-01 | 2004-07-19 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1985-05-01 | 2004-07-26 |
| LEGACY FINANCIAL GROUP, INC. | PRESIDENT AND DIRECTOR | direct | 1998-11-01 | 2004-08-03 |
| SAFECO INVESTMENT SERVICES, INC. | ASSISTANT SECRETARY | direct | 1998-02-01 | 2004-08-05 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1998-06-01 | 2004-08-05 |
| FINDELL & CO INC | PRESIDENT | direct | 1987-01-01 | 2004-08-24 |
| MOODY INVESTMENT ADVISORS, INC. | PRESIDENT | direct | 1995-01-01 | 2004-08-27 |
| COMMONWEALTH ADVISORS INC | VICE PRESIDENT | direct | 1994-12-01 | 2004-09-02 |
| THE WEIL COMPANY | TRUSTEE OF THE WEIL FAMILY TRUST OF 1980 | direct | 1980-09-01 | 2004-09-09 |
| DANDA FINANCIAL SERVICES, INC. | PRESIDENT | direct | 1992-01-01 | 2004-09-15 |
| CARDINAL CAPITAL MANAGEMENT INC | CHEIF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | direct | 1992-01-01 | 2004-10-06 |
| MORSE WILLIAMS & CO. INC. | MANAGING DIRECTOR/COMPLIANCE OFFICER | direct | 1992-05-01 | 2004-10-07 |
| MORSE WILLIAMS & CO. INC. | MANAGING DIRECTOR & PRINCIPAL | direct | 1996-12-01 | 2004-10-07 |
| PRIMECAP MANAGEMENT CO | CHAIRMAN | direct | 1983-09-01 | 2004-10-26 |
| PRIMECAP MANAGEMENT CO | VICE CHAIRMAN | direct | 1983-09-01 | 2004-10-26 |
| PRIMECAP MANAGEMENT CO | PRESIDENT | direct | 1983-09-01 | 2004-10-26 |
| PRIMECAP MANAGEMENT CO | EXECUTIVE VICE PRESIDENT | direct | 1986-07-01 | 2004-10-26 |
| CAPITAL MANAGEMENT ASSOCIATES INC | PRESIDENT | direct | 1996-04-01 | 2004-11-02 |
| CAPITAL MANAGEMENT ASSOCIATES INC | SECRETARY/TREASURER | direct | 1996-04-01 | 2004-11-02 |
| HORNOR, TOWNSEND & KENT, INC. | COUNSEL | direct | 1998-11-01 | 2004-11-23 |
| THE PROGRAM WORKS, INC. | CHAIRMAN | direct | 1990-11-01 | 2004-11-29 |
| UNITED AMERICAN SECURITIES, INC. | NONE | direct | 1987-11-01 | 2004-12-03 |
| UNITED AMERICAN SECURITIES, INC. | NONE | direct | 1988-01-01 | 2004-12-03 |
| C.E. UNTERBERG, TOWBIN LLC | MANAGING DIRECTOR | indirect | 1989-05-01 | 2004-12-07 |
| FINANCIAL ADVISORY SERVICE INC | PRESIDENT, DIRECTOR SHAREHOLDER | direct | 1983-02-01 | 2004-12-15 |
| FINANCIAL DESIGNS CORPORATION | VICE PRESIDENT, SECRETARY | direct | 1981-03-01 | 2004-12-16 |
| FOLGER NOLAN FLEMING DOUGLAS INCORPORATED | LIMITED PARTNERSHIP | indirect | 1984-05-01 | 2005-01-04 |
| D.J. ST. GERMAIN CO., INC. | VICE PRESIDENT | direct | 1987-06-01 | 2005-01-07 |
| D.J. ST. GERMAIN CO., INC. | DIRECTOR | direct | 1988-03-01 | 2005-01-07 |
| WILEN MANAGEMENT CO INC | CORPORATION | indirect | 1984-07-01 | 2005-01-21 |
| ANDREW J. SOTER | OWNER | direct | 1988-09-01 | 2005-01-25 |
| METROPOLITAN LIFE INSURANCE COMPANY | SENIOR EXECUTIVE VICE PRESIDENT & CAO | direct | 1998-03-01 | 2005-02-01 |
| DFC FINANCIAL GROUP INC | PRESIDENT | direct | 1983-01-01 | 2005-02-03 |
| WILEN MANAGEMENT CO INC | PRESIDENT | direct | 1984-07-01 | 2005-02-03 |
| WILEN MANAGEMENT CO INC | SECRETARY/TREASURER | direct | 1984-07-01 | 2005-02-03 |
| WILEN MANAGEMENT CO INC | CHIEF COMPLIANCE OFFICER | direct | 1984-07-01 | 2005-02-03 |
| MORSE WILLIAMS & CO. INC. | PRESIDENT/CEO | direct | 1984-05-01 | 2005-02-11 |
| MORSE WILLIAMS & CO. INC. | PORTFOLIO STRATEGIST | direct | 1986-05-01 | 2005-02-11 |
| MORSE WILLIAMS & CO. INC. | MANAGING DIRECTOR/PRINCIPAL/COMPLIANCE OFFICER | direct | 1992-05-01 | 2005-02-11 |
| MORSE WILLIAMS & CO. INC. | MANAGING DIRECTOR/PRINCIPAL | direct | 1996-12-01 | 2005-02-11 |
| DARTMOUTH CAPITAL ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | direct | 1995-12-01 | 2005-02-17 |
| FINCH JAMES AUSTIN III | PRINCIPAL | direct | 1994-12-01 | 2005-02-22 |
| ARTISAN PARTNERS LIMITED PARTNERSHIP | LIMITED PARTNER | direct | 1994-11-01 | 2005-03-01 |
| AMR INVESTMENT SERVICES, INC | VICE PRESIDENT & COMPLIANCE OFFICER | direct | 1995-07-01 | 2005-03-01 |
| ASSET MANAGEMENT ADVISORS, LLC | EXECUTIVE MANAGER | direct | 1996-03-01 | 2005-03-03 |
| ASSET MANAGEMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | direct | 1996-03-01 | 2005-03-10 |
| AMERICAN INVESTMENT SERVICES INC | DIRECTOR | direct | 1989-07-01 | 2005-03-11 |
| BAXTER FINANCIAL CORPORATION | SECRETARY AND CCO | direct | 1989-04-01 | 2005-03-17 |
| SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. | PRESIDENT, DIRECTOR | direct | 1978-11-01 | 2005-03-21 |
| BOXER LAURA JUDITH | OWNER | direct | 1986-01-01 | 2005-03-21 |
| ADVISORY ONE, INC. | PRESIDENT | direct | 1993-08-01 | 2005-03-23 |
| C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) | CHIEF FINANCIAL OFFICER | direct | 1998-07-01 | 2005-03-23 |
| HAMILTON ADVISORS INC | PRESIDENT | direct | 1981-01-01 | 2005-03-25 |
| KETTLER JAMES ROBERT | OWNER | direct | 1992-10-01 | 2005-03-25 |
| DOWSE SECURITIES MANAGEMENT CORP | PRESIDENT | direct | 1978-04-01 | 2005-03-28 |
| SPECTRUM CAPITAL MANAGEMENT | GENERAL PARTNER | direct | 1987-01-01 | 2005-03-28 |
| fa*gAN ASSOCIATES INC | PRESIDENT | direct | 1989-08-01 | 2005-03-28 |
| CARDINAL CAPITAL MANAGEMENT INC | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | direct | 1992-01-01 | 2005-03-28 |
| BUCKINGHAM CAPITAL MANAGEMENT INC | PRESIDENT, CHIEF INVESTMENT OFFICER; DIRECTOR | direct | 1985-05-01 | 2005-03-30 |
| BUCKINGHAM CAPITAL MANAGEMENT INC | PRESIDENT; CHAIRMAN; DIRECTOR AND SHAREHOLDER | indirect | 1985-05-01 | 2005-03-30 |
| BUCKINGHAM CAPITAL MANAGEMENT INC | CHAIRMAN | direct | 1988-08-01 | 2005-03-30 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | CHIEF OPERATING OFFICER | direct | 1998-05-01 | 2005-03-30 |
| STANLEY D J & CO INC | PRESIDENT | direct | 1976-05-01 | 2005-03-31 |
| AMERICAN BEACON ADVISORS, INC. | VICE PRESIDENT & CHIEF LEGAL OFFICER | direct | 1995-07-01 | 2005-03-31 |
| POPULAR SECURITIES, INC. | MANAGING DIRECTOR | direct | 1995-08-01 | 2005-03-31 |
| REGISTER & AKERS INVESTMENTS, INC. | VICE PRESIDENT | direct | 1997-04-01 | 2005-03-31 |
| OCCAM CAPITAL MANAGEMENT, LLC | CHIEF EXECUTIVE OFFICER | direct | 1998-07-01 | 2005-03-31 |
| REAL ESTATE RESEARCH CORP | CEO | direct | 1996-12-01 | 2005-04-08 |
| HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER COMMON A | indirect | 1988-01-01 | 2005-05-02 |
| J. BUSH & CO., INCORPORATED | CHAIRMAN, CHIEF EXECUTIVE OFFICER | direct | 1970-07-01 | 2005-05-06 |
| J. BUSH & CO., INCORPORATED | DIRECTOR | direct | 1997-10-01 | 2005-05-06 |
| J. BUSH & CO., INCORPORATED | SHAREHOLDER | indirect | 1997-10-01 | 2005-05-06 |
| MBIA CAPITAL MANAGEMENT CORP. | TREASURER AND DIRECTOR | direct | 1994-01-01 | 2005-05-13 |
| MBIA CAPITAL MANAGEMENT CORP. | CHAIRMAN, DIRECTOR | direct | 1998-02-01 | 2005-05-13 |
| FIRST WESTERN ADVISORS | FINOPS PRINCIPAL | direct | 1997-10-01 | 2005-05-19 |
| FIRST WESTERN ADVISORS | VP/EXECUTIVE OFFICER | direct | 1997-10-01 | 2005-05-19 |
| BORTHWICK ASSOCIATES, INC. | SECRETARY/TREASURER | direct | 1982-01-01 | 2005-05-24 |
| J. BUSH & CO., INCORPORATED | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | direct | 1970-07-01 | 2005-06-06 |
| FERGUSON INVESTMENT CONSULTANTS INC | VICE PRESIDENT | direct | 1988-06-01 | 2005-06-14 |
| ASSET STRATEGY CONSULTANTS LLC | PRINCIPAL | direct | 1992-07-01 | 2005-06-16 |
| LEIST ALAN R PLANNING GROUP INC | PRESIDENT | indirect | 1998-09-01 | 2005-06-20 |
| LEIST ALAN R PLANNING GROUP INC | PRESIDENT | direct | 1998-09-01 | 2005-06-20 |
| SAUNDERS RETIREMENT ADVISORS, INC. | PRESIDENT | direct | 1993-04-01 | 2005-06-29 |
| RUNDE $ CO INCORPORATED | PRESIDENT | direct | 1992-11-01 | 2005-06-30 |
| THE PEACH CORPORATION | PRESIDENT | direct | 1996-01-01 | 2005-07-21 |
| GALOVICH FINANCIAL PLANNING SERVICES INC | COMPLIANCE OFFICER | direct | 1985-06-01 | 2005-08-03 |
| JONAS BRITTAIN GLENN INC. | PRESIDENT | direct | 1998-08-01 | 2005-08-15 |
| HART ADVISERS INC | CHAIRMAN/CEO | direct | 1987-12-01 | 2005-08-16 |
| HART ADVISERS INC | PRESIDENT AND COO | direct | 1987-12-01 | 2005-08-16 |
| HART ADVISERS INC | EXECUTIVE VICE PRESIDENT | direct | 1987-12-01 | 2005-08-16 |
| KARK M Z & ASSOCIATES INC | 97.5% SHAREHOLDER | direct | 1989-07-01 | 2005-09-06 |
| BILLEAUD CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1991-10-01 | 2005-09-06 |
| BILLEAUD CAPITAL MANAGEMENT INC | PRESIDENT & CHIEF COMPLIANCE OFFICER | direct | 1991-10-01 | 2005-09-06 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | direct | 1998-05-01 | 2005-09-07 |
| CHARTER CAPITAL MANAGEMENT, INC. | CEO, DIRECTOR, CCO FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY | direct | 1990-01-01 | 2005-09-12 |
| CHECK CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1990-01-01 | 2005-09-15 |
| STEPHENS INC. | SHAREHOLDER PREFERRED B | indirect | 1986-12-01 | 2005-09-16 |
| STEPHENS INC. | SHAREHOLDER COMMON A | indirect | 1988-01-01 | 2005-09-16 |
| CAPITAL BUILDERS ADVISORY SERVICES INC | DIRECTOR | direct | 1977-01-01 | 2005-09-20 |
| CAPITAL BUILDERS ADVISORY SERVICES INC | DIRECTOR/CCO/PRESIDENT | direct | 1977-01-01 | 2005-09-20 |
| IPSWICH INVESTMENT MANAGEMENT COMPANY, INC. | OWNER | direct | 1986-02-01 | 2005-09-21 |
| ASSET STRATEGY CONSULTANTS LLC | PRINCIPAL, CHIEF COMPLIANCE OFFICER | direct | 1992-07-01 | 2005-09-30 |
| FRANK RUSSELL CAPITAL INC. | GENERAL COUNSEL, SECRETARY | direct | 1994-11-01 | 2005-10-14 |
| AMERICAN INSTITUTIONAL REALTY ADVISORS | OWNER | indirect | 1995-05-01 | 2005-10-14 |
| AMERICAN INSTITUTIONAL REALTY ADVISORS | SOLE TRUSTEE | indirect | 1995-05-01 | 2005-10-14 |
| REDSTONE CONSULTING LLC | LIMITED PARTNER | indirect | 1998-08-01 | 2005-10-31 |
| LINSCO/PRIVATE LEDGER CORP. | DIRECTOR | direct | 1989-04-01 | 2005-11-29 |
| PPS & V ASSET MANAGEMENT CONSULTANTS INC | CHIEF COMPLIANCE OFFICER | direct | 1991-09-01 | 2005-12-05 |
| SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. | CHAIRMAN, DIRECTOR, CCO | direct | 1978-08-01 | 2005-12-07 |
| LEIST ALAN R PLANNING GROUP INC | PRESIDENT/SECRETARY | indirect | 1998-09-01 | 2005-12-08 |
| LEIST ALAN R PLANNING GROUP INC | PRESIDENT/SECRETARY | direct | 1998-09-01 | 2005-12-08 |
| MUHLENKAMP & CO INC | DIRECTOR/PRESIDENT | direct | 1981-08-01 | 2005-12-20 |
| MUHLENKAMP & CO INC | DIRECTOR | direct | 1982-07-01 | 2005-12-20 |
| GREAT LAKES ADVISORS, INC. | SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD | direct | 1990-05-01 | 2006-01-05 |
| GREAT LAKES ADVISORS, INC. | DIRECTOR | direct | 1996-10-01 | 2006-01-05 |
| LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. | PRESIDENT/CHIEF COMPLIANCE OFFICER | direct | 1990-05-01 | 2006-01-06 |
| LANCZ ALAN B & ASSOCIATES INC | CHIEF COMPLIANCE OFFICER | direct | 1985-03-01 | 2006-01-19 |
| JONAS BRITTAIN GLENN INC. | PRESIDENT-CHIEF COMPLIANCE OFFICER | direct | 1998-08-01 | 2006-01-19 |
| LATEEF MANAGEMENT ASSOCIATES | GENERAL PARTNER | direct | 1974-01-01 | 2006-01-23 |
| LATEEF MANAGEMENT ASSOCIATES | GENERAL/LIMITED PARTNER | direct | 1994-01-01 | 2006-01-23 |
| MOODY ALDRICH & SULLIVAN LLC | MEMBER | direct | 1988-06-01 | 2006-01-27 |
| MOODY ALDRICH & SULLIVAN LLC | MEMBER | direct | 1992-12-01 | 2006-01-27 |
| AMERICAN INVESTMENT SERVICES INC | VICE PRESIDENT | direct | 1984-03-01 | 2006-02-01 |
| HARRELL ROBERT INCORPORATED | CHIEF EXECUTIVE OFFICER | direct | 1991-07-01 | 2006-02-01 |
| HARRELL ROBERT INCORPORATED | VICE PRESIDENT, SECRETARY, TREASURER | direct | 1991-07-01 | 2006-02-01 |
| TREGER & ASSOCIATES LLC | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | direct | 1992-08-01 | 2006-02-01 |
| TREGER & ASSOCIATES LLC | PRINCIPAL | direct | 1992-08-01 | 2006-02-01 |
| NVNG INVESTMENTS INC | CHIEF COMPLIANCE OFFICER | direct | 1994-01-01 | 2006-02-02 |
| REAL ESTATE RESEARCH CORP | CEO/CCO | direct | 1996-12-01 | 2006-02-08 |
| HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. | CHAIRMAN & CEO | direct | 1988-08-01 | 2006-02-10 |
| HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. | PRESIDENT & COO | direct | 1990-12-01 | 2006-02-10 |
| WHITEGATE INVESTMENT COUNSELORS INC | SOLE SHAREHOLDER | direct | 1998-07-01 | 2006-02-10 |
| PZENA INVESTMENT MANAGEMENT LLC | NON-VOTING MEMBER | direct | 1996-12-01 | 2006-02-13 |
| RANDALL PAUL MARTIN | SOLE PROP | direct | 1992-12-01 | 2006-02-17 |
| GALOVICH FINANCIAL PLANNING SERVICES INC | CHIEF COMPLIANCE OFFICER | direct | 1985-06-01 | 2006-02-21 |
| FINCH JAMES AUSTIN III | PRINCIPAL/CHIEF COMPLIANCE OFFICER | direct | 1994-12-01 | 2006-02-21 |
| ADVISORY ONE, INC. | PRESIDENT/CHIEF COMPLIANCE OFFICER | direct | 1993-08-01 | 2006-03-01 |
| DOWSE SECURITIES MANAGEMENT CORP | PRESIDENT/CHIEF COMPLIANCE OFFICER | direct | 1978-04-01 | 2006-03-20 |
| LEE KRASNER GROUP LTD | PRESIDENT/TREASURER, CHIEF COMPLIANCE OFFICER | direct | 1993-10-01 | 2006-03-20 |
| MOODY INVESTMENT ADVISORS, INC. | PRESIDENT AND COMPLIANCE OFFICER | direct | 1995-01-01 | 2006-03-20 |
| RUNDE $ CO INCORPORATED | VICE PRESIDENT | direct | 1992-11-01 | 2006-03-21 |
| RUNDE & CO. LLC | PRESIDENT/CHIEF COMPLIANCE OFFICER | direct | 1992-11-01 | 2006-03-21 |
| VARIABLE ANNUITY LIFE INSURANCE CO | PARENT COMPANY | indirect | 1969-01-01 | 2006-03-24 |
| SPRING CREEK INVESTMENT ADVISORS, INC. | PRESIDENT; CHIEF COMPLIANCE OFFICER | direct | 1994-10-01 | 2006-03-27 |
| HAMILTON ADVISORS INC | PRESIDENT/CHIEF COMPLIANCE OFFICER | direct | 1981-01-01 | 2006-03-28 |
| DFC FINANCIAL GROUP INC | PRESIDENT AND CHIEF COMPLIANCE OFFICER | direct | 1983-01-01 | 2006-03-28 |
| SPECTRUM CAPITAL MANAGEMENT | GENERAL PARTNER/CHIEF COMPLIANCE OFFICER | direct | 1987-01-01 | 2006-03-28 |
| OCCAM CAPITAL MANAGEMENT, LLC | CEO/CCO/CFO/CLO | direct | 1998-07-01 | 2006-03-29 |
| POPULAR SECURITIES, INC. | PRESIDENT & CEO | direct | 1995-05-01 | 2006-03-30 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | CONSULTANT | direct | 1998-05-01 | 2006-03-30 |
| HORSLEY BRIDGE PARTNERS, INC. | SHAREHOLDER CLASS A & B SHARES | direct | 1983-03-01 | 2006-03-31 |
| HORSLEY BRIDGE PARTNERS, INC. | SHAREHOLDER CLASS A SHARES | direct | 1985-03-01 | 2006-03-31 |
| BOXER LAURA JUDITH | OWNER/CHIEF COMPLIANCE OFFICER | direct | 1986-01-01 | 2006-03-31 |
| AMR INVESTMENT SERVICES, INC | PRESIDENT & DIRECTOR | direct | 1986-11-01 | 2006-03-31 |
| AMR INVESTMENT SERVICES, INC | VICE PRESIDENT | direct | 1988-08-01 | 2006-03-31 |
| fa*gAN ASSOCIATES INC | PRESIDENT AND CHIEF COMPLIANCE OFFICER | direct | 1989-08-01 | 2006-03-31 |
| SAUNDERS RETIREMENT ADVISORS, INC. | PRESIDENT/CCO | direct | 1993-04-01 | 2006-03-31 |
| DIBIASE & RUSCETTI ASSOCIATES, INC. | TREASURER | direct | 1994-06-01 | 2006-03-31 |
| DIBIASE & RUSCETTI ASSOCIATES, INC. | PRESIDENT | direct | 1994-06-01 | 2006-03-31 |
| AMR INVESTMENT SERVICES, INC | VICE PRESIDENT | direct | 1995-05-01 | 2006-03-31 |
| AMR INVESTMENT SERVICES, INC | TREASURER | direct | 1995-05-01 | 2006-03-31 |
| CATHOLIC FINANCIAL SERVICES CORP | DIRECTOR, VICE PRESIDENT | direct | 1994-06-01 | 2006-04-22 |
| HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER COMMON A | indirect | 1997-01-01 | 2006-05-15 |
| PRIMEVEST FINANCIAL SERVICES, INC. | ASST. SECRETARY | direct | 1998-04-01 | 2006-06-21 |
| STEPHENS INC. | TRUSTEE | indirect | 1985-01-01 | 2006-07-21 |
| STEPHENS INC. | TRUSTEE | indirect | 1995-03-01 | 2006-07-21 |
| STEPHENS INC. | SHAREHOLDER COMMON A | indirect | 1997-01-01 | 2006-07-21 |
| STRAND, ATKINSON, WILLIAMS & YORK, INC. | PRESIDENT AND CEO, UMPQUA HOLDINGS CORP. | direct | 1994-06-01 | 2006-10-02 |
| STRAND, ATKINSON, WILLIAMS & YORK, INC. | EVP AND CHIEF FINANCIAL OFFICER, UMPQUA HOLDINGS CORP | direct | 1997-11-01 | 2006-10-02 |
| STEPHENS INVESTMENT MANAGEMENT GROUP, LLC | SHAREHOLDER COMMON A | indirect | 1997-01-01 | 2006-10-05 |
| UVEST FINANCIAL SERVICES GROUP, INC. | DIRECTOR | direct | 1996-03-01 | 2006-10-16 |
| AMP CAPITAL REDDING INVESTORS (US) LIMITED | MEMBER | indirect | 1998-11-01 | 2006-11-15 |
| THE MILLER FINANCIAL GROUP, INC. | TRUSTEE | indirect | 1992-04-01 | 2006-12-19 |
| ORLEANS CAPITAL MANAGEMENT CORP | DIRECT OWNER-COMMON | direct | 1991-11-01 | 2007-02-02 |
| ORLEANS CAPITAL MANAGEMENT CORP | VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR | direct | 1994-02-01 | 2007-02-02 |
| ORLEANS CAPITAL MANAGEMENT CORP | DIRECT OWNER-PREFERRED | direct | 1997-08-01 | 2007-02-02 |
| ORGANIC CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1998-01-01 | 2007-02-08 |
| GREAT LAKES ADVISORS, INC. | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | direct | 1990-05-01 | 2007-02-09 |
| GREAT LAKES ADVISORS, INC. | SHAREHOLDER/DIRECTOR/SECRETARY | direct | 1990-05-01 | 2007-02-09 |
| GREAT LAKES ADVISORS, INC. | SHAREHOLDER/CHAIRMAN EMERITUS | direct | 1990-05-01 | 2007-02-09 |
| GREAT LAKES ADVISORS, INC. | DIRECTOR | direct | 1991-04-01 | 2007-02-09 |
| A. G. EDWARDS & SONS, INC. | CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT | direct | 1980-06-01 | 2007-02-16 |
| LATEEF MANAGEMENT ASSOCIATES | LIMITED PARTNER | direct | 1994-01-01 | 2007-02-27 |
| MAXWELL NOLL INC | DIRECTOR | direct | 1988-07-01 | 2007-03-01 |
| HART REALTY ADVISERS, INC. | MANAGING PARTNER--INVESTMENT TRANSACTIONS | direct | 1987-12-01 | 2007-03-02 |
| THE MILLER FINANCIAL GROUP, INC. | TRUSTEE | indirect | 1992-04-01 | 2007-03-09 |
| ORGANIC CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1998-02-01 | 2007-03-23 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1975-07-01 | 2007-03-28 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1987-05-01 | 2007-03-28 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1994-09-01 | 2007-03-28 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1997-04-01 | 2007-03-28 |
| THE PORTOLA GROUP INC | SHAREHOLDER | direct | 1997-06-01 | 2007-03-28 |
| METROPOLITAN LIFE INSURANCE COMPANY | PRESIDENT, INDIVIDUAL BUSINESS | direct | 1998-03-01 | 2007-03-28 |
| WALL STREET ASSOCIATES | SHAREHOLDER | direct | 1991-05-01 | 2007-03-30 |
| THE VARIABLE ANNUITY LIFE INSURANCE CO | SHAREHOLDER | indirect | 1969-01-01 | 2007-04-02 |
| GARNER ASSET MANAGEMENT COMPANY, LP | PRESIDENT | direct | 1994-07-01 | 2007-04-02 |
| A. G. EDWARDS & SONS, INC. | DIRECTOR OF HOLDING COMPANY | direct | 1983-08-01 | 2007-04-25 |
| A. G. EDWARDS & SONS, INC. | DIRECTOR OF HOLDING COMPANY | direct | 1993-06-01 | 2007-04-25 |
| WIDMANN, SIFF & CO., INC. | SHAREHOLDER | direct | 1970-09-01 | 2007-05-10 |
| GARRISON ASSET MANAGEMENT, LLC | MINORITY OWNER | direct | 1994-07-01 | 2007-06-01 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | MANAGING DIRECTOR AND HEAD TRADER | direct | 1996-07-01 | 2007-06-01 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | PRESIDENT AND CHIEF EXECUTIVE OFFICER | direct | 1996-07-01 | 2007-06-01 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | CHIEF INVESTMENT OFFICER | direct | 1996-07-01 | 2007-06-01 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | MANAGING DIRECTOR AND PORTFOLIO MANAGER | direct | 1997-03-01 | 2007-06-01 |
| DW HEALTHCARE MANAGEMENT II, LLC. | MEMBER | indirect | 1998-04-01 | 2007-06-07 |
| AMERICAN CENTURY INVESTMENT MANAGEMENT INC | SHAREHOLDER OF CLASS B SHARES | indirect | 1995-01-01 | 2007-06-22 |
| AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. | SHAREHOLDER OF CLASS B SHARES | indirect | 1995-01-01 | 2007-07-03 |
| AMERICAN CENTURY ADVISORY SERVICES, INC. | SHAREHOLDER OF CLASS B SHARES | indirect | 1995-01-01 | 2007-07-03 |
| MAXWELL NOLL INC | SHAREHOLDER | direct | 1988-07-01 | 2007-08-22 |
| PZENA INVESTMENT MANAGEMENT LLC | NON-VOTING MEMBER | direct | 1995-12-01 | 2007-11-06 |
| THCP MANAGEMENT II, L.P. | MEMBER | indirect | 1998-10-01 | 2008-01-04 |
| D.J. ST. GERMAIN CO., INC. | 5% OWNER | direct | 1982-01-01 | 2008-01-17 |
| AMERVEST CO INC | MANAGING DIRECTOR | direct | 1983-01-01 | 2008-02-08 |
| POPULAR SECURITIES, INC. | MANAGING DIRECTOR | direct | 1995-05-01 | 2008-02-27 |
| ASSET STRATEGY CONSULTANTS LLC | PRINCIPAL | direct | 1993-07-01 | 2008-03-04 |
| PACIFIC GLOBAL INVESTMENT MANAGEMENT CO | COMMON STOCK SHAREHOLDER | direct | 1992-01-01 | 2008-03-27 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1994-10-01 | 2008-04-03 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1996-09-01 | 2008-04-03 |
| DELESSERT FINANCIAL SERVICES INC | PRESIDENT, TREASURER AND CLERK | direct | 1994-04-01 | 2008-04-17 |
| COMMONWEALTH ADVISORS INC | PRESIDENT | direct | 1991-04-01 | 2008-06-02 |
| COMMONWEALTH ADVISORS INC | CONTROLLING SHAREHOLDER | direct | 1991-04-01 | 2008-06-02 |
| DUNCAN-WILLIAMS, INC. | 100% | indirect | 1993-06-01 | 2008-06-02 |
| ORLEANS CAPITAL MANAGEMENT CORP | PRESIDENT & CHAIRMAN, DIRECT OWNER-COMMON & DIRECTOR | direct | 1991-07-01 | 2008-06-18 |
| ORLEANS CAPITAL MANAGEMENT CORP | VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR | direct | 1991-11-01 | 2008-06-18 |
| ORLEANS CAPITAL MANAGEMENT CORP | VICE PRESIDENT, DIRECT OWNER-COMMON & PREFERRED, DIRECTOR | direct | 1994-02-01 | 2008-06-18 |
| CLARK FINANCIAL ADVISORS | DIRECTOR | direct | 1983-11-01 | 2008-07-29 |
| PZENA INVESTMENT MANAGEMENT LLC | MINORITY OWNER | direct | 1995-12-01 | 2008-11-10 |
| BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD. | LIMITED PARTNER | indirect | 1996-01-01 | 2009-02-09 |
| DUPREE & COMPANY, INC. | SHAREHOLDER, DIRECTOR | direct | 1991-01-01 | 2009-02-11 |
| LAFAYETTE INVESTMENTS, INC. | SECRETARY/ DIRECTOR | direct | 1988-05-01 | 2009-03-17 |
| CALTON & ASSOCIATES, INC. | SECRETARY | indirect | 1989-03-01 | 2009-03-24 |
| BUSH POLEN & ASSOCIATES INC | PRESIDENT | direct | 1985-06-01 | 2009-03-26 |
| BRIAUD FINANCIAL PLANNING INC | PRESIDENT | direct | 1992-01-01 | 2009-03-27 |
| CANTERBURY CONSULTING INCORPORATED | ASSISTANT VICE PRESIDENT | direct | 1995-11-01 | 2009-05-12 |
| CANTERBURY CONSULTING INCORPORATED | VP/ DIRECTOR OF MANAGER SEARCH | direct | 1996-10-01 | 2009-05-12 |
| COMMERCE BROKERAGE SERVICES, INC. | SECRETARY | direct | 1996-02-01 | 2009-06-09 |
| CONCOURSE CAPITAL CORPORATION | DIRECTOR | direct | 1993-07-01 | 2009-06-10 |
| MAHLER & EMERSON INC. | DIRECTOR/EXECUTIVE VICE PRESIDENT | direct | 1996-10-01 | 2009-06-10 |
| MAHLER & EMERSON INC. | DIRECTOR | direct | 1998-02-01 | 2009-06-10 |
| COMMONWEALTH REALTY ADVISORS INC | SHAREHOLDER | direct | 1998-09-01 | 2009-07-01 |
| COMMONWEALTH REALTY ADVISORS INC | SHAREHOLDER | indirect | 1998-09-01 | 2009-07-01 |
| BANCORPSOUTH INVESTMENT SERVICES, INC. | CORPORATE SECRETARY/REPRESENTATIVE | direct | 1998-08-01 | 2009-08-04 |
| PZENA INVESTMENT MANAGEMENT LLC | MINORITY OWNER AND MEMBER WITH CLASS B UNITS | direct | 1995-12-01 | 2009-09-08 |
| CERTIFIED PLANNERS INC | SHAREHOLDER | direct | 1994-04-01 | 2009-12-10 |
| D.J. ST. GERMAIN CO., INC. | FIVE PERCENT PLUS OWNER | direct | 1982-01-01 | 2010-01-05 |
| R.V. KUHNS & ASSOCIATES, INC. | TREASURER | direct | 1986-01-01 | 2010-03-05 |
| WEALTH MANAGEMENT INTERNATIONAL, LTD. | CORPORATE SECRETARY | direct | 1997-09-01 | 2010-03-11 |
| MISSOURI VALLEY PARTNERS, INC. | SHAREHOLDER OF CLASS A CONV. ADJ. RATE PFD. AND CLASS B NON-CONV. ADJ. RATE PFD. | indirect | 1985-10-01 | 2010-03-25 |
| KARK M Z & ASSOCIATES INC | 92.3% SHAREHOLDER | direct | 1989-07-01 | 2010-03-25 |
| KARK M Z & ASSOCIATES INC | 99% SHAREHOLDER | indirect | 1993-09-01 | 2010-03-25 |
| KARK M Z & ASSOCIATES INC | 1% SHAREHOLDER | indirect | 1993-09-01 | 2010-03-25 |
| INVESTMENT SCIENCES INC | SHAREHOLDER | direct | 1969-12-01 | 2010-03-26 |
| WHITNELL & CO | SHAREHOLDER | direct | 1990-05-01 | 2010-03-31 |
| FFR ADVISORY LLC | MEMBER | direct | 1997-01-01 | 2010-03-31 |
| HORSLEY BRIDGE PARTNERS LLC | MEMBER | direct | 1997-03-01 | 2010-03-31 |
| STANFORD ADVISORY GROUP, LLC | MANAGING MEMBER | direct | 1992-10-01 | 2010-05-11 |
| INVESTMENT PROFESSIONALS, INC. | DIRECT OWNER | direct | 1995-05-01 | 2010-06-18 |
| BAILARD BIEHL & KAISER INC | SHAREHOLDER | indirect | 1972-03-01 | 2010-06-29 |
| CHARTER CAPITAL MANAGEMENT, INC. | CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY | direct | 1990-01-01 | 2010-07-27 |
| ALEX. BROWN REALTY, INC. | SHAREHOLDER | indirect | 1992-03-01 | 2010-08-27 |
| UNITED AMERICAN SECURITIES, INC. | SHAREHOLDER | direct | 1988-01-01 | 2010-09-30 |
| AMERICAN INSTITUTIONAL REALTY ADVISORS | OWNER | direct | 1995-05-01 | 2010-10-22 |
| AMERICAN REALTY ADVISORS | OWNER | indirect | 1995-05-01 | 2010-10-22 |
| AMERICAN REALTY ADVISORS | SOLE TRUSTEE | indirect | 1995-05-01 | 2010-10-22 |
| JHS CAPITAL ADVISORS, INC. | OWNER | indirect | 1997-05-01 | 2011-02-01 |
| SCOTT INVESTMENT ADVISORS LIMITED PARTNERSHIP | GENERAL PARTNER | indirect | 1997-08-01 | 2011-03-23 |
| PARNASSUS INVESTMENTS | OWNER | direct | 1998-04-01 | 2011-03-31 |
| FINANCIAL SYNERGIES ASSET MANAGEMENT INC | PRESIDENT | direct | 1997-04-01 | 2011-04-06 |
| WS CAPITAL MANAGEMENT, L.P. | LIMITED PARTNER | direct | 1997-01-01 | 2011-04-13 |
| CLARK FINANCIAL SERVICES GROUP INC | CHAIRMAN OF THE BOARD | direct | 1987-01-01 | 2011-05-02 |
| LAFAYETTE INVESTMENTS, INC. | SHAREHOLDER / DIRECTOR | direct | 1988-05-01 | 2011-05-06 |
| VAN BERKOM AND ASSOCIATES INC. | HOLDING COMPANY | direct | 1991-07-01 | 2011-06-29 |
| CS CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1993-12-01 | 2011-07-18 |
| CHARTER CAPITAL MANAGEMENT, INC. | CEO, DIRECTOR | direct | 1990-01-01 | 2011-07-29 |
| VAN BERKOM AND ASSOCIATES INC. | SECRETARY | direct | 1991-07-01 | 2011-08-02 |
| UNITED AMERICAN SECURITIES, INC. | SECRETARY | direct | 1987-10-01 | 2011-09-30 |
| LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. | PRESIDENT | direct | 1990-05-01 | 2012-01-06 |
| CALTIUS CAPITAL MANAGEMENT, LP | LIMITED PARTNER, CALTIUS CAPITAL MANAGEMENT, LP | direct | 1997-06-01 | 2012-02-14 |
| CALLAHAN CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1995-08-01 | 2012-03-12 |
| KMH WEALTH MANAGEMENT, LLC | OWNER | direct | 1998-02-01 | 2012-03-21 |
| LAFAYETTE INVESTMENTS, INC. | SHAREHOLDER | direct | 1988-05-01 | 2012-03-28 |
| HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER COMMON A | indirect | 1997-01-01 | 2012-03-28 |
| FINANCIAL DESIGNS CORPORATION | VICE PRESIDENT, SECRETARY, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02 | direct | 1981-03-01 | 2012-06-18 |
| MOLUMPHY CAPITAL MANAGEMENT | PRESIDENT | direct | 1988-09-01 | 2012-06-22 |
| GURUN, INC. | PRESIDENT / CHIEF COMPLIANCE OFFICER | direct | 1986-03-01 | 2012-08-29 |
| CALTON & ASSOCIATES, INC. | PRESIDENT - DIRECTOR-TRUSTEE | direct | 1987-09-01 | 2012-09-21 |
| PALADIN REALTY PARTNERS, LLC | GENERAL PARTNER | indirect | 1998-02-01 | 2013-04-01 |
| HALL CAPITAL PARTNERS LLC | MEMBER CLASS B | direct | 1995-07-01 | 2013-04-26 |
| CANYON CAPITAL REALTY ADVISORS LLC | MEMBER | direct | 1998-08-01 | 2013-05-23 |
| FTA PARTNERS, LLC | TRUSTEE, PATRICIA'S TRUST UNDER THE KOCOUREK FAMILY TRUST DATED DECEMBER 31, 1994 (COMMON UNITS) | indirect | 1994-12-01 | 2013-09-10 |
| FTA PARTNERS, LLC | MANAGER (COMMON UNITS) | indirect | 1997-09-01 | 2013-09-10 |
| WALL STREET ASSOCIATES | SHAREHOLDER | indirect | 1991-05-01 | 2013-09-24 |
| BOULDER INVESTMENT ADVISERS LLC | TRUSTEE | indirect | 1994-11-01 | 2013-10-01 |
| ROXBURY CAPITAL MANAGEMENT LLC | SHAREHOLDER | indirect | 1998-07-01 | 2013-12-18 |
| LATEEF MANAGEMENT ASSOCIATES | LIMITED PARTNER | direct | 1974-01-01 | 2014-03-12 |
| BOULDER INVESTMENT ADVISERS LLC | MEMBER | indirect | 1995-04-01 | 2014-03-27 |
| HMS ADVISER LP | SHAREHOLDER | indirect | 1989-12-01 | 2014-03-31 |
| GENEVA CAPITAL MANAGEMENT LTD | WILLIAM A. PRIEBE AND LINDA J. PRIEBE, TRUSTEES | direct | 1998-04-01 | 2014-04-16 |
| PACIFIC GLOBAL INVESTMENT MANAGEMENT CO | COMMON STOCK SHAREHOLDER | direct | 1996-10-01 | 2014-05-13 |
| INGENIOUS ASSET MANAGEMENT LIMITED | SHAREHOLDER | indirect | 1998-06-01 | 2014-06-27 |
| HART REALTY ADVISERS, INC. | SENIOR MANAGING PARTNER | direct | 1987-12-01 | 2014-09-05 |
| ROXBURY CAPITAL MANAGEMENT LLC | COMMON SHAREHOLDER | direct | 1998-07-01 | 2014-12-01 |
| WHITEGATE INVESTMENT COUNSELORS INC | MAJORITY SHAREHOLDER | direct | 1998-07-01 | 2015-02-20 |
| TRIUMPH ALTERNATIVES LLC | CO-TRUSTEE OF LORRAYNE ROSE ZEMAN TRUST | indirect | 1993-01-01 | 2015-03-26 |
| FOLGER NOLAN FLEMING DOUGLAS INCORPORATED | SHAREHOLDER | direct | 1975-06-01 | 2015-03-31 |
| FOLGER NOLAN FLEMING DOUGLAS INCORPORATED | LIMITED PARTNER | indirect | 1984-05-01 | 2015-03-31 |
| HART REALTY ADVISERS, INC. | CHAIRMAN | direct | 1987-12-01 | 2015-03-31 |
| UNITED AMERICAN SECURITIES, INC. | DIRECTOR | direct | 1987-10-01 | 2015-04-28 |
| CALTON & ASSOCIATES, INC. | SHAREHOLDER | direct | 1987-09-01 | 2016-02-29 |
| CALTON & ASSOCIATES, INC. | PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST | direct | 1987-09-01 | 2016-02-29 |
| CALTON & ASSOCIATES, INC. | SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR | direct | 1987-11-01 | 2016-02-29 |
| RAHN DAVID R & ASSOCIATES INC | SHAREHOLDER | direct | 1993-02-01 | 2016-03-08 |
| FRIEDMAN FLEISCHER & LOWE, LLC | MEMBER | indirect | 1997-03-01 | 2016-03-30 |
| FRIEDMAN FLEISCHER & LOWE, LLC | MEMBER | direct | 1997-04-01 | 2016-03-30 |
| FINANCIAL DESIGNS CORPORATION | VICE PRESIDENT | direct | 1981-03-01 | 2016-05-24 |
| PCCP, LLC | MEMBER | indirect | 1998-05-01 | 2016-06-16 |
| SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. | SHAREHOLDER | indirect | 1982-11-01 | 2016-12-01 |
| SUMMIT GLOBAL MANAGEMENT INC. | LIVING TRUST | direct | 1994-11-01 | 2017-01-18 |
| J.J.B. HILLIARD, W.L. LYONS, LLC | TRUSTEE | indirect | 1988-11-01 | 2017-02-21 |
| PPS & V ASSET MANAGEMENT CONSULTANTS INC | OFFICER | direct | 1992-01-01 | 2017-02-27 |
| AUTUMN GLORY PARTNERS, LLC | TRUSTEE | indirect | 1998-01-01 | 2017-05-17 |
| WALLACE R. WEITZ & COMPANY | DIRECTOR | direct | 1983-03-01 | 2017-07-31 |
| FIRST FINANCIAL EQUITY CORPORATION | DIRECTOR OF TELECOMMUNICATIONS | direct | 1996-02-01 | 2017-08-01 |
| Fund Name | Position | direct/indirect | start date | end date |
|---|---|---|---|---|
| BOBERSKI & CO | PRESIDENT | direct | 1966-01-01 | |
| HOLDEN TOLBERT & CO INC | PRESIDENT | direct | 1967-05-01 | |
| HOLDEN TOLBERT & CO INC | SECRETARY, TREASURER | direct | 1967-05-01 | |
| LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC | MEMBER | indirect | 1968-06-01 | |
| TRIAD INVESTMENT ADVISORS CORP | PRESIDENT | direct | 1972-10-01 | |
| JOHNSTON, LEMON & CO. INC. | CHAIRMAN | direct | 1973-10-01 | |
| MYERSON VAN DEN BERG & CO | TRUST OWNS ALL THE STOCK | direct | 1975-01-01 | |
| STANLEY D J & CO INC | PRESIDENT & CEO, CFO, COO, CLO,CCO | direct | 1976-05-01 | |
| GREAT SOUTHERN CAPITAL MANAGEMENT, INC. | TREASURER | direct | 1977-06-01 | |
| SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. | TREASURER, FINOP | direct | 1978-08-01 | |
| MOORS & CABOT INVESTOR SERVICES INC | PARENT | indirect | 1978-08-01 | |
| SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. | CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER | direct | 1978-08-01 | |
| SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. | VICE CHAIRMAN, DIRECTOR | direct | 1978-11-01 | |
| BURNEY CO | CHAIRMAN | direct | 1981-04-01 | |
| FARALDI & PORRO INC | PRESIDENT | direct | 1981-06-01 | |
| CORNERSTONE ADVISORS, LLC | OWNER | indirect | 1982-08-01 | |
| CAROL GRANT DESMOND | OWNER | direct | 1982-12-01 | |
| AMERVEST COMPANY, INC. | CCO / MANAGING DIRECTOR | direct | 1983-01-01 | |
| SIRIUS PARTNERS, L.P. | SHAREHOLDER | indirect | 1983-01-01 | |
| FINANCIAL ADVISORY SERVICE INC | SHAREHOLDER | direct | 1983-02-01 | |
| MCELWAIN ROBERT JOHN | PRESIDENT | direct | 1983-10-01 | |
| FOLGER NOLAN FLEMING DOUGLAS INCORPORATED | TRUSTEE | indirect | 1984-05-01 | |
| LM ADVISORS INC | PRESIDENT | direct | 1984-07-01 | |
| THE JENTNER CORPORATION | OWNER | direct | 1984-10-01 | |
| SANDER CAPITAL ADVISORS | DIRECTOR, VICE PRESIDENT AND SECRETARY | direct | 1985-01-01 | |
| EIDELMAN FINGER HARRIS & CO | PRESIDENT | direct | 1985-06-01 | |
| PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD | PRESIDENT/CIO | direct | 1985-12-01 | |
| FINANCIAL MANAGEMENT ADVISORS INC | SHAREHOLDER | indirect | 1985-12-01 | |
| CAPITAL BUILDERS ADVISORY SERVICES INC | SHAREHOLDER | direct | 1986-01-01 | |
| UNIVERSAL FINANCIAL SERVICES INC. | DIRECTOR | direct | 1986-02-01 | |
| UNIVERSAL FINANCIAL SERVICES INC. | CEO | indirect | 1986-02-01 | |
| HOLBEIN ASSOCIATES, INC. | SECRETARY | direct | 1986-03-01 | |
| HERRMANN & COOKE, INC. | DIRECT OWNER | direct | 1986-03-01 | |
| GREIG ASSOCIATES INC | SENIOR VICE PRESIDENT | direct | 1986-04-01 | |
| GREIG ASSOCIATES INC | SECRETARY | direct | 1986-04-01 | |
| ALEXANDER & MUCKERMANN | PARTNER | direct | 1986-04-01 | |
| BAY ISLE FINANCIAL CORP | PRESIDENT | direct | 1986-06-01 | |
| BAY ISLE FINANCIAL CORP | CHIEF INVESTMENT OFFICER | direct | 1986-06-01 | |
| INTEGRATED FINANCIAL PLANNING SERVICES | PRESIDENT | direct | 1986-06-01 | |
| FINANCIAL ADVISORY SERVICE INC | MAX W. GREER, JR., TRUSTEE | direct | 1986-08-01 | |
| MCCORMICK CAPITAL MANAGEMENT | PRESIDENT | direct | 1986-09-01 | |
| FIDELITY FINANCIAL GROUP, INC. | DIRECTOR | direct | 1987-02-01 | |
| SAGE, RUTTY & CO., INC. | SHAREHOLDER | direct | 1987-02-01 | |
| CHURCHILL MANAGEMENT CORP | SHAREHOLDER | direct | 1987-07-01 | |
| THE PORTOLA GROUP INC | SHAREHOLDER | direct | 1987-08-01 | |
| SOCHET & COMPANY, INC. | PRESIDENT, CHIEF COMPLIANCE OFFICER | direct | 1987-08-01 | |
| THE PORTOLA GROUP INC | SHAREHOLDER | indirect | 1987-08-01 | |
| CALTON & ASSOCIATES, INC. | PRESIDENT - DIRECTOR | direct | 1987-09-01 | |
| UNITED AMERICAN SECURITIES, INC. | SHAREHOLDER | direct | 1987-10-01 | |
| UNITED AMERICAN SECURITIES, INC. | SHAREHOLDER | direct | 1987-11-01 | |
| GREAT SOUTHERN CAPITAL MANAGEMENT, INC. | VICE PRESIDENT | direct | 1987-12-01 | |
| MACSHANE CAPITAL MANAGEMENT CO INC | PRESIDENT | direct | 1988-01-01 | |
| AUTUMN GLORY PARTNERS, LLC | TRUSTEE | indirect | 1988-01-01 | |
| GREAT SOUTHERN CAPITAL MANAGEMENT, INC. | PRESIDENT | direct | 1988-03-01 | |
| ADVISORS PENSION SERVICES AGENCY INC | PRESIDENT | direct | 1988-04-01 | |
| KLAFF REALTY, LP | OWNER | indirect | 1988-06-01 | |
| HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. | CHAIRMAN & PRESIDENT | direct | 1988-08-01 | |
| TRIGRAN INVESTMENTS, INC. | TRUSTEE | indirect | 1988-11-01 | |
| J.J.B. HILLIARD, W.L. LYONS, LLC | NAMED FIDUCIARY | indirect | 1988-11-01 | |
| MCCORMICK CAPITAL MANAGEMENT | SECRETARY, TREASURER | direct | 1988-12-01 | |
| EAST PACIFIC INVESTMENT CO INC | PRESIDENT | direct | 1989-01-01 | |
| LARIMER CAPITAL CORP | SECRETARY | direct | 1989-01-01 | |
| KIT COLE INVESTMENT ADVISORY SERVICES | SHAREHOLDER | direct | 1989-03-01 | |
| LOVELL INCORPORATED | CORPORATE SECRETARY | direct | 1989-03-01 | |
| NEWPORT INVESTMENT ADVISORS INC | CEO | direct | 1989-04-01 | |
| TIFFANY CAPITAL ADVISORS INC | PRESIDENT | direct | 1989-05-01 | |
| BUSINESS SERVICES, INC. | OWNER | direct | 1989-05-01 | |
| HELLMAN & FRIEDMAN CAPITAL MANAGEMENT | SHAREHOLDER | indirect | 1989-06-01 | |
| CAMBRIDGE EQUITY ADVISORS INC | CHIEF EXECUTIVE OFFICER | direct | 1989-06-01 | |
| HANSSET GLOBAL ADVISORS CO., LTD. | SHAREHOLDER | direct | 1989-08-01 | |
| VALU TRAC INVESTMENT MANAGEMENT LTD | PARENT COMPANY | direct | 1989-10-01 | |
| ATLANTIC CAPITAL MANAGEMENT LTD | PRESIDENT | direct | 1989-12-01 | |
| JOHNSTON, LEMON & CO. INC. | CHAIRMAN | indirect | 1989-12-01 | |
| SPECTRUM ASSET MANAGEMENT INC | SHAREHOLDER | direct | 1990-01-01 | |
| SAVINGS GROWERS, INC. | PRESIDENT | direct | 1990-08-01 | |
| BERKELEY CAPITAL ADVISERS, LLC | TRUSTEE | indirect | 1991-01-01 | |
| NOBLE PARTNERS, L.P. | SHAREHOLDER | indirect | 1991-03-01 | |
| W R MAHOOD ASSET MANAGEMENT, INC. | PRESIDENT | direct | 1991-04-01 | |
| TYREE, DAVID W. | PRESIDENT | direct | 1991-04-01 | |
| BONNIE WUSZ & ASSOCIATES, INC. | OWNER | direct | 1991-06-01 | |
| VAN BERKOM AND ASSOCIATES INC. | PRESIDENT AND CHIEF EXECUTIVE OFFICER | indirect | 1991-07-01 | |
| RIGGS SECURITIES INC. | SHAREHOLDER | indirect | 1991-09-01 | |
| GREENLEAF ASSET MANAGEMENT INC | PRESIDENT | direct | 1991-10-01 | |
| HOLT VALUE ASSOCIATES LP | PRESIDENT | indirect | 1991-11-01 | |
| HOLT VALUE ASSOCIATES LP | PRESIDENT | indirect | 1991-11-01 | |
| SOMERS ASSET MANAGEMENT INCORPORATED | PRESIDENT | direct | 1991-11-01 | |
| CAVALRY BANKING | TRUST OFFICER/ SVP | direct | 1992-01-01 | |
| RYDER STILWELL INVESTMENT ADVISORS INC | MAJORITY OWNER | indirect | 1992-04-01 | |
| DAWSON RUSSELL INC. | PRESIDENT | direct | 1992-05-01 | |
| CAVALRY BANKING | TRUST OFFICER | direct | 1992-05-01 | |
| THE BAKER GROUP, LP | CHAIRMAN AND PRESIDENT | direct | 1992-05-01 | |
| THE BAKER GROUP, LP | VICE PRES/MANAGING DIRECTOR | direct | 1992-05-01 | |
| NORTHWEST FINANCIAL PLANNING CORP | SHAREHOLDER | direct | 1992-07-01 | |
| ROOSEVELT INVESTMENT GROUP INC | CHAIRMAN | direct | 1992-07-01 | |
| ROOSEVELT INVESTMENT GROUP INC | SEC-TREASURER MANAGING DIR | direct | 1992-07-01 | |
| ROOSEVELT INVESTMENT GROUP INC | VP INVESTMENTS | direct | 1992-07-01 | |
| ROOSEVELT INVESTMENT GROUP INC | CEO | direct | 1992-07-01 | |
| ROOSEVELT INVESTMENT GROUP INC | PRESIDENT | direct | 1992-07-01 | |
| RONALD OLSON, INC. | STOCK HOLDER | direct | 1992-07-01 | |
| STANFORD ADVISORY GROUP, LLC | CEO/CIO | direct | 1992-10-01 | |
| HOOPER R B & CO INC | PRESIDENT | direct | 1992-11-01 | |
| HOOPER R B & CO INC | VICE PRESIDENT | direct | 1992-11-01 | |
| HONISS ROBIN | OWNER | direct | 1993-01-01 | |
| KINGSTON INVESTMENT COUNSEL INC | VICE PRESIDENT & SECRETARY | direct | 1993-01-01 | |
| PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. | SHAREHOLDER | direct | 1993-01-01 | |
| MANAGED ACCOUNT SERVICES INC | SHAREHOLDER | direct | 1993-01-01 | |
| HAROLD W. DANCE INC. | S-CORP SHAREHOLDER, 16% | direct | 1993-04-01 | |
| SAUNDERS RETIREMENT ADVISORS, INC. | PRESIDENT/CHIEF COMPLIANCE OFFICER | direct | 1993-04-01 | |
| PREMIERETRADE SECURITIES, INC. | TRUSTEE OF DICKS FAMILY TRUST | direct | 1993-05-01 | |
| SENA WELLER ROHS WILLIAMS INC. | SENIOR VP | direct | 1993-06-01 | |
| SENA WELLER ROHS WILLIAMS INC. | EXECUTIVE VP | direct | 1993-06-01 | |
| CONTEXT CAPITAL MANAGEMENT LLC | TRUSTEE | indirect | 1993-06-01 | |
| CONTEXT CAPITAL MANAGEMENT LLC | TRUSTEE | indirect | 1993-06-01 | |
| CONTEXT CAPITAL MANAGEMENT LLC | TRUSTEE | indirect | 1993-06-01 | |
| MAHLER & EMERSON INC. | SHAREHOLDER | direct | 1993-07-01 | |
| ARGOS INVESTMENT ADVISORS, LLC | MEMBER | indirect | 1993-07-01 | |
| ARNERICH MASSENA, INC. | SHAREHOLDER | direct | 1993-07-01 | |
| BACK BAY ADVISORS | GENERAL PARTNER | direct | 1993-09-01 | |
| VAN DEVENTER & HOCH | VDH SHAREHOLDER | direct | 1993-10-01 | |
| LEE KRASNER GROUP LTD | PRESIDENT/TREASURER | direct | 1993-10-01 | |
| TAYLOR STEPHENS INC | GENERAL PARTNER | indirect | 1993-12-01 | |
| SOUND FINANCIAL STRATEGIES GROUP, INC. | FOUNDING PARTNER/CFO/CCO | direct | 1993-12-01 | |
| OSTERWEIS CAPITAL MANAGEMENT INC | SHAREHOLDER | direct | 1994-01-01 | |
| SAGE, RUTTY & CO., INC. | SHAREHOLDER | direct | 1994-01-01 | |
| MARSDEN JOHN RICHARD JR | OWNER | direct | 1994-01-01 | |
| CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD | PARTNERSHIP | direct | 1994-02-01 | |
| BAI BONDSBERATUNG GES.M.B.H. | SHAREHOLDER | direct | 1994-03-01 | |
| BAI BONDSBERATUNG GES.M.B.H. | SHAREHOLDER | indirect | 1994-03-01 | |
| CATHOLIC FINANCIAL SERVICES CORP | VICE PRESIDENT, DIRECTOR | direct | 1994-06-01 | |
| GRAHAM CAPITAL MANAGEMENT, L.P. | LIMITED PARTNER | indirect | 1994-06-01 | |
| HELLMAN & FRIEDMAN ASSOCIATES III LP | SHAREHOLDER | indirect | 1994-07-01 | |
| H&F INVESTORS III | SHAREHOLDER | indirect | 1994-07-01 | |
| SOUTH OCEAN MANAGEMENT LIMITED | SHAREHOLDER | direct | 1994-09-01 | |
| THE HOLLISTER ASSET MANAGEMENT CO, G.P. | GENERAL PARTNER | direct | 1994-09-01 | |
| GLOBALVEST MANAGEMENT CO LP | ESTABLISHED | direct | 1994-10-01 | |
| KAPLAN & CO. SECURITIES INC. | CEO | direct | 1994-10-01 | |
| JULIUS BAER SECURITIES INC. | FIRST VICE PRESIDENT | direct | 1994-12-01 | |
| H&F ADMINISTRATION III LLC | SHAREHOLDER | indirect | 1994-12-01 | |
| H & F ADMINISTRATION IV LLC | SHAREHOLDER | indirect | 1994-12-01 | |
| PINNACLE ASSET MANAGEMENT, L.P. | MEMBER | indirect | 1994-12-01 | |
| OTTAWA AVENUE PRIVATE CAPITAL, LLC | SHAREHOLDER | indirect | 1994-12-01 | |
| SANDPOINTE, LLC | MEMBER | indirect | 1994-12-01 | |
| BRENTON INVESTMENTS, INC. | SHAREHOLDER | indirect | 1995-01-01 | |
| POPULAR SECURITIES, INC. | DIRECTOR | direct | 1995-05-01 | |
| NOVARE CAPITAL MANAGEMENT | MEMBER | indirect | 1995-05-01 | |
| SOUND CAPITAL MANAGEMENT INC | MANAGING DIRECTOR | direct | 1995-06-01 | |
| STAMPS, WOODSUM & CO. IV | LIMITED PARTNER | direct | 1995-06-01 | |
| PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION | SHAREHOLDER | direct | 1995-06-01 | |
| CORRELL CO. INVESTMENT SERVICES CORP. | SECRETARY | direct | 1995-07-01 | |
| PCJ INVESTMENT COUNSEL LTD. | PARTNERSHIP | direct | 1995-07-01 | |
| POPULAR SECURITIES, INC. | DIRECTOR | direct | 1995-08-01 | |
| NBC SECURITIES, INC. | VICE PRESIDENT | direct | 1995-08-01 | |
| INVESTEC PMG CAPITAL | MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER | direct | 1995-10-01 | |
| JAYHAWK PRIVATE EQUITY GP, L.P. | MANAGING MEMBER | indirect | 1995-10-01 | |
| JGE CAPITAL MANAGEMENT, LLC | TRUST | indirect | 1995-10-01 | |
| PENSION PORTFOLIO ADVISORS INC. | N/A | direct | 1995-11-01 | |
| CORRELL CO. INVESTMENT SERVICES CORP. | SHAREHOLDER | direct | 1995-11-01 | |
| MOSBY LINCOLN LC | MEMBER MANAGER | direct | 1995-12-01 | |
| HHH INVESTMENT INC | PRESIDENT | direct | 1995-12-01 | |
| SIFE | DIRECTOR/OWNER | direct | 1995-12-01 | |
| KAUFMAN BROS., L.P. | LP | direct | 1995-12-01 | |
| OVERLOOK INVESTMENTS L.P. | GENERAL PARTNER | direct | 1995-12-01 | |
| P. R. HERZIG & CO. INC. | BOARD OF DIRECTORS | direct | 1995-12-01 | |
| P. R. HERZIG & CO. INC. | SHAREHOLDER | direct | 1995-12-01 | |
| P. R. HERZIG & CO. INC. | TRUSTEE OF 2 TRUSTS | indirect | 1995-12-01 | |
| RANSON CAPITAL CORPORATION | VP SEC. | direct | 1996-01-01 | |
| OLYMPUS ADVISORS, LLC | MEMBER | direct | 1996-01-01 | |
| FINANCIAL ADVISORY SERVICE INC | SHAREHOLDER | direct | 1996-02-01 | |
| ACCESS FINANCIAL GROUP, INC. | OWNER | direct | 1996-02-01 | |
| MIDWEST CAPITAL MANAGEMENT, INC. | PRESIDENT | direct | 1996-03-01 | |
| CHAPLIN-MULLAUGH, INCORPORATED | CORPORATE SECRETARY | direct | 1996-03-01 | |
| JGE CAPITAL MANAGEMENT, LLC | MEMBER | direct | 1996-04-01 | |
| FINANCIAL ADVISORY SERVICE INC | JAMES G. DUSSOLD, TRUSTEE | direct | 1996-05-01 | |
| WEXFORD CLEARING SERVICES CORPORATION | SENIOR VICE PRESIDENT- CROP | direct | 1996-07-01 | |
| AMERICAN SUPERIOR CO | TRUST | direct | 1996-07-01 | |
| PCJ INVESTMENT COUNSEL LTD. | PARTNERSHIP | direct | 1996-07-01 | |
| DRV GROUP INC | PRESIDENT | direct | 1996-08-01 | |
| THE BAKER GROUP, LP | VICE PRES/MANAGING DIRECTOR | direct | 1996-08-01 | |
| PINKERTON RETIREMENT SPECIALISTS, LLC | OWNER | indirect | 1996-09-01 | |
| PINKERTON RETIREMENT SPECIALISTS, LLC | OWNER | indirect | 1996-09-01 | |
| CHARLES FISH INVESTMENTS, INC. | SHAREHOLDER | direct | 1996-10-01 | |
| ORION FINANCIAL SERVICES, LLC | SHAREHOLDER | indirect | 1996-11-01 | |
| MACEY-HOLLAND & CO., LLC | MANAGING MEMBER | direct | 1996-12-01 | |
| BATCHELDER & PARTNERS, INC. | OWNER | direct | 1997-01-01 | |
| NEUMEIER INVESTMENT COUNSEL LLC | MEMBER | direct | 1997-01-01 | |
| ROSEMOUNT CAPITAL LIMITED | TRUSTEE | indirect | 1997-01-01 | |
| FREMONT REALTY CAPITAL, L.P. | SHAREHOLDER | indirect | 1997-02-01 | |
| JUNDT ASSOCIATES INC | TRUSTEE | direct | 1997-03-01 | |
| OSTERWEIS CAPITAL MANAGEMENT LLC | MEMBER | direct | 1997-03-01 | |
| JOHN MOORE & ASSOCIATES INC | SHAREHOLDER | direct | 1997-03-01 | |
| FFR ADVISORY LLC | TRUSTEE | indirect | 1997-03-01 | |
| S.A.I. CAPITAL MANAGEMENT, LLC | TRUSTEE | indirect | 1997-03-01 | |
| SENTINEL ADVISORS LLC | MEMBER | direct | 1997-04-01 | |
| REGISTER & AKERS INVESTMENTS, INC. | PRINCIPAL | direct | 1997-04-01 | |
| WAYZATA CAPITAL MANAGEMENT, INC. | SHAREHOLDER | direct | 1997-05-01 | |
| STEVEN A. NOROIAN & ASSOCIATES, INC. | OWNER | direct | 1997-05-01 | |
| WELTON INVESTMENT CORPORATION | SOLE SHAREHOLDER | direct | 1997-05-01 | |
| WELTON INVESTMENT CORPORATION | SOLE SHAREHOLDER | indirect | 1997-05-01 | |
| WELTON FUND ADVISORS LLC | SOLE SHAREHOLDER | indirect | 1997-05-01 | |
| WELTON INVESTMENT PARTNERS LLC | SOLE SHAREHOLDER | indirect | 1997-05-01 | |
| TRENDSTAT CAPITAL MANAGEMENT INC. | NO TITLE | direct | 1997-06-01 | |
| POPULAR SECURITIES, INC. | DIRECTOR | direct | 1997-07-01 | |
| KLOSTERMAN CAPITAL CORP | TRUST | direct | 1997-07-01 | |
| MORGAN JESS S & CO INC | TRUST | direct | 1997-07-01 | |
| THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY | SHAREHOLDER | direct | 1997-07-01 | |
| JONES COMMODITIES, INC. | SHAREHOLDER | direct | 1997-08-01 | |
| FIRST WESTERN ADVISORS | PRESIDENT / DIRECTOR | direct | 1997-10-01 | |
| STEPHEN JONES CAPITAL MANAGEMENT, INC. | 90% SHAREHOLDER | direct | 1997-11-01 | |
| JONES VILLALTA ASSET MANAGEMENT, LLC | 90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC. | indirect | 1997-11-01 | |
| IHP CAPITAL PARTNERS | SHAREHOLDER | direct | 1997-12-01 | |
| TIFFANY CAPITAL ADVISORS INC | BOARD MEMBER | direct | 1998-01-01 | |
| SAGE, RUTTY & CO., INC. | DIRECTOR | direct | 1998-01-01 | |
| KURIYAMA & CO LLC | MEMBER | direct | 1998-01-01 | |
| SUMMIT PARTNERS V, L.P. | LIMITED PARTNER | direct | 1998-01-01 | |
| CWS CAPITAL PARTNERS LLC | SHAREHOLDER | direct | 1998-01-01 | |
| THE BAUPOST GROUP, L.L.C. | MEMBER | direct | 1998-01-01 | |
| IWAMOTO, KONG & CO., INC. | SHAREHOLDER | direct | 1998-01-01 | |
| CWS CAPITAL PARTNERS LLC | SHAREHOLDER / MANAGING MEMBER | direct | 1998-01-01 | |
| FINANCIAL ADVISORY SERVICE INC | DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES | direct | 1998-01-01 | |
| BJURMAN, BARRY & ASSOCIATES | SHAREHOLDER A CLASS | direct | 1998-03-01 | |
| DE PRINCE, RACE & ZOLLO, INC. | SHAREHOLDER | direct | 1998-03-01 | |
| BOULDER INVESTMENT ADVISERS LLC | MEMBER | indirect | 1998-05-01 | |
| BNY ASSOCIATES INCORPORATED | DIRECTOR | direct | 1998-05-01 | |
| FULLER & THALER ASSET MANAGEMENT INC | SHAREHOLDER | direct | 1998-05-01 | |
| VALUE PARTNERS LTD | SHAREHOLDER | direct | 1998-06-01 | |
| VALU-TRAC INVESTMENT RESEARCH LIMITED | OWNER | direct | 1998-06-01 | |
| PRIVATE PORTFOLIO OF SAN DIEGO, INC. | VICE PRESIDENT | direct | 1998-06-01 | |
| GREIG ASSOCIATES INC | VICE PRESIDENT | direct | 1998-07-01 | |
| RWT INVESTMENT ADVISERS, INC. | 100% SHAREHOLDER | direct | 1998-07-01 | |
| KELLNER, DILEO & CO., L.P. | LIMITED PARTNER | direct | 1998-07-01 | |
| WHITEGATE INVESTMENT COUNSELORS INC | SHAREHOLDER | direct | 1998-07-01 | |
| TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC. | SHAREHOLDER | indirect | 1998-07-01 | |
| OWNERSHIP ADVISORS, INC. | PRESIDENT | direct | 1998-09-01 | |
| THE HOLLISTER ASSET MANAGEMENT CO, G.P. | GENERAL PARTNER | direct | 1998-09-01 | |
| THE BAKER GROUP, LP | VICE PRES/MANAGING DIRECTOR | direct | 1998-09-01 | |
| HAMMER ASSET MANAGEMENT LLC | TRUSTEE | indirect | 1998-10-01 | |
| HAMMER ASSET MANAGEMENT LLC | TRUSTEE | direct | 1998-10-01 | |
| CITY SECURITIES CORPORATION | DIRECTOR | direct | 1998-11-01 | |
| ARNHOLD AND S. BLEICHROEDER, INC. | SENIOR VICE PRESIDENT & DIRECTOR | direct | 1988-08-01 | 2000-11-09 |
| ARNHOLD AND S. BLEICHROEDER, INC. | SENIOR VICE PRESIDENT & DIRECTOR | direct | 1995-03-01 | 2000-11-09 |
| FSC SECURITIES CORPORATION | DIRECTOR/CHAIRMAN | direct | 1997-10-01 | 2000-12-15 |
| J. BUSH & CO., INCORPORATED | DIRECTOR | direct | 1970-09-01 | 2001-01-29 |
| J. BUSH & CO., INCORPORATED | EXECUTIVE VICE PRESIDENT | direct | 1998-03-01 | 2001-01-29 |
| MACK INVESTMENT SECURITIES, INC. | TRUSTEE IS PRESIDENT | direct | 1986-01-01 | 2001-01-30 |
| FORUM SECURITIES, INC. | SHAREHOLDER | indirect | 1990-07-01 | 2001-01-30 |
| FORUM SECURITIES, INC. | VICE PRESIDENT/CFO | direct | 1991-03-01 | 2001-01-30 |
| RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD | TREAURER | direct | 1992-02-01 | 2001-01-30 |
| CHASE INVESTMENT SERVICES CORP. | DIRECTOR | direct | 1998-09-01 | 2001-01-30 |
| AMERICAN FIDELITY ASSURANCE CO | SHAREHOLDER | indirect | 1980-05-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | DIRECTOR | direct | 1984-04-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | SENIOR VICE PRESIDENT | direct | 1987-01-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | SENIOR VICE PRESIDENT | direct | 1987-02-01 | 2001-01-31 |
| MOODY ALDRICH & SULLIVAN LLC | NON MEMBER | indirect | 1988-06-01 | 2001-01-31 |
| MOODY ALDRICH & SULLIVAN LLC | NON MEMBER | indirect | 1988-06-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | SENIOR VICE PRESIDENT | direct | 1990-01-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | DIRECTOR | direct | 1992-01-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | PRESIDENT/DIRECTOR | direct | 1992-02-01 | 2001-01-31 |
| MOODY ALDRICH & SULLIVAN LLC | NON MEMBER | indirect | 1992-12-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | SENIOR VICE PRESIDENT | direct | 1994-01-01 | 2001-01-31 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | SENIOR VP MARKETING | direct | 1996-10-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | DIRECTOR | direct | 1997-11-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | SENIOR CHAIRMAN OF BOARD | direct | 1998-01-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | CH.BD./DIR/CEO | direct | 1998-01-01 | 2001-01-31 |
| JULIUS BAER SECURITIES INC. | CHAIRMAN | direct | 1998-04-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | DIRECTOR | direct | 1998-07-01 | 2001-01-31 |
| AMERICAN FIDELITY ASSURANCE CO | SENIOR VICE PRESIDENT | direct | 1998-08-01 | 2001-01-31 |
| CENTURION CAPITAL MANAGEMENT CORP | BENEFICIAL OWNER OF CCGI, COMMON | indirect | 1997-12-01 | 2001-02-01 |
| ESSEX LLC | SECRETARY | direct | 1933-01-01 | 2001-02-23 |
| COMMONWEALTH ADVISORS INC | SECRETARY | direct | 1991-04-01 | 2001-02-28 |
| HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY | SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR | direct | 1996-12-01 | 2001-02-28 |
| COMMONWEALTH ADVISORS INC | VICE PRESIDENT | direct | 1997-02-01 | 2001-02-28 |
| LINDNER ASSET MANAGEMENT INC | SHAREHOLDER | direct | 1997-03-01 | 2001-02-28 |
| MBIA CAPITAL MANAGEMENT CORP. | SENIOR MANAGING DIRECTOR | direct | 1998-02-01 | 2001-02-28 |
| ORLEANS CAPITAL MANAGEMENT CORP | PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR | direct | 1991-07-01 | 2001-03-01 |
| MONTICELLO ASSOCIATES INC | PRESIDENT | direct | 1992-07-01 | 2001-03-01 |
| MONTICELLO ASSOCIATES INC | TREASURER | direct | 1992-07-01 | 2001-03-01 |
| WCM INVESTMENT MANAGEMENT | VP | direct | 1995-06-01 | 2001-03-01 |
| THE ROBINSON-HUMPHREY COMPANY, LLC | SENIOR MANAGING DIRECTOR AND DIRECTOR | direct | 1998-05-01 | 2001-03-13 |
| PRINCOR FINANCIAL SERVICES CORPORATION | SENIOR VICE PRESIDENT | direct | 1998-01-01 | 2001-03-15 |
| PMG CAPITAL CORP. | MANAGING DIRECTOR | direct | 1998-10-01 | 2001-03-15 |
| DIVERSIFIED INVESTMENT ADVISORS INC | DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER | direct | 1992-10-01 | 2001-03-16 |
| BERGER & ASSOCIATES LLC | MANAGER & 50% OWNER | direct | 1997-04-01 | 2001-03-16 |
| ARMA FINANCIAL SERVICES, INC. | CHAIRMAN | direct | 1986-04-01 | 2001-03-20 |
| ARMA FINANCIAL SERVICES, INC. | SECRETARY | direct | 1986-04-01 | 2001-03-20 |
| ARMA FINANCIAL SERVICES, INC. | DIRECTOR | direct | 1986-04-01 | 2001-03-20 |
| ARMA FINANCIAL SERVICES, INC. | DIRECTOR | direct | 1991-06-01 | 2001-03-20 |
| ARMA FINANCIAL SERVICES, INC. | DIRECTOR | direct | 1994-10-01 | 2001-03-20 |
| ARMA FINANCIAL SERVICES, INC. | DIRECTOR | direct | 1996-07-01 | 2001-03-20 |
| TREECE INVESTMENT ADVISORY CORP | PRESIDENT, DIRECTOR, SECT, TREASURER | direct | 1979-08-01 | 2001-03-23 |
| COMMERCE CAPITAL MARKETS, INC. | EXECUTIVE VICE PRESIDENT | direct | 1977-03-01 | 2001-03-26 |
| COMMERCE CAPITAL MARKETS, INC. | MANAGING DIRECTOR | direct | 1977-09-01 | 2001-03-26 |
| ASSET MANAGEMENT ADVISORS, LLC | EXECUTIVE MANAGER | direct | 1996-06-01 | 2001-03-26 |
| AMERVEST CO INC | MANAGING DIRECTOR | direct | 1993-01-01 | 2001-03-27 |
| PMG CAPITAL CORP. | PRESIDENT | direct | 1986-12-01 | 2001-03-29 |
| PMG CAPITAL CORP. | VICE PRESIDENT ADMIN. | direct | 1995-04-01 | 2001-03-29 |
| PMG CAPITAL CORP. | MANAGING DIRECTOR | direct | 1995-10-01 | 2001-03-29 |
| VESTRUST SECURITIES L.P. | SHAREHOLDER | direct | 1997-01-01 | 2001-03-29 |
| FIRST WESTERN ADVISORS | VICE PRESIDENT/SECRETARY | direct | 1997-10-01 | 2001-03-29 |
| FIRST WESTERN ADVISORS | DIRECTOR | direct | 1997-10-01 | 2001-03-29 |
| KAHN BROTHERS & CO. INC. | STOCKHOLDER, DIRECTOR | direct | 1978-07-01 | 2001-03-30 |
| PROEQUITIES INC | DIRECTOR | direct | 1997-01-01 | 2001-03-30 |
| PROVIDENT NATIONAL ASSURANCE COMPANY | DIRECTOR | direct | 1995-10-01 | 2001-04-02 |
| PROVIDENT NATIONAL ASSURANCE COMPANY | DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE | direct | 1997-11-01 | 2001-04-02 |
| PROVIDENT NATIONAL ASSURANCE COMPANY | VICE PRESIDENT AND SECRETARY | direct | 1997-11-01 | 2001-04-02 |
| RICHARD O. JONES | PRESIDENT/CEO | indirect | 1993-07-01 | 2001-04-06 |
| RICHARD O. JONES | SHAREHOLDER | direct | 1993-12-01 | 2001-04-06 |
| CENTURION TRUST COMPANY | SHAREHOLDER | indirect | 1997-12-01 | 2001-04-12 |
| TOWER SQUARE SECURITIES, INC. | VICE PRESIDENT | direct | 1998-09-01 | 2001-04-19 |
| ORION FINANCIAL SERVICES, LLC | MEMB ER OF LLC | direct | 1997-08-01 | 2001-04-20 |
| THE ADVISORS GROUP, INC. | CHAIRMAN OF BOARD OF DIRECTORS | direct | 1988-08-01 | 2001-04-26 |
| CONCOURSE CAPITAL CORPORATION | DIRECTOR | direct | 1991-08-01 | 2001-04-27 |
| TIMING STRATEGIES CORP | PRESIDENT | direct | 1982-05-01 | 2001-04-30 |
| CMS INVESTMENT RESOURCES, INC. | VICE PRESIDENT, GENERAL COUNSEL | direct | 1986-06-01 | 2001-04-30 |
| VALU TRAC INVESTMENT MANAGEMENT LTD | CHIEF EXECUTIVE | direct | 1989-10-01 | 2001-04-30 |
| VALU TRAC INVESTMENT MANAGEMENT LTD | NON-EXECUTIVE DIRECTOR | direct | 1994-10-01 | 2001-04-30 |
| CANTERBURY CAPITAL SERVICES, INC. | SECRETARY | direct | 1995-11-01 | 2001-04-30 |
| MILLAR ROBERT PETER WHARTON | COMPLIANCE OFFICER | direct | 1995-12-01 | 2001-04-30 |
| VALU TRAC INVESTMENT MANAGEMENT LTD | COMPLIANCE OFFICER | direct | 1995-12-01 | 2001-04-30 |
| SUNTRUST EQUITABLE SECURITIES CORPORATION | CROP | direct | 1990-07-01 | 2001-05-03 |
| TITAN INVESTMENT ADVISORS LLC | PARTNER | direct | 1996-05-01 | 2001-05-15 |
| SOVEREIGN HOLDINGS LLC | PRESIDENT | direct | 1997-01-01 | 2001-05-16 |
| SOVEREIGN HOLDINGS LLC | ADMINISTRATIVE PARTNER | direct | 1997-01-01 | 2001-05-16 |
| ROBOTTI & COMPANY, INCORPORATED | DIRECTOR & STOCKHOLDER | direct | 1983-08-01 | 2001-05-24 |
| ROBOTTI & COMPANY, INCORPORATED | STOCKHOLDER | direct | 1987-09-01 | 2001-05-24 |
| ROBOTTI & COMPANY, INCORPORATED | SROP, ROP | direct | 1994-05-01 | 2001-05-24 |
| ROGGE GLOBAL PARTNERS PLC | 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED | direct | 1996-09-01 | 2001-05-24 |
| ROBOTTI & COMPANY, INCORPORATED | SROP, ROP | direct | 1997-09-01 | 2001-05-24 |
| CANYON CAPITAL REALTY ADVISORS LLC | MEMBER | direct | 1998-05-01 | 2001-06-12 |
| THE ROBINSON-HUMPHREY COMPANY, LLC | EXECUTIVE VICE PRESIDENT AND DIRECTOR | direct | 1997-05-01 | 2001-06-20 |
| SPELMAN & CO., INC. | DIRECTOR | direct | 1998-04-01 | 2001-06-20 |
| THE MILLER FINANCIAL GROUP, INC. | SHAREHOLDER | indirect | 1992-04-01 | 2001-06-25 |
| A. G. EDWARDS & SONS, INC. | DIRECTOR OF HOLDING COMPANY | direct | 1997-06-01 | 2001-06-26 |
| COORDINATED ASSET PLANNING CO INC | CHEIF OPERATIONS OFFICER | direct | 1989-05-01 | 2001-07-30 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1995-06-01 | 2001-07-30 |
| KEENE & ASSOCIATES, INC. | PRESIDENT | direct | 1994-09-01 | 2001-08-09 |
| WILLIAMS C R INC | MANAGING DIRECTOR | direct | 1994-06-01 | 2001-08-15 |
| WILLIAMS C R INC | PRESIDENT | direct | 1994-08-01 | 2001-08-15 |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG | direct | 1987-08-01 | 2001-08-21 |
| ST. BERNARD FINANCIAL SERVICES, INC. | SHAREHOLDER | direct | 1994-03-01 | 2001-08-28 |
| MEMORIAL INVESTMENT ADVISORS INC | VP AND CIO | direct | 1998-09-01 | 2001-09-25 |
| SYMMETRIC INVESTMENTS, INC. | 5% + SHAREHOLDER | direct | 1992-12-01 | 2001-09-26 |
| ALLIANCE ADVISORY & SECURITIES, INC. | PRESIDENT | indirect | 1987-07-01 | 2001-09-27 |
| PMG CAPITAL CORP. | PRESIDENT AND CHIEF EXECUTIVE OFFICER | direct | 1986-12-01 | 2001-10-01 |
| PMG CAPITAL CORP. | MANAGING DIRECTOR | direct | 1987-06-01 | 2001-10-01 |
| PMG CAPITAL CORP. | MANAGING DIRECTOR | direct | 1993-12-01 | 2001-10-01 |
| PMG CAPITAL CORP. | MANAGING DIRECTOR AND TREASURER | direct | 1995-10-01 | 2001-10-01 |
| SMITH SHELLNUT WILSON LLC | PRINCIPAL | direct | 1995-06-01 | 2001-10-22 |
| SMITH SHELLNUT WILSON LLC | PRINCIPAL | direct | 1998-08-01 | 2001-10-22 |
| SALOMON SMITH BARNEY INC. | GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC. | direct | 1995-07-01 | 2001-10-24 |
| SALOMON SMITH BARNEY INC. | CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT | direct | 1997-08-01 | 2001-10-24 |
| SALOMON SMITH BARNEY INC. | MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT | direct | 1997-08-01 | 2001-10-24 |
| CSFBDIRECT, INC. | DIRECTOR/CCO/CROP/SROP | direct | 1996-08-01 | 2001-10-26 |
| STEPHENS INC. | SHAREHOLDER PREFERRED B | indirect | 1990-12-01 | 2001-10-31 |
| STEPHENS INC. | SHAREHOLDER COMMON A | indirect | 1990-12-01 | 2001-10-31 |
| CBNY INVESTMENT SERVICES CORP. | SHAREHOLDER | indirect | 1988-03-01 | 2001-11-01 |
| FINARC LLC | SPOUSE | direct | 1996-10-01 | 2001-11-29 |
| THE MILLER FINANCIAL GROUP, INC. | SHAREHOLDER | indirect | 1992-04-01 | 2001-11-30 |
| CJ CAPITAL MANAGEMENT LLC | PRESIDENT | direct | 1998-08-01 | 2001-12-07 |
| ARNHOLD AND S. BLEICHROEDER, INC. | STOCKHOLDER | direct | 1946-07-01 | 2001-12-10 |
| ARNHOLD AND S. BLEICHROEDER, INC. | SENIOR VICE PRESIDENT & DIRECTOR | direct | 1978-06-01 | 2001-12-10 |
| ARNHOLD AND S. BLEICHROEDER, INC. | SENIOR VICE PRESIDENT, TREASURER & DIRECTOR | direct | 1990-11-01 | 2001-12-10 |
| ARNHOLD AND S. BLEICHROEDER, INC. | CO-CHAIRMAN OF THE BOARD | direct | 1994-01-01 | 2001-12-10 |
| ARNHOLD AND S. BLEICHROEDER, INC. | CO-PRESIDENT, SECRETARY & DIRECTOR | direct | 1994-01-01 | 2001-12-10 |
| ARNHOLD AND S. BLEICHROEDER, INC. | CO-PRESIDENT AND DIRECTOR | direct | 1994-01-01 | 2001-12-10 |
| ARNHOLD AND S. BLEICHROEDER, INC. | SENIOR VICE PRESIDENT , SROP/CROP | direct | 1994-04-01 | 2001-12-10 |
| TRENDLINE RESEARCH & MANAGEMENT CORP | DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER | direct | 1988-03-01 | 2001-12-12 |
| TRENDLINE RESEARCH & MANAGEMENT CORP | DIRECTOR, PRESIDENT | direct | 1988-03-01 | 2001-12-12 |
| TREVOR STEWART BURTON & JACOBSEN INC | STOCKHOLDER | direct | 1995-04-01 | 2001-12-18 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | VP COMMUNICATIONS & HUMAN RESOURCES | direct | 1989-10-01 | 2001-12-20 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | VP INFO SYSTEMS | direct | 1996-10-01 | 2001-12-20 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | CORPORATE CONTROLLER | direct | 1997-03-01 | 2001-12-20 |
| THURLOW CAPITAL MANAGEMENT, INC. | PRESIDENT | direct | 1997-04-01 | 2002-01-03 |
| THURLOW CAPITAL MANAGEMENT, INC. | VICE-PRESIDENT | direct | 1997-04-01 | 2002-01-03 |
| CENTURION HINDS INVESTMENT MANAGEMENT CORP | SHAREHOLDER OF CENTURION CAPITAL GROUP INC. | indirect | 1997-12-01 | 2002-01-17 |
| CATHOLIC FINANCIAL SERVICES CORP | CHAIRMAN, DIRECTOR | direct | 1994-06-01 | 2002-01-23 |
| CATHOLIC FINANCIAL SERVICES CORP | DIRECTOR | direct | 1994-06-01 | 2002-01-23 |
| NORTHERN TRUST SECURITIES, INC. | DIRECTOR | direct | 1997-01-01 | 2002-01-23 |
| CSFBDIRECT, INC. | DIRECTOR OF COMPLIANCE/CCO/CROP/SROP | direct | 1996-08-01 | 2002-01-25 |
| PRINCOR FINANCIAL SERVICES CORPORATION | DIRECTOR | direct | 1998-01-01 | 2002-01-25 |
| SUCCESSFUL RESOURCES MANAGEMENT LTD | VICE PRESIDENT | direct | 1996-06-01 | 2002-02-05 |
| COORDINATED ASSET PLANNING CO INC | PRESIDENT | direct | 1984-01-01 | 2002-02-13 |
| FERGUSON INVESTMENT CONSULTANTS INC | PRESIDENT | direct | 1988-06-01 | 2002-02-13 |
| COORDINATED ASSET PLANNING CO INC | CHIEF OPERATIONS OFFICER | direct | 1989-05-01 | 2002-02-13 |
| MCCORMACK ADVISORS INTERNATIONAL LLC | S | indirect | 1973-12-01 | 2002-03-11 |
| AMERICAN INVESTMENT SERVICES INC | TREASURER & SECRETARY | direct | 1988-12-01 | 2002-03-15 |
| HORSLEY BRIDGE PARTNERS, INC. | SHAREHOLDER | direct | 1983-03-01 | 2002-03-19 |
| HORSLEY BRIDGE PARTNERS, INC. | SHAREHOLDER | direct | 1985-03-01 | 2002-03-19 |
| PARNASSUS INVESTMENTS | DIRECTOR | direct | 1984-06-01 | 2002-03-22 |
| AMR INVESTMENT SERVICES, INC | SECRETARY | direct | 1988-01-01 | 2002-03-25 |
| MCCORMICK CAPITAL MANAGEMENT | V.P. FIXED INCOME | direct | 1993-03-01 | 2002-03-26 |
| CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD | SHAREHOLDER | direct | 1995-01-01 | 2002-03-26 |
| MCCORMICK CAPITAL MANAGEMENT | V.P. OPERATIONS | direct | 1996-04-01 | 2002-03-26 |
| LORD ANDREW CHARLES | SOLE PROPRIETOR | direct | 1984-01-01 | 2002-03-27 |
| GLEN RAUCH SECURITIES, INC. | SECRETARY/DIRECTOR | direct | 1986-02-01 | 2002-03-27 |
| CITISTREET ADVISORS LLC | VICE PRESIDENT, TREASURER, FINOP | direct | 1991-05-01 | 2002-03-27 |
| NATIONWIDE ADVISORY SERVICES, INC. | DIRECTOR | direct | 1998-04-01 | 2002-03-27 |
| GUARDIAN CAPITAL INC | MANAGING DIRECTOR | direct | 1985-11-01 | 2002-03-28 |
| GUARDIAN CAPITAL INC | MANAGING DIRECTOR | direct | 1988-02-01 | 2002-03-28 |
| FORUM SECURITIES, INC. | EXECUTIVE VICE PRESIDENT | direct | 1989-01-01 | 2002-03-28 |
| FORUM SECURITIES, INC. | DIRECTOR | direct | 1989-02-01 | 2002-03-28 |
| FORUM SECURITIES, INC. | SECRETARY | direct | 1989-06-01 | 2002-03-28 |
| FORUM SECURITIES, INC. | PRESIDENT/TREASURER/DIRECTOR/SROP/CROP | direct | 1991-02-01 | 2002-03-28 |
| FORUM SECURITIES, INC. | SENIOR VICE PRESIDENT/CFO | direct | 1991-03-01 | 2002-03-28 |
| FORUM SECURITIES, INC. | DIRECTOR | direct | 1992-08-01 | 2002-03-28 |
| GUARDIAN CAPITAL INC | MANAGING DIRECTOR | direct | 1994-11-01 | 2002-03-28 |
| GUARDIAN CAPITAL INC | MANAGING DIRECTOR | direct | 1995-04-01 | 2002-03-28 |
| INSTITUTIONAL SECURITIES CORPORATION | SECRETARY | direct | 1996-05-01 | 2002-03-28 |
| VALUE PARTNERS LTD | NON-EXECUTIVE DIRECTOR | direct | 1998-06-01 | 2002-03-28 |
| GUARDIAN CAPITAL ADVISORS INC | V.P., COMPLIANCE & SECRETARY | direct | 1998-11-01 | 2002-03-28 |
| EPG INC | SENIOR VICE PRESIDENT | direct | 1998-01-01 | 2002-04-01 |
| JMG CAPITAL MANAGEMENT, LLC | N/A | indirect | 1998-04-01 | 2002-04-01 |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | SHAREHOLDER | direct | 1996-06-01 | 2002-04-02 |
| WARNER GROUP, INC. | VICE PRESIDENT, DIRECTOR, SHAREHOLDER | direct | 1996-05-01 | 2002-04-03 |
| TACTICAL ALLOCATION SERVICES LLC | TRUST | direct | 1996-04-01 | 2002-04-04 |
| BRENTON INVESTMENTS, INC. | SHAREHOLDER | indirect | 1995-01-01 | 2002-04-17 |
| MUHLENKAMP & CO INC | SHAREHOLDER | direct | 1983-02-01 | 2002-04-22 |
| DIVERSIFIED INVESTMENT ADVISORS INC | DIRECTOR & PRESIDENT | direct | 1992-10-01 | 2002-04-30 |
| DIVERSIFIED INVESTMENT ADVISORS INC | SECRETARY | direct | 1994-01-01 | 2002-04-30 |
| LINDNER CAPITAL MANAGEMENT, LLC | 52% SHAREHOLDER | indirect | 1997-03-01 | 2002-04-30 |
| CHAPEL HILL CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1997-12-01 | 2002-05-03 |
| ARISTA INVESTMENT ADVISORS, LTD. | PRESIDENT | direct | 1988-11-01 | 2002-05-06 |
| ARISTA INVESTMENT ADVISORS, LTD. | SECRETARY | direct | 1988-11-01 | 2002-05-06 |
| ARISTA INVESTMENT ADVISORS, LTD. | VICE-PRESIDENT | direct | 1996-04-01 | 2002-05-06 |
| PINNACLE FUND MANAGEMENT LLC | NONE | direct | 1997-03-01 | 2002-05-06 |
| SUCCESSFUL MONEY STRATEGIES INC | CHIEF INVESTMENT OFFICER | direct | 1993-03-01 | 2002-05-07 |
| WESTBOURNE INVESTMENTS, INC. | BENEFICIAL OWNER | direct | 1997-09-01 | 2002-05-14 |
| WESTBOURNE INVESTMENTS, INC. | BENEFICIAL OWNER | direct | 1997-12-01 | 2002-05-14 |
| PLANNERS FINANCIAL SERVICES, INC. | BOARD MEMBER | direct | 1984-03-01 | 2002-05-24 |
| PACIFIC CAPITAL PLANNING COMPANY | OWNER | direct | 1997-09-01 | 2002-05-24 |
| A. G. EDWARDS & SONS, INC. | DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY | direct | 1998-03-01 | 2002-05-31 |
| R.V. KUHNS & ASSOCIATES, INC. | TREASURER | indirect | 1986-01-01 | 2002-06-25 |
| FIRST ALLIED SECURITIES, INC. | SHAREHOLDER | indirect | 1994-10-01 | 2002-07-22 |
| TRUSTED SECURITIES ADVISORS CORP. | CHAIRMAN AND DIRECTOR | direct | 1998-08-01 | 2002-07-24 |
| AMERICAN GENERAL FINANCIAL ADVISORS, INC. | ASSISTANT TREASURER | direct | 1998-08-01 | 2002-08-29 |
| EQUITY ANALYSTS INC. | SHAREHOLDER | direct | 1998-09-01 | 2002-09-20 |
| THE MILLER FINANCIAL GROUP, INC. | SHAREHOLDER | indirect | 1992-04-01 | 2002-09-23 |
| 1717 CAPITAL MANAGEMENT COMPANY | DIRECTOR | direct | 1998-11-01 | 2002-09-26 |
| KILLIAN ASSET MANAGEMENT CORP | PRESIDENT | direct | 1987-04-01 | 2002-10-11 |
| ABSOLUTE RETURN ADVISORS, LTD. | CROP/SROP/VP | direct | 1996-12-01 | 2002-10-14 |
| MCCORMACK ADVISORS INTERNATIONAL LLC | S | indirect | 1973-12-01 | 2002-10-16 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1980-03-01 | 2002-10-21 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1980-11-01 | 2002-10-21 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1983-02-01 | 2002-10-21 |
| ARTHURS, LESTRANGE & COMPANY INCORPORATED | OUTSIDE SHAREHOLDER | direct | 1986-03-01 | 2002-10-31 |
| SANDALWOOD SECURITIES, INC. | SHAREHOLDER | direct | 1997-12-01 | 2002-10-31 |
| SANDALWOOD SECURITIES, INC. | SHAREHOLDERS | direct | 1997-12-01 | 2002-10-31 |
| BERGER & ASSOCIATES LLC | MANAGER & 100% OWNER | direct | 1997-04-01 | 2002-12-04 |
| MUHLENKAMP & CO INC | SHAREHOLDER | indirect | 1983-02-01 | 2002-12-18 |
| THE DANFORTH ASSOCIATES, INC | VICE PRESIDENT & DIRECTOR | direct | 1994-09-01 | 2002-12-20 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | CHAIRMAN OF THE BOARD & DIRECTOR | direct | 1994-10-01 | 2003-01-02 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | GENERAL COUNSEL & SECRETARY | direct | 1996-08-01 | 2003-01-02 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | SENIOR VP & CHIEF FINANCIAL OFFICER | direct | 1996-10-01 | 2003-01-02 |
| COUNTRY CAPITAL MANAGEMENT COMPANY | VP FINANCE & TREASURER | direct | 1998-11-01 | 2003-01-02 |
| L ROY PAPP & ASSOCIATES | GENERAL PARTNER | direct | 1992-01-01 | 2003-01-10 |
| MEMORIAL INVESTMENT ADVISORS INC | PRESIDENT AND CEO | direct | 1998-10-01 | 2003-01-14 |
| MEMORIAL INVESTMENT ADVISORS INC | VP AND CFO | direct | 1998-10-01 | 2003-01-14 |
| LAUREL MANAGEMENT CO LLC | MEMBER | direct | 1995-07-01 | 2003-01-15 |
| CLARK FINANCIAL SERVICES GROUP INC | PRESIDENT | direct | 1987-01-01 | 2003-01-24 |
| ROLF ADLER GROUP INC | PRESIDENT | direct | 1987-12-01 | 2003-01-25 |
| FINANCIAL ADVISORY SERVICE INC | SHAREHOLDER | direct | 1984-01-01 | 2003-02-05 |
| C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) | DIRECTOR OF COMPLIANCE | direct | 1997-03-01 | 2003-02-07 |
| THE DANFORTH ASSOCIATES, INC | DIRECTOR | direct | 1994-09-01 | 2003-02-14 |
| GURUN, INC. | PRESIDENT | direct | 1986-03-01 | 2003-02-27 |
| TIFFANY CAPITAL ADVISORS INC | BOARD MEMBER | direct | 1992-07-01 | 2003-03-03 |
| WILLINGHAM ASSET MANAGEMENT INC | PRESIDENT | direct | 1995-11-01 | 2003-03-03 |
| JULIUS BAER SECURITIES INC. | SENIOR VICE PRESIDENT | direct | 1994-12-01 | 2003-03-14 |
| JULIUS BAER SECURITIES INC. | DIRECTOR | direct | 1996-05-01 | 2003-03-14 |
| THE DE BURLO GROUP,INC. | PRESIDENT | direct | 1987-10-01 | 2003-03-18 |
| THE DE BURLO GROUP,INC. | SECRETARY | direct | 1987-10-01 | 2003-03-18 |
| THE DE BURLO GROUP,INC. | DIRECTOR | direct | 1987-10-01 | 2003-03-18 |
| THE DE BURLO GROUP,INC. | SENIOR VICE PRESIDENT | direct | 1996-03-01 | 2003-03-18 |
| PERKINS, WOLF, MCDONNELL & CO. | SHAREHOLDER | direct | 1983-03-01 | 2003-03-26 |
| KEENE & ASSOCIATES, INC. | PRESIDENT, DIRECTOR | direct | 1994-09-01 | 2003-03-26 |
| HORSLEY BRIDGE PARTNERS, INC. | SHAREHOLDER CLASS A & B SHARES | direct | 1985-03-01 | 2003-03-27 |
| NVEST FUNDS MANAGEMENT LP | GENERAL PARTNER | direct | 1995-01-01 | 2003-03-27 |
| CJ CAPITAL MANAGEMENT LLC | MEMBER, PRESIDENT | direct | 1998-08-01 | 2003-03-27 |
| BUCKINGHAM CAPITAL MANAGEMENT INC | DIRECTOR | direct | 1985-05-01 | 2003-03-28 |
| COMMERCE CAPITAL MARKETS, INC. | EXECUTIVE VICE PRESIDENT | direct | 1972-05-01 | 2003-03-31 |
| ATLANTIC CAPITAL MANAGEMENT LTD | VICE PRESIDENT | direct | 1990-08-01 | 2003-03-31 |
| ATLANTIC CAPITAL MANAGEMENT LTD | CORPORATE SECRETARY | direct | 1992-04-01 | 2003-03-31 |
| FIRST WESTERN ADVISORS | PRESIDENT | direct | 1997-10-01 | 2003-04-02 |
| J. BUSH & CO., INCORPORATED | PRESIDENT / DIRECTOR | direct | 1998-03-01 | 2003-04-03 |
| HORNOR, TOWNSEND & KENT, INC. | DIRECTOR | direct | 1998-05-01 | 2003-04-08 |
| BERGER & ASSOCIATES LLC | MANAGING DIRECTOR | direct | 1997-04-01 | 2003-04-16 |
| PENSION CONSULTING ALLIANCE INC | PRINCIPAL | direct | 1995-10-01 | 2003-05-02 |
| TWEEDY, BROWNE COMPANY LLC | MANAGING DIRECTOR | direct | 1997-10-01 | 2003-05-07 |
| JULIUS BAER SECURITIES INC. | SHAREHOLDER | direct | 1962-11-01 | 2003-05-20 |
| HARBOUR INVESTMENTS, INC. | VICE PRESIDENT, SECRETARY | direct | 1992-04-01 | 2003-06-13 |
| HARBOUR INVESTMENTS, INC. | CCO | direct | 1994-05-01 | 2003-06-13 |
| HARBOUR INVESTMENTS, INC. | VICE PRESIDENT | direct | 1997-03-01 | 2003-06-13 |
| BRILL SECURITIES, INC. | VP., TRES., SEC., ,CHIEF OPERATING OFFICER | direct | 1987-06-01 | 2003-06-30 |
| SIGNATOR INVESTORS, INC. | VICE PRESIDENT | direct | 1998-09-01 | 2003-07-03 |
| MECHTENBERG FINANCIAL GROUP INC | SHAREHOLDER | direct | 1980-01-01 | 2003-07-14 |
| DEVON ADVISORS INC | PRESIDENT | direct | 1998-07-01 | 2003-07-30 |
| L ROY PAPP & ASSOCIATES | GENERAL PARTNER | direct | 1991-01-01 | 2003-08-06 |
| L ROY PAPP & ASSOCIATES | GENERAL PARTNER | direct | 1989-10-01 | 2003-08-28 |
| L ROY PAPP & ASSOCIATES | GENERAL PARTNER | direct | 1993-01-01 | 2003-08-28 |
| L ROY PAPP & ASSOCIATES | GENERAL PARTNER | direct | 1996-01-01 | 2003-08-28 |
| CHARLES SCHWAB & CO., INC. | SENIOR VICE PRESIDENT - GENERAL COUNSEL | direct | 1997-07-01 | 2003-09-11 |
| METROPOLITAN LIFE INSURANCE COMPANY | SENIOR VICE PRESIDENT | direct | 1998-03-01 | 2003-09-17 |
| THE DANFORTH ASSOCIATES, INC | CHAIRMAN & DIRECTOR | direct | 1949-01-01 | 2003-09-25 |
| THE DANFORTH ASSOCIATES, INC | PRESIDENT & DIRECTOR | direct | 1994-08-01 | 2003-09-25 |
| MONEY CONCEPTS CAPITAL CORP | CHAIRMAN | direct | 1982-06-01 | 2003-10-27 |
| MONEY CONCEPTS CAPITAL CORP | SHAREHOLDER | indirect | 1982-06-01 | 2003-10-27 |
| UBOC INVESTMENT SERVICES, INC. | DIRECTOR | direct | 1993-02-01 | 2003-10-27 |
| ARTISAN PARTNERS LIMITED PARTNERSHIP | GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. | indirect | 1991-07-01 | 2003-11-18 |
| ARTISAN PARTNERS LIMITED PARTNERSHIP | GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. | indirect | 1995-01-01 | 2003-11-18 |
| ROGGE GLOBAL PARTNERS PLC | 100% OWNER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED | indirect | 1996-09-01 | 2003-11-18 |
| ARTISAN PARTNERS LIMITED PARTNERSHIP | LIMITED PARTNER OF SUTTER HILL PARTNERS L.P. | indirect | 1998-01-01 | 2003-11-18 |
| ARTISAN PARTNERS LIMITED PARTNERSHIP | GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. | indirect | 1998-01-01 | 2003-11-18 |
| AMERICAN INSTITUTIONAL REALTY ADVISORS | OWNER | direct | 1992-12-01 | 2003-12-17 |
| CITIGROUP GLOBAL MARKETS INC. | CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT | direct | 1997-09-01 | 2003-12-18 |
| CAPITAL MANAGEMENT CONSULTING, LLC | CO-PRESIDENT | direct | 1996-07-01 | 2004-01-02 |
| SUCCESSFUL MONEY STRATEGIES INC | PRESIDENT | direct | 1993-03-01 | 2004-01-07 |
| WARFIELD ASSOCIATES, INC. | CORPORATE SECRETARY | direct | 1988-11-01 | 2004-01-13 |
| BJURMAN, BARRY & ASSOCIATES | SHAREHOLDER | direct | 1998-03-01 | 2004-01-15 |
| TRF INVESTMENTS INC | PRESIDENT | direct | 1992-03-01 | 2004-01-20 |
| PPS & V ASSET MANAGEMENT CONSULTANTS INC | PRESIDENT | direct | 1991-09-01 | 2004-01-22 |
| AMERISTOCK CORP | SHAREHOLDER | direct | 1995-06-01 | 2004-02-03 |
| MADISON PORTFOLIO CONSULTANTS INC. | PRESIDENT, DIRECTOR | direct | 1990-12-01 | 2004-02-26 |
| SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. | CHAIRMAN, DIRECTOR | direct | 1978-08-01 | 2004-03-08 |
| LORD ANDREW CHARLES | MEMBER | direct | 1984-01-01 | 2004-03-09 |
| TOWER EQUITIES, INC. | TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST | direct | 1992-12-01 | 2004-03-25 |
| FRANK RUSSELL CAPITAL INC. | GENERAL COUNSEL, SECRETARY, DIRECTOR | direct | 1994-11-01 | 2004-03-25 |
| FISHMAN JAY A LTD | PRESIDENT | direct | 1983-09-01 | 2004-03-26 |
| BAXTER FINANCIAL CORPORATION | SECRETARY | direct | 1989-04-01 | 2004-03-26 |
| SPRING CREEK INVESTMENT ADVISORS, INC. | PRESIDENT | direct | 1994-10-01 | 2004-03-26 |
| ORION CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1991-05-01 | 2004-03-29 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR | direct | 1996-07-01 | 2004-03-29 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER | direct | 1996-07-01 | 2004-03-29 |
| ORION CAPITAL MANAGEMENT INC | SECRETARY/TREASURER | direct | 1997-01-01 | 2004-03-29 |
| LAFAYETTE INVESTMENTS, INC. | SECRETARY | direct | 1988-05-01 | 2004-03-30 |
| WALL STREET ASSOCIATES | SHAREHOLDER | direct | 1991-12-01 | 2004-03-30 |
| TAKAKI CLOSE & ASSOCIATES, LTD. | PRESIDENT | direct | 1993-04-01 | 2004-03-30 |
| TAKAKI CLOSE & ASSOCIATES, LTD. | DIRECTOR | direct | 1993-04-01 | 2004-03-30 |
| LAFAYETTE INVESTMENTS, INC. | DIRECTOR | direct | 1998-05-01 | 2004-03-30 |
| COMMERCE CAPITAL MARKETS, INC. | PRESIDENT/CEO/DIRECTOR | direct | 1971-10-01 | 2004-03-31 |
| ORLEANS CAPITAL MANAGEMENT CORP | VICE PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR | direct | 1991-11-01 | 2004-03-31 |
| ORLEANS CAPITAL MANAGEMENT CORP | VICE PRESIDENT, DIRECT OWNER-PFD, & DIRECTOR | direct | 1994-02-01 | 2004-03-31 |
| COMMERCE CAPITAL MARKETS, INC. | SENIOR VP/DIRECTOR | direct | 1998-03-01 | 2004-03-31 |
| COMMERCE CAPITAL MARKETS, INC. | CFO/SECRETARY/FINOP | direct | 1998-09-01 | 2004-03-31 |
| AMERICAN INVESTMENT SERVICES INC | BOARD CHAIRMAN & DIRECTOR | direct | 1998-10-01 | 2004-03-31 |
| COMMERCE CAPITAL MARKETS, INC. | COMPLIANCE OFFICER | direct | 1998-11-01 | 2004-03-31 |
| COOPER LARRY CLARK | SOLE PROPRIETOR | direct | 1983-10-01 | 2004-04-02 |
| C.E. UNTERBERG, TOWBIN LLC | PRESIDENT | indirect | 1989-05-01 | 2004-04-22 |
| MORSE WILLIAMS & CO. INC. | MANAGING DIRECTOR | direct | 1992-05-01 | 2004-04-29 |
| PENSION CONSULTING ALLIANCE INC | PRINCIPAL | direct | 1992-08-01 | 2004-05-13 |
| WILLIAM MANN CO INC | PRESIDENT | direct | 1989-05-01 | 2004-06-22 |
| CAPITAL BUILDERS ADVISORY SERVICES INC | DIRECTOR/PRESIDENT | direct | 1977-01-01 | 2004-06-29 |
| SUCCESSFUL MONEY STRATEGIES INC | PRESIDENT/CHIEF COMPLIANCE OFFICER | direct | 1993-03-01 | 2004-07-06 |
| POPULAR SECURITIES, INC. | CFO | direct | 1997-09-01 | 2004-07-19 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1985-05-01 | 2004-07-26 |
| LEGACY FINANCIAL GROUP, INC. | PRESIDENT AND DIRECTOR | direct | 1998-11-01 | 2004-08-03 |
| SAFECO INVESTMENT SERVICES, INC. | ASSISTANT SECRETARY | direct | 1998-02-01 | 2004-08-05 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1998-06-01 | 2004-08-05 |
| FINDELL & CO INC | PRESIDENT | direct | 1987-01-01 | 2004-08-24 |
| MOODY INVESTMENT ADVISORS, INC. | PRESIDENT | direct | 1995-01-01 | 2004-08-27 |
| COMMONWEALTH ADVISORS INC | VICE PRESIDENT | direct | 1994-12-01 | 2004-09-02 |
| THE WEIL COMPANY | TRUSTEE OF THE WEIL FAMILY TRUST OF 1980 | direct | 1980-09-01 | 2004-09-09 |
| DANDA FINANCIAL SERVICES, INC. | PRESIDENT | direct | 1992-01-01 | 2004-09-15 |
| CARDINAL CAPITAL MANAGEMENT INC | CHEIF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | direct | 1992-01-01 | 2004-10-06 |
| MORSE WILLIAMS & CO. INC. | MANAGING DIRECTOR/COMPLIANCE OFFICER | direct | 1992-05-01 | 2004-10-07 |
| MORSE WILLIAMS & CO. INC. | MANAGING DIRECTOR & PRINCIPAL | direct | 1996-12-01 | 2004-10-07 |
| PRIMECAP MANAGEMENT CO | CHAIRMAN | direct | 1983-09-01 | 2004-10-26 |
| PRIMECAP MANAGEMENT CO | VICE CHAIRMAN | direct | 1983-09-01 | 2004-10-26 |
| PRIMECAP MANAGEMENT CO | PRESIDENT | direct | 1983-09-01 | 2004-10-26 |
| PRIMECAP MANAGEMENT CO | EXECUTIVE VICE PRESIDENT | direct | 1986-07-01 | 2004-10-26 |
| CAPITAL MANAGEMENT ASSOCIATES INC | PRESIDENT | direct | 1996-04-01 | 2004-11-02 |
| CAPITAL MANAGEMENT ASSOCIATES INC | SECRETARY/TREASURER | direct | 1996-04-01 | 2004-11-02 |
| HORNOR, TOWNSEND & KENT, INC. | COUNSEL | direct | 1998-11-01 | 2004-11-23 |
| THE PROGRAM WORKS, INC. | CHAIRMAN | direct | 1990-11-01 | 2004-11-29 |
| UNITED AMERICAN SECURITIES, INC. | NONE | direct | 1987-11-01 | 2004-12-03 |
| UNITED AMERICAN SECURITIES, INC. | NONE | direct | 1988-01-01 | 2004-12-03 |
| C.E. UNTERBERG, TOWBIN LLC | MANAGING DIRECTOR | indirect | 1989-05-01 | 2004-12-07 |
| FINANCIAL ADVISORY SERVICE INC | PRESIDENT, DIRECTOR SHAREHOLDER | direct | 1983-02-01 | 2004-12-15 |
| FINANCIAL DESIGNS CORPORATION | VICE PRESIDENT, SECRETARY | direct | 1981-03-01 | 2004-12-16 |
| FOLGER NOLAN FLEMING DOUGLAS INCORPORATED | LIMITED PARTNERSHIP | indirect | 1984-05-01 | 2005-01-04 |
| D.J. ST. GERMAIN CO., INC. | VICE PRESIDENT | direct | 1987-06-01 | 2005-01-07 |
| D.J. ST. GERMAIN CO., INC. | DIRECTOR | direct | 1988-03-01 | 2005-01-07 |
| WILEN MANAGEMENT CO INC | CORPORATION | indirect | 1984-07-01 | 2005-01-21 |
| ANDREW J. SOTER | OWNER | direct | 1988-09-01 | 2005-01-25 |
| METROPOLITAN LIFE INSURANCE COMPANY | SENIOR EXECUTIVE VICE PRESIDENT & CAO | direct | 1998-03-01 | 2005-02-01 |
| DFC FINANCIAL GROUP INC | PRESIDENT | direct | 1983-01-01 | 2005-02-03 |
| WILEN MANAGEMENT CO INC | PRESIDENT | direct | 1984-07-01 | 2005-02-03 |
| WILEN MANAGEMENT CO INC | SECRETARY/TREASURER | direct | 1984-07-01 | 2005-02-03 |
| WILEN MANAGEMENT CO INC | CHIEF COMPLIANCE OFFICER | direct | 1984-07-01 | 2005-02-03 |
| MORSE WILLIAMS & CO. INC. | PRESIDENT/CEO | direct | 1984-05-01 | 2005-02-11 |
| MORSE WILLIAMS & CO. INC. | PORTFOLIO STRATEGIST | direct | 1986-05-01 | 2005-02-11 |
| MORSE WILLIAMS & CO. INC. | MANAGING DIRECTOR/PRINCIPAL/COMPLIANCE OFFICER | direct | 1992-05-01 | 2005-02-11 |
| MORSE WILLIAMS & CO. INC. | MANAGING DIRECTOR/PRINCIPAL | direct | 1996-12-01 | 2005-02-11 |
| DARTMOUTH CAPITAL ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | direct | 1995-12-01 | 2005-02-17 |
| FINCH JAMES AUSTIN III | PRINCIPAL | direct | 1994-12-01 | 2005-02-22 |
| ARTISAN PARTNERS LIMITED PARTNERSHIP | LIMITED PARTNER | direct | 1994-11-01 | 2005-03-01 |
| AMR INVESTMENT SERVICES, INC | VICE PRESIDENT & COMPLIANCE OFFICER | direct | 1995-07-01 | 2005-03-01 |
| ASSET MANAGEMENT ADVISORS, LLC | EXECUTIVE MANAGER | direct | 1996-03-01 | 2005-03-03 |
| ASSET MANAGEMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | direct | 1996-03-01 | 2005-03-10 |
| AMERICAN INVESTMENT SERVICES INC | DIRECTOR | direct | 1989-07-01 | 2005-03-11 |
| BAXTER FINANCIAL CORPORATION | SECRETARY AND CCO | direct | 1989-04-01 | 2005-03-17 |
| SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. | PRESIDENT, DIRECTOR | direct | 1978-11-01 | 2005-03-21 |
| BOXER LAURA JUDITH | OWNER | direct | 1986-01-01 | 2005-03-21 |
| ADVISORY ONE, INC. | PRESIDENT | direct | 1993-08-01 | 2005-03-23 |
| C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) | CHIEF FINANCIAL OFFICER | direct | 1998-07-01 | 2005-03-23 |
| HAMILTON ADVISORS INC | PRESIDENT | direct | 1981-01-01 | 2005-03-25 |
| KETTLER JAMES ROBERT | OWNER | direct | 1992-10-01 | 2005-03-25 |
| DOWSE SECURITIES MANAGEMENT CORP | PRESIDENT | direct | 1978-04-01 | 2005-03-28 |
| SPECTRUM CAPITAL MANAGEMENT | GENERAL PARTNER | direct | 1987-01-01 | 2005-03-28 |
| fa*gAN ASSOCIATES INC | PRESIDENT | direct | 1989-08-01 | 2005-03-28 |
| CARDINAL CAPITAL MANAGEMENT INC | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | direct | 1992-01-01 | 2005-03-28 |
| BUCKINGHAM CAPITAL MANAGEMENT INC | PRESIDENT, CHIEF INVESTMENT OFFICER; DIRECTOR | direct | 1985-05-01 | 2005-03-30 |
| BUCKINGHAM CAPITAL MANAGEMENT INC | PRESIDENT; CHAIRMAN; DIRECTOR AND SHAREHOLDER | indirect | 1985-05-01 | 2005-03-30 |
| BUCKINGHAM CAPITAL MANAGEMENT INC | CHAIRMAN | direct | 1988-08-01 | 2005-03-30 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | CHIEF OPERATING OFFICER | direct | 1998-05-01 | 2005-03-30 |
| STANLEY D J & CO INC | PRESIDENT | direct | 1976-05-01 | 2005-03-31 |
| AMERICAN BEACON ADVISORS, INC. | VICE PRESIDENT & CHIEF LEGAL OFFICER | direct | 1995-07-01 | 2005-03-31 |
| POPULAR SECURITIES, INC. | MANAGING DIRECTOR | direct | 1995-08-01 | 2005-03-31 |
| REGISTER & AKERS INVESTMENTS, INC. | VICE PRESIDENT | direct | 1997-04-01 | 2005-03-31 |
| OCCAM CAPITAL MANAGEMENT, LLC | CHIEF EXECUTIVE OFFICER | direct | 1998-07-01 | 2005-03-31 |
| REAL ESTATE RESEARCH CORP | CEO | direct | 1996-12-01 | 2005-04-08 |
| HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER COMMON A | indirect | 1988-01-01 | 2005-05-02 |
| J. BUSH & CO., INCORPORATED | CHAIRMAN, CHIEF EXECUTIVE OFFICER | direct | 1970-07-01 | 2005-05-06 |
| J. BUSH & CO., INCORPORATED | DIRECTOR | direct | 1997-10-01 | 2005-05-06 |
| J. BUSH & CO., INCORPORATED | SHAREHOLDER | indirect | 1997-10-01 | 2005-05-06 |
| MBIA CAPITAL MANAGEMENT CORP. | TREASURER AND DIRECTOR | direct | 1994-01-01 | 2005-05-13 |
| MBIA CAPITAL MANAGEMENT CORP. | CHAIRMAN, DIRECTOR | direct | 1998-02-01 | 2005-05-13 |
| FIRST WESTERN ADVISORS | FINOPS PRINCIPAL | direct | 1997-10-01 | 2005-05-19 |
| FIRST WESTERN ADVISORS | VP/EXECUTIVE OFFICER | direct | 1997-10-01 | 2005-05-19 |
| BORTHWICK ASSOCIATES, INC. | SECRETARY/TREASURER | direct | 1982-01-01 | 2005-05-24 |
| J. BUSH & CO., INCORPORATED | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN AND CHIEF COMPLIANCE OFFICER | direct | 1970-07-01 | 2005-06-06 |
| FERGUSON INVESTMENT CONSULTANTS INC | VICE PRESIDENT | direct | 1988-06-01 | 2005-06-14 |
| ASSET STRATEGY CONSULTANTS LLC | PRINCIPAL | direct | 1992-07-01 | 2005-06-16 |
| LEIST ALAN R PLANNING GROUP INC | PRESIDENT | indirect | 1998-09-01 | 2005-06-20 |
| LEIST ALAN R PLANNING GROUP INC | PRESIDENT | direct | 1998-09-01 | 2005-06-20 |
| SAUNDERS RETIREMENT ADVISORS, INC. | PRESIDENT | direct | 1993-04-01 | 2005-06-29 |
| RUNDE $ CO INCORPORATED | PRESIDENT | direct | 1992-11-01 | 2005-06-30 |
| THE PEACH CORPORATION | PRESIDENT | direct | 1996-01-01 | 2005-07-21 |
| GALOVICH FINANCIAL PLANNING SERVICES INC | COMPLIANCE OFFICER | direct | 1985-06-01 | 2005-08-03 |
| JONAS BRITTAIN GLENN INC. | PRESIDENT | direct | 1998-08-01 | 2005-08-15 |
| HART ADVISERS INC | CHAIRMAN/CEO | direct | 1987-12-01 | 2005-08-16 |
| HART ADVISERS INC | PRESIDENT AND COO | direct | 1987-12-01 | 2005-08-16 |
| HART ADVISERS INC | EXECUTIVE VICE PRESIDENT | direct | 1987-12-01 | 2005-08-16 |
| KARK M Z & ASSOCIATES INC | 97.5% SHAREHOLDER | direct | 1989-07-01 | 2005-09-06 |
| BILLEAUD CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1991-10-01 | 2005-09-06 |
| BILLEAUD CAPITAL MANAGEMENT INC | PRESIDENT & CHIEF COMPLIANCE OFFICER | direct | 1991-10-01 | 2005-09-06 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | direct | 1998-05-01 | 2005-09-07 |
| CHARTER CAPITAL MANAGEMENT, INC. | CEO, DIRECTOR, CCO FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY | direct | 1990-01-01 | 2005-09-12 |
| CHECK CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1990-01-01 | 2005-09-15 |
| STEPHENS INC. | SHAREHOLDER PREFERRED B | indirect | 1986-12-01 | 2005-09-16 |
| STEPHENS INC. | SHAREHOLDER COMMON A | indirect | 1988-01-01 | 2005-09-16 |
| CAPITAL BUILDERS ADVISORY SERVICES INC | DIRECTOR | direct | 1977-01-01 | 2005-09-20 |
| CAPITAL BUILDERS ADVISORY SERVICES INC | DIRECTOR/CCO/PRESIDENT | direct | 1977-01-01 | 2005-09-20 |
| IPSWICH INVESTMENT MANAGEMENT COMPANY, INC. | OWNER | direct | 1986-02-01 | 2005-09-21 |
| ASSET STRATEGY CONSULTANTS LLC | PRINCIPAL, CHIEF COMPLIANCE OFFICER | direct | 1992-07-01 | 2005-09-30 |
| FRANK RUSSELL CAPITAL INC. | GENERAL COUNSEL, SECRETARY | direct | 1994-11-01 | 2005-10-14 |
| AMERICAN INSTITUTIONAL REALTY ADVISORS | OWNER | indirect | 1995-05-01 | 2005-10-14 |
| AMERICAN INSTITUTIONAL REALTY ADVISORS | SOLE TRUSTEE | indirect | 1995-05-01 | 2005-10-14 |
| REDSTONE CONSULTING LLC | LIMITED PARTNER | indirect | 1998-08-01 | 2005-10-31 |
| LINSCO/PRIVATE LEDGER CORP. | DIRECTOR | direct | 1989-04-01 | 2005-11-29 |
| PPS & V ASSET MANAGEMENT CONSULTANTS INC | CHIEF COMPLIANCE OFFICER | direct | 1991-09-01 | 2005-12-05 |
| SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. | CHAIRMAN, DIRECTOR, CCO | direct | 1978-08-01 | 2005-12-07 |
| LEIST ALAN R PLANNING GROUP INC | PRESIDENT/SECRETARY | indirect | 1998-09-01 | 2005-12-08 |
| LEIST ALAN R PLANNING GROUP INC | PRESIDENT/SECRETARY | direct | 1998-09-01 | 2005-12-08 |
| MUHLENKAMP & CO INC | DIRECTOR/PRESIDENT | direct | 1981-08-01 | 2005-12-20 |
| MUHLENKAMP & CO INC | DIRECTOR | direct | 1982-07-01 | 2005-12-20 |
| GREAT LAKES ADVISORS, INC. | SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD | direct | 1990-05-01 | 2006-01-05 |
| GREAT LAKES ADVISORS, INC. | DIRECTOR | direct | 1996-10-01 | 2006-01-05 |
| LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. | PRESIDENT/CHIEF COMPLIANCE OFFICER | direct | 1990-05-01 | 2006-01-06 |
| LANCZ ALAN B & ASSOCIATES INC | CHIEF COMPLIANCE OFFICER | direct | 1985-03-01 | 2006-01-19 |
| JONAS BRITTAIN GLENN INC. | PRESIDENT-CHIEF COMPLIANCE OFFICER | direct | 1998-08-01 | 2006-01-19 |
| LATEEF MANAGEMENT ASSOCIATES | GENERAL PARTNER | direct | 1974-01-01 | 2006-01-23 |
| LATEEF MANAGEMENT ASSOCIATES | GENERAL/LIMITED PARTNER | direct | 1994-01-01 | 2006-01-23 |
| MOODY ALDRICH & SULLIVAN LLC | MEMBER | direct | 1988-06-01 | 2006-01-27 |
| MOODY ALDRICH & SULLIVAN LLC | MEMBER | direct | 1992-12-01 | 2006-01-27 |
| AMERICAN INVESTMENT SERVICES INC | VICE PRESIDENT | direct | 1984-03-01 | 2006-02-01 |
| HARRELL ROBERT INCORPORATED | CHIEF EXECUTIVE OFFICER | direct | 1991-07-01 | 2006-02-01 |
| HARRELL ROBERT INCORPORATED | VICE PRESIDENT, SECRETARY, TREASURER | direct | 1991-07-01 | 2006-02-01 |
| TREGER & ASSOCIATES LLC | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | direct | 1992-08-01 | 2006-02-01 |
| TREGER & ASSOCIATES LLC | PRINCIPAL | direct | 1992-08-01 | 2006-02-01 |
| NVNG INVESTMENTS INC | CHIEF COMPLIANCE OFFICER | direct | 1994-01-01 | 2006-02-02 |
| REAL ESTATE RESEARCH CORP | CEO/CCO | direct | 1996-12-01 | 2006-02-08 |
| HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. | CHAIRMAN & CEO | direct | 1988-08-01 | 2006-02-10 |
| HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. | PRESIDENT & COO | direct | 1990-12-01 | 2006-02-10 |
| WHITEGATE INVESTMENT COUNSELORS INC | SOLE SHAREHOLDER | direct | 1998-07-01 | 2006-02-10 |
| PZENA INVESTMENT MANAGEMENT LLC | NON-VOTING MEMBER | direct | 1996-12-01 | 2006-02-13 |
| RANDALL PAUL MARTIN | SOLE PROP | direct | 1992-12-01 | 2006-02-17 |
| GALOVICH FINANCIAL PLANNING SERVICES INC | CHIEF COMPLIANCE OFFICER | direct | 1985-06-01 | 2006-02-21 |
| FINCH JAMES AUSTIN III | PRINCIPAL/CHIEF COMPLIANCE OFFICER | direct | 1994-12-01 | 2006-02-21 |
| ADVISORY ONE, INC. | PRESIDENT/CHIEF COMPLIANCE OFFICER | direct | 1993-08-01 | 2006-03-01 |
| DOWSE SECURITIES MANAGEMENT CORP | PRESIDENT/CHIEF COMPLIANCE OFFICER | direct | 1978-04-01 | 2006-03-20 |
| LEE KRASNER GROUP LTD | PRESIDENT/TREASURER, CHIEF COMPLIANCE OFFICER | direct | 1993-10-01 | 2006-03-20 |
| MOODY INVESTMENT ADVISORS, INC. | PRESIDENT AND COMPLIANCE OFFICER | direct | 1995-01-01 | 2006-03-20 |
| RUNDE $ CO INCORPORATED | VICE PRESIDENT | direct | 1992-11-01 | 2006-03-21 |
| RUNDE & CO. LLC | PRESIDENT/CHIEF COMPLIANCE OFFICER | direct | 1992-11-01 | 2006-03-21 |
| VARIABLE ANNUITY LIFE INSURANCE CO | PARENT COMPANY | indirect | 1969-01-01 | 2006-03-24 |
| SPRING CREEK INVESTMENT ADVISORS, INC. | PRESIDENT; CHIEF COMPLIANCE OFFICER | direct | 1994-10-01 | 2006-03-27 |
| HAMILTON ADVISORS INC | PRESIDENT/CHIEF COMPLIANCE OFFICER | direct | 1981-01-01 | 2006-03-28 |
| DFC FINANCIAL GROUP INC | PRESIDENT AND CHIEF COMPLIANCE OFFICER | direct | 1983-01-01 | 2006-03-28 |
| SPECTRUM CAPITAL MANAGEMENT | GENERAL PARTNER/CHIEF COMPLIANCE OFFICER | direct | 1987-01-01 | 2006-03-28 |
| OCCAM CAPITAL MANAGEMENT, LLC | CEO/CCO/CFO/CLO | direct | 1998-07-01 | 2006-03-29 |
| POPULAR SECURITIES, INC. | PRESIDENT & CEO | direct | 1995-05-01 | 2006-03-30 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | CONSULTANT | direct | 1998-05-01 | 2006-03-30 |
| HORSLEY BRIDGE PARTNERS, INC. | SHAREHOLDER CLASS A & B SHARES | direct | 1983-03-01 | 2006-03-31 |
| HORSLEY BRIDGE PARTNERS, INC. | SHAREHOLDER CLASS A SHARES | direct | 1985-03-01 | 2006-03-31 |
| BOXER LAURA JUDITH | OWNER/CHIEF COMPLIANCE OFFICER | direct | 1986-01-01 | 2006-03-31 |
| AMR INVESTMENT SERVICES, INC | PRESIDENT & DIRECTOR | direct | 1986-11-01 | 2006-03-31 |
| AMR INVESTMENT SERVICES, INC | VICE PRESIDENT | direct | 1988-08-01 | 2006-03-31 |
| fa*gAN ASSOCIATES INC | PRESIDENT AND CHIEF COMPLIANCE OFFICER | direct | 1989-08-01 | 2006-03-31 |
| SAUNDERS RETIREMENT ADVISORS, INC. | PRESIDENT/CCO | direct | 1993-04-01 | 2006-03-31 |
| DIBIASE & RUSCETTI ASSOCIATES, INC. | TREASURER | direct | 1994-06-01 | 2006-03-31 |
| DIBIASE & RUSCETTI ASSOCIATES, INC. | PRESIDENT | direct | 1994-06-01 | 2006-03-31 |
| AMR INVESTMENT SERVICES, INC | VICE PRESIDENT | direct | 1995-05-01 | 2006-03-31 |
| AMR INVESTMENT SERVICES, INC | TREASURER | direct | 1995-05-01 | 2006-03-31 |
| CATHOLIC FINANCIAL SERVICES CORP | DIRECTOR, VICE PRESIDENT | direct | 1994-06-01 | 2006-04-22 |
| HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER COMMON A | indirect | 1997-01-01 | 2006-05-15 |
| PRIMEVEST FINANCIAL SERVICES, INC. | ASST. SECRETARY | direct | 1998-04-01 | 2006-06-21 |
| STEPHENS INC. | TRUSTEE | indirect | 1985-01-01 | 2006-07-21 |
| STEPHENS INC. | TRUSTEE | indirect | 1995-03-01 | 2006-07-21 |
| STEPHENS INC. | SHAREHOLDER COMMON A | indirect | 1997-01-01 | 2006-07-21 |
| STRAND, ATKINSON, WILLIAMS & YORK, INC. | PRESIDENT AND CEO, UMPQUA HOLDINGS CORP. | direct | 1994-06-01 | 2006-10-02 |
| STRAND, ATKINSON, WILLIAMS & YORK, INC. | EVP AND CHIEF FINANCIAL OFFICER, UMPQUA HOLDINGS CORP | direct | 1997-11-01 | 2006-10-02 |
| STEPHENS INVESTMENT MANAGEMENT GROUP, LLC | SHAREHOLDER COMMON A | indirect | 1997-01-01 | 2006-10-05 |
| UVEST FINANCIAL SERVICES GROUP, INC. | DIRECTOR | direct | 1996-03-01 | 2006-10-16 |
| AMP CAPITAL REDDING INVESTORS (US) LIMITED | MEMBER | indirect | 1998-11-01 | 2006-11-15 |
| THE MILLER FINANCIAL GROUP, INC. | TRUSTEE | indirect | 1992-04-01 | 2006-12-19 |
| ORLEANS CAPITAL MANAGEMENT CORP | DIRECT OWNER-COMMON | direct | 1991-11-01 | 2007-02-02 |
| ORLEANS CAPITAL MANAGEMENT CORP | VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR | direct | 1994-02-01 | 2007-02-02 |
| ORLEANS CAPITAL MANAGEMENT CORP | DIRECT OWNER-PREFERRED | direct | 1997-08-01 | 2007-02-02 |
| ORGANIC CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1998-01-01 | 2007-02-08 |
| GREAT LAKES ADVISORS, INC. | SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER | direct | 1990-05-01 | 2007-02-09 |
| GREAT LAKES ADVISORS, INC. | SHAREHOLDER/DIRECTOR/SECRETARY | direct | 1990-05-01 | 2007-02-09 |
| GREAT LAKES ADVISORS, INC. | SHAREHOLDER/CHAIRMAN EMERITUS | direct | 1990-05-01 | 2007-02-09 |
| GREAT LAKES ADVISORS, INC. | DIRECTOR | direct | 1991-04-01 | 2007-02-09 |
| A. G. EDWARDS & SONS, INC. | CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT | direct | 1980-06-01 | 2007-02-16 |
| LATEEF MANAGEMENT ASSOCIATES | LIMITED PARTNER | direct | 1994-01-01 | 2007-02-27 |
| MAXWELL NOLL INC | DIRECTOR | direct | 1988-07-01 | 2007-03-01 |
| HART REALTY ADVISERS, INC. | MANAGING PARTNER--INVESTMENT TRANSACTIONS | direct | 1987-12-01 | 2007-03-02 |
| THE MILLER FINANCIAL GROUP, INC. | TRUSTEE | indirect | 1992-04-01 | 2007-03-09 |
| ORGANIC CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1998-02-01 | 2007-03-23 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1975-07-01 | 2007-03-28 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1987-05-01 | 2007-03-28 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1994-09-01 | 2007-03-28 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1997-04-01 | 2007-03-28 |
| THE PORTOLA GROUP INC | SHAREHOLDER | direct | 1997-06-01 | 2007-03-28 |
| METROPOLITAN LIFE INSURANCE COMPANY | PRESIDENT, INDIVIDUAL BUSINESS | direct | 1998-03-01 | 2007-03-28 |
| WALL STREET ASSOCIATES | SHAREHOLDER | direct | 1991-05-01 | 2007-03-30 |
| THE VARIABLE ANNUITY LIFE INSURANCE CO | SHAREHOLDER | indirect | 1969-01-01 | 2007-04-02 |
| GARNER ASSET MANAGEMENT COMPANY, LP | PRESIDENT | direct | 1994-07-01 | 2007-04-02 |
| A. G. EDWARDS & SONS, INC. | DIRECTOR OF HOLDING COMPANY | direct | 1983-08-01 | 2007-04-25 |
| A. G. EDWARDS & SONS, INC. | DIRECTOR OF HOLDING COMPANY | direct | 1993-06-01 | 2007-04-25 |
| WIDMANN, SIFF & CO., INC. | SHAREHOLDER | direct | 1970-09-01 | 2007-05-10 |
| GARRISON ASSET MANAGEMENT, LLC | MINORITY OWNER | direct | 1994-07-01 | 2007-06-01 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | MANAGING DIRECTOR AND HEAD TRADER | direct | 1996-07-01 | 2007-06-01 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | PRESIDENT AND CHIEF EXECUTIVE OFFICER | direct | 1996-07-01 | 2007-06-01 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | CHIEF INVESTMENT OFFICER | direct | 1996-07-01 | 2007-06-01 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | MANAGING DIRECTOR AND PORTFOLIO MANAGER | direct | 1997-03-01 | 2007-06-01 |
| DW HEALTHCARE MANAGEMENT II, LLC. | MEMBER | indirect | 1998-04-01 | 2007-06-07 |
| AMERICAN CENTURY INVESTMENT MANAGEMENT INC | SHAREHOLDER OF CLASS B SHARES | indirect | 1995-01-01 | 2007-06-22 |
| AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. | SHAREHOLDER OF CLASS B SHARES | indirect | 1995-01-01 | 2007-07-03 |
| AMERICAN CENTURY ADVISORY SERVICES, INC. | SHAREHOLDER OF CLASS B SHARES | indirect | 1995-01-01 | 2007-07-03 |
| MAXWELL NOLL INC | SHAREHOLDER | direct | 1988-07-01 | 2007-08-22 |
| PZENA INVESTMENT MANAGEMENT LLC | NON-VOTING MEMBER | direct | 1995-12-01 | 2007-11-06 |
| THCP MANAGEMENT II, L.P. | MEMBER | indirect | 1998-10-01 | 2008-01-04 |
| D.J. ST. GERMAIN CO., INC. | 5% OWNER | direct | 1982-01-01 | 2008-01-17 |
| AMERVEST CO INC | MANAGING DIRECTOR | direct | 1983-01-01 | 2008-02-08 |
| POPULAR SECURITIES, INC. | MANAGING DIRECTOR | direct | 1995-05-01 | 2008-02-27 |
| ASSET STRATEGY CONSULTANTS LLC | PRINCIPAL | direct | 1993-07-01 | 2008-03-04 |
| PACIFIC GLOBAL INVESTMENT MANAGEMENT CO | COMMON STOCK SHAREHOLDER | direct | 1992-01-01 | 2008-03-27 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1994-10-01 | 2008-04-03 |
| METROPOLITAN LIFE INSURANCE COMPANY | DIRECTOR | direct | 1996-09-01 | 2008-04-03 |
| DELESSERT FINANCIAL SERVICES INC | PRESIDENT, TREASURER AND CLERK | direct | 1994-04-01 | 2008-04-17 |
| COMMONWEALTH ADVISORS INC | PRESIDENT | direct | 1991-04-01 | 2008-06-02 |
| COMMONWEALTH ADVISORS INC | CONTROLLING SHAREHOLDER | direct | 1991-04-01 | 2008-06-02 |
| DUNCAN-WILLIAMS, INC. | 100% | indirect | 1993-06-01 | 2008-06-02 |
| ORLEANS CAPITAL MANAGEMENT CORP | PRESIDENT & CHAIRMAN, DIRECT OWNER-COMMON & DIRECTOR | direct | 1991-07-01 | 2008-06-18 |
| ORLEANS CAPITAL MANAGEMENT CORP | VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR | direct | 1991-11-01 | 2008-06-18 |
| ORLEANS CAPITAL MANAGEMENT CORP | VICE PRESIDENT, DIRECT OWNER-COMMON & PREFERRED, DIRECTOR | direct | 1994-02-01 | 2008-06-18 |
| CLARK FINANCIAL ADVISORS | DIRECTOR | direct | 1983-11-01 | 2008-07-29 |
| PZENA INVESTMENT MANAGEMENT LLC | MINORITY OWNER | direct | 1995-12-01 | 2008-11-10 |
| BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD. | LIMITED PARTNER | indirect | 1996-01-01 | 2009-02-09 |
| DUPREE & COMPANY, INC. | SHAREHOLDER, DIRECTOR | direct | 1991-01-01 | 2009-02-11 |
| LAFAYETTE INVESTMENTS, INC. | SECRETARY/ DIRECTOR | direct | 1988-05-01 | 2009-03-17 |
| CALTON & ASSOCIATES, INC. | SECRETARY | indirect | 1989-03-01 | 2009-03-24 |
| BUSH POLEN & ASSOCIATES INC | PRESIDENT | direct | 1985-06-01 | 2009-03-26 |
| BRIAUD FINANCIAL PLANNING INC | PRESIDENT | direct | 1992-01-01 | 2009-03-27 |
| CANTERBURY CONSULTING INCORPORATED | ASSISTANT VICE PRESIDENT | direct | 1995-11-01 | 2009-05-12 |
| CANTERBURY CONSULTING INCORPORATED | VP/ DIRECTOR OF MANAGER SEARCH | direct | 1996-10-01 | 2009-05-12 |
| COMMERCE BROKERAGE SERVICES, INC. | SECRETARY | direct | 1996-02-01 | 2009-06-09 |
| CONCOURSE CAPITAL CORPORATION | DIRECTOR | direct | 1993-07-01 | 2009-06-10 |
| MAHLER & EMERSON INC. | DIRECTOR/EXECUTIVE VICE PRESIDENT | direct | 1996-10-01 | 2009-06-10 |
| MAHLER & EMERSON INC. | DIRECTOR | direct | 1998-02-01 | 2009-06-10 |
| COMMONWEALTH REALTY ADVISORS INC | SHAREHOLDER | direct | 1998-09-01 | 2009-07-01 |
| COMMONWEALTH REALTY ADVISORS INC | SHAREHOLDER | indirect | 1998-09-01 | 2009-07-01 |
| BANCORPSOUTH INVESTMENT SERVICES, INC. | CORPORATE SECRETARY/REPRESENTATIVE | direct | 1998-08-01 | 2009-08-04 |
| PZENA INVESTMENT MANAGEMENT LLC | MINORITY OWNER AND MEMBER WITH CLASS B UNITS | direct | 1995-12-01 | 2009-09-08 |
| CERTIFIED PLANNERS INC | SHAREHOLDER | direct | 1994-04-01 | 2009-12-10 |
| D.J. ST. GERMAIN CO., INC. | FIVE PERCENT PLUS OWNER | direct | 1982-01-01 | 2010-01-05 |
| R.V. KUHNS & ASSOCIATES, INC. | TREASURER | direct | 1986-01-01 | 2010-03-05 |
| WEALTH MANAGEMENT INTERNATIONAL, LTD. | CORPORATE SECRETARY | direct | 1997-09-01 | 2010-03-11 |
| MISSOURI VALLEY PARTNERS, INC. | SHAREHOLDER OF CLASS A CONV. ADJ. RATE PFD. AND CLASS B NON-CONV. ADJ. RATE PFD. | indirect | 1985-10-01 | 2010-03-25 |
| KARK M Z & ASSOCIATES INC | 92.3% SHAREHOLDER | direct | 1989-07-01 | 2010-03-25 |
| KARK M Z & ASSOCIATES INC | 99% SHAREHOLDER | indirect | 1993-09-01 | 2010-03-25 |
| KARK M Z & ASSOCIATES INC | 1% SHAREHOLDER | indirect | 1993-09-01 | 2010-03-25 |
| INVESTMENT SCIENCES INC | SHAREHOLDER | direct | 1969-12-01 | 2010-03-26 |
| WHITNELL & CO | SHAREHOLDER | direct | 1990-05-01 | 2010-03-31 |
| FFR ADVISORY LLC | MEMBER | direct | 1997-01-01 | 2010-03-31 |
| HORSLEY BRIDGE PARTNERS LLC | MEMBER | direct | 1997-03-01 | 2010-03-31 |
| STANFORD ADVISORY GROUP, LLC | MANAGING MEMBER | direct | 1992-10-01 | 2010-05-11 |
| INVESTMENT PROFESSIONALS, INC. | DIRECT OWNER | direct | 1995-05-01 | 2010-06-18 |
| BAILARD BIEHL & KAISER INC | SHAREHOLDER | indirect | 1972-03-01 | 2010-06-29 |
| CHARTER CAPITAL MANAGEMENT, INC. | CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY | direct | 1990-01-01 | 2010-07-27 |
| ALEX. BROWN REALTY, INC. | SHAREHOLDER | indirect | 1992-03-01 | 2010-08-27 |
| UNITED AMERICAN SECURITIES, INC. | SHAREHOLDER | direct | 1988-01-01 | 2010-09-30 |
| AMERICAN INSTITUTIONAL REALTY ADVISORS | OWNER | direct | 1995-05-01 | 2010-10-22 |
| AMERICAN REALTY ADVISORS | OWNER | indirect | 1995-05-01 | 2010-10-22 |
| AMERICAN REALTY ADVISORS | SOLE TRUSTEE | indirect | 1995-05-01 | 2010-10-22 |
| JHS CAPITAL ADVISORS, INC. | OWNER | indirect | 1997-05-01 | 2011-02-01 |
| SCOTT INVESTMENT ADVISORS LIMITED PARTNERSHIP | GENERAL PARTNER | indirect | 1997-08-01 | 2011-03-23 |
| PARNASSUS INVESTMENTS | OWNER | direct | 1998-04-01 | 2011-03-31 |
| FINANCIAL SYNERGIES ASSET MANAGEMENT INC | PRESIDENT | direct | 1997-04-01 | 2011-04-06 |
| WS CAPITAL MANAGEMENT, L.P. | LIMITED PARTNER | direct | 1997-01-01 | 2011-04-13 |
| CLARK FINANCIAL SERVICES GROUP INC | CHAIRMAN OF THE BOARD | direct | 1987-01-01 | 2011-05-02 |
| LAFAYETTE INVESTMENTS, INC. | SHAREHOLDER / DIRECTOR | direct | 1988-05-01 | 2011-05-06 |
| VAN BERKOM AND ASSOCIATES INC. | HOLDING COMPANY | direct | 1991-07-01 | 2011-06-29 |
| CS CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1993-12-01 | 2011-07-18 |
| CHARTER CAPITAL MANAGEMENT, INC. | CEO, DIRECTOR | direct | 1990-01-01 | 2011-07-29 |
| VAN BERKOM AND ASSOCIATES INC. | SECRETARY | direct | 1991-07-01 | 2011-08-02 |
| UNITED AMERICAN SECURITIES, INC. | SECRETARY | direct | 1987-10-01 | 2011-09-30 |
| LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. | PRESIDENT | direct | 1990-05-01 | 2012-01-06 |
| CALTIUS CAPITAL MANAGEMENT, LP | LIMITED PARTNER, CALTIUS CAPITAL MANAGEMENT, LP | direct | 1997-06-01 | 2012-02-14 |
| CALLAHAN CAPITAL MANAGEMENT INC | PRESIDENT | direct | 1995-08-01 | 2012-03-12 |
| KMH WEALTH MANAGEMENT, LLC | OWNER | direct | 1998-02-01 | 2012-03-21 |
| LAFAYETTE INVESTMENTS, INC. | SHAREHOLDER | direct | 1988-05-01 | 2012-03-28 |
| HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER COMMON A | indirect | 1997-01-01 | 2012-03-28 |
| FINANCIAL DESIGNS CORPORATION | VICE PRESIDENT, SECRETARY, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02 | direct | 1981-03-01 | 2012-06-18 |
| MOLUMPHY CAPITAL MANAGEMENT | PRESIDENT | direct | 1988-09-01 | 2012-06-22 |
| GURUN, INC. | PRESIDENT / CHIEF COMPLIANCE OFFICER | direct | 1986-03-01 | 2012-08-29 |
| CALTON & ASSOCIATES, INC. | PRESIDENT - DIRECTOR-TRUSTEE | direct | 1987-09-01 | 2012-09-21 |
| PALADIN REALTY PARTNERS, LLC | GENERAL PARTNER | indirect | 1998-02-01 | 2013-04-01 |
| HALL CAPITAL PARTNERS LLC | MEMBER CLASS B | direct | 1995-07-01 | 2013-04-26 |
| CANYON CAPITAL REALTY ADVISORS LLC | MEMBER | direct | 1998-08-01 | 2013-05-23 |
| FTA PARTNERS, LLC | TRUSTEE, PATRICIA'S TRUST UNDER THE KOCOUREK FAMILY TRUST DATED DECEMBER 31, 1994 (COMMON UNITS) | indirect | 1994-12-01 | 2013-09-10 |
| FTA PARTNERS, LLC | MANAGER (COMMON UNITS) | indirect | 1997-09-01 | 2013-09-10 |
| WALL STREET ASSOCIATES | SHAREHOLDER | indirect | 1991-05-01 | 2013-09-24 |
| BOULDER INVESTMENT ADVISERS LLC | TRUSTEE | indirect | 1994-11-01 | 2013-10-01 |
| ROXBURY CAPITAL MANAGEMENT LLC | SHAREHOLDER | indirect | 1998-07-01 | 2013-12-18 |
| LATEEF MANAGEMENT ASSOCIATES | LIMITED PARTNER | direct | 1974-01-01 | 2014-03-12 |
| BOULDER INVESTMENT ADVISERS LLC | MEMBER | indirect | 1995-04-01 | 2014-03-27 |
| HMS ADVISER LP | SHAREHOLDER | indirect | 1989-12-01 | 2014-03-31 |
| GENEVA CAPITAL MANAGEMENT LTD | WILLIAM A. PRIEBE AND LINDA J. PRIEBE, TRUSTEES | direct | 1998-04-01 | 2014-04-16 |
| PACIFIC GLOBAL INVESTMENT MANAGEMENT CO | COMMON STOCK SHAREHOLDER | direct | 1996-10-01 | 2014-05-13 |
| INGENIOUS ASSET MANAGEMENT LIMITED | SHAREHOLDER | indirect | 1998-06-01 | 2014-06-27 |
| HART REALTY ADVISERS, INC. | SENIOR MANAGING PARTNER | direct | 1987-12-01 | 2014-09-05 |
| ROXBURY CAPITAL MANAGEMENT LLC | COMMON SHAREHOLDER | direct | 1998-07-01 | 2014-12-01 |
| WHITEGATE INVESTMENT COUNSELORS INC | MAJORITY SHAREHOLDER | direct | 1998-07-01 | 2015-02-20 |
| TRIUMPH ALTERNATIVES LLC | CO-TRUSTEE OF LORRAYNE ROSE ZEMAN TRUST | indirect | 1993-01-01 | 2015-03-26 |
| FOLGER NOLAN FLEMING DOUGLAS INCORPORATED | SHAREHOLDER | direct | 1975-06-01 | 2015-03-31 |
| FOLGER NOLAN FLEMING DOUGLAS INCORPORATED | LIMITED PARTNER | indirect | 1984-05-01 | 2015-03-31 |
| HART REALTY ADVISERS, INC. | CHAIRMAN | direct | 1987-12-01 | 2015-03-31 |
| UNITED AMERICAN SECURITIES, INC. | DIRECTOR | direct | 1987-10-01 | 2015-04-28 |
| CALTON & ASSOCIATES, INC. | SHAREHOLDER | direct | 1987-09-01 | 2016-02-29 |
| CALTON & ASSOCIATES, INC. | PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST | direct | 1987-09-01 | 2016-02-29 |
| CALTON & ASSOCIATES, INC. | SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR | direct | 1987-11-01 | 2016-02-29 |
| RAHN DAVID R & ASSOCIATES INC | SHAREHOLDER | direct | 1993-02-01 | 2016-03-08 |
| FRIEDMAN FLEISCHER & LOWE, LLC | MEMBER | indirect | 1997-03-01 | 2016-03-30 |
| FRIEDMAN FLEISCHER & LOWE, LLC | MEMBER | direct | 1997-04-01 | 2016-03-30 |
| FINANCIAL DESIGNS CORPORATION | VICE PRESIDENT | direct | 1981-03-01 | 2016-05-24 |
| PCCP, LLC | MEMBER | indirect | 1998-05-01 | 2016-06-16 |
| SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. | SHAREHOLDER | indirect | 1982-11-01 | 2016-12-01 |
| SUMMIT GLOBAL MANAGEMENT INC. | LIVING TRUST | direct | 1994-11-01 | 2017-01-18 |
| J.J.B. HILLIARD, W.L. LYONS, LLC | TRUSTEE | indirect | 1988-11-01 | 2017-02-21 |
| PPS & V ASSET MANAGEMENT CONSULTANTS INC | OFFICER | direct | 1992-01-01 | 2017-02-27 |
| AUTUMN GLORY PARTNERS, LLC | TRUSTEE | indirect | 1998-01-01 | 2017-05-17 |
| WALLACE R. WEITZ & COMPANY | DIRECTOR | direct | 1983-03-01 | 2017-07-31 |
| FIRST FINANCIAL EQUITY CORPORATION | DIRECTOR OF TELECOMMUNICATIONS | direct | 1996-02-01 | 2017-08-01 |
