RIA ranks rise by 7%, number of clients up to 65m: IAA report (2024)

IAN WENIK, CITYWIRE RIA Editor’s Picks 50 Growers Across America 2023 From SpongeBob to robos: Can Sarah Levy guide Betterment to an IPO? $120bn broker-dealer Atria Wealth Solutions pursuing sale -sources $4.4tn Fidelity Personal Investing president Joanna Rotenberg to exit Opinion: Is an affiliated broker-dealer right for your RIA? CFP advocates laud DOL's fiduciary efforts, critique timeline during hearing The number of RIAs rose to 14,806 in 2021, according to the Investment Adviser Association’s annual report. Leave a comment The RIA financier is turning Kovitz into one of its 'hub' firms for future consolidation. Small RIAs can begin reporting ownership information to US Treasury $9.8bn Waverly makes its biggest-ever deal for Indiana RIA Opinion: How RIAs can attract and hire young talent Finra fines LPL $6m over supervisory violations Fiduciary advocates applaud DOL fiduciary rule as public comment window closes Mercer snags $465m Denver RIA IAN WENIK, CITYWIRE RIA Editor’s Picks 50 Growers Across America 2023 From SpongeBob to robos: Can Sarah Levy guide Betterment to an IPO? $120bn broker-dealer Atria Wealth Solutions pursuing sale -sources $4.4tn Fidelity Personal Investing president Joanna Rotenberg to exit Opinion: Is an affiliated broker-dealer right for your RIA? CFP advocates laud DOL's fiduciary efforts, critique timeline during hearing Opinion & Analysis Opinion: How RIAs can attract and hire young talent XML Financial Group chief executive Brett Bernstein shares how clear communication of your firm’s values can make all the difference when courting young professionals. Niche of the Week: Women in wealth The best and worst active funds and ETFs of 2023 Kitces.com: How advisors can write, publish and distribute their own book Lucky for some! 13 funds that came of age in H2 2023 Opinion: Is an affiliated broker-dealer right for your RIA? Opinion: How AI can be a superpower for financial advisors Better Business Opinion: How RIAs can attract and hire young talent XML Financial Group chief executive Brett Bernstein shares how clear communication of your firm’s values can make all the difference when courting young professionals. Kitces.com: How advisors can write, publish and distribute their own book Focus exec: Newly private company to emphasize organic growth Ask Angie: How should we pay financial advisors to best retain them? Niche of the Week: Top-tier management consultants Ask Angie: To niche or not to niche? RIAs search for a way to archive texts Connect Photo gallery: Citywire RIA Austin 2023, day 2 Another selection of the best pictures from Citywire RIA's CIO Summit in Austin, Texas. Photo gallery: Citywire RIA '50 Growers' award ceremony Photo Gallery: Citywire RIA Austin 2023, Day 1 Photo Gallery: Citywire RIA Washington 2023, Day 2 Photo Gallery: Citywire RIA Washington 2023, Day 1 Citywire RIA celebrates International Women's Day: Female role models Citywire RIA celebrates International Women's Day: Decompressing ETFS Active ETFs are 'front and center' for RBC's top gatekeeper Recommending active ETFs has been on the RBC manager research team’s mind for a while, said the firm's top gatekeeper, Aaron Hanson. This year, he's making it his highest priority. Fund Files: Capital Group PM shuffle, manager moves at Fidelity ETF Files: PGIM, Goldman, John Hanco*ck launch new ETFs The best and worst active funds and ETFs of 2023 ETF Files: Morgan Stanley adds to ETF roster, PM shuffle on JPM ETFs Publications After a punishing period of rising rates, bonds began to bounce back this year. But what’s in store for 2024? Fix The Future Novo loses weight with Elite Investors Vestwell raises $125m in Series D funding round Alibaba could be a steal and top investors are buying