ADV Part 2A – Focus Financial Network, Inc.
Investment advisory, insurance and financial planning services offered through Focus Financial Network, Inc. Securities offered through Osaic Wealth, Inc. member FINRA/SIPC. Osaic Wealth is separately owned and other entities and/or marketing names, products or services mentioned here are independent of Osaic Wealth. Osaic Wealth does not provide tax or legal advice.
Osaic Wealth Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states (registrations vary by individual representative): AL, AK, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NY, NV, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY.
PLEASE NOTE: When you link to any of the websites displayed within this website, you are leaving this website and assume total responsibility and risk for your use of the website you are linking to. We make no representation as to the completeness or accuracy of any information provided at these websites.
As a seasoned financial professional with an extensive background in investment advisory, insurance, and financial planning, I bring a wealth of knowledge and hands-on experience to the table. Having navigated the intricacies of the financial industry for several years, I am well-versed in the regulatory landscape, industry best practices, and the nuances that define successful financial planning.
Now, let's delve into the concepts mentioned in the provided text related to ADV Part 2A, Focus Financial Network, Inc., and Osaic Wealth, Inc.:
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ADV Part 2A:
- The ADV Part 2A is a crucial document required by the Securities and Exchange Commission (SEC) for registered investment advisors. It provides detailed information about the advisor's business practices, conflicts of interest, fees, and disciplinary history. Investors can use this document to make informed decisions about whether to hire a particular investment advisor.
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Focus Financial Network, Inc.:
- Focus Financial Network, Inc. appears to be the entity offering investment advisory, insurance, and financial planning services. The mention of ADV Part 2A suggests that this firm is a registered investment advisor and is compliant with SEC regulations. Investors should review the ADV Part 2A for detailed insights into the services and practices of Focus Financial Network, Inc.
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Osaic Wealth, Inc.:
- Osaic Wealth, Inc. is mentioned as a separate entity that offers securities. It is important to note that securities are regulated financial instruments, and the mention of FINRA (Financial Industry Regulatory Authority) and SIPC (Securities Investor Protection Corporation) indicates compliance with securities regulations and investor protection standards.
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Registrations and State Availability:
- The text lists states where Osaic Wealth Registered Representatives are authorized to discuss and/or transact securities business. This emphasizes the regulatory aspect of the financial industry, where professionals need to be registered in specific states to conduct business with residents.
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Tax and Legal Advice Disclaimer:
- Osaic Wealth explicitly states that it does not provide tax or legal advice. This is a common disclaimer in the financial industry, indicating that clients should seek specialized advice from tax and legal professionals when needed.
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Website Disclaimer:
- The final paragraph contains a disclaimer regarding external website links. Users are cautioned that when they leave the current website and follow external links, they assume total responsibility and risk for their use of those websites. This is a standard precautionary measure to inform users about the limitations of responsibility for external content.
In summary, the provided text outlines key elements related to the regulatory framework, services offered, and disclaimers associated with Focus Financial Network, Inc. and Osaic Wealth, Inc. The use of the ADV Part 2A and compliance with regulatory bodies reflects a commitment to transparency and regulatory adherence in the financial industry.
