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National Financial Services LLC Statement of Financial Condition
Use of this site involves the electronic transmission of personal financial information. Using this product is consent to such transmission of this information; such consent is effective at all times when using this site. Fidelity supports 128-bit browser encryption . Usage of Fidelity's online trading services constitutes agreement of the Electronic Services Customer Agreement and License Agreement.
Before investing, consider the funds' investment objectives, risks, charges, and expenses. Contact Fidelity for a prospectus or, if available, a summary prospectus containing this information. Read it carefully.
Fidelity Brokerage Services LLC, Member NYSE, SIPC. 900 Salem Street, Smithfield, RI 02917

©1998-2023 FMR LLC. All Rights Reserved.
844672.6.0

Terms of use Privacy Security Accessibility
This is for persons in the US only

As a seasoned financial expert with a comprehensive understanding of the intricacies surrounding financial services, I bring to the table a wealth of experience and knowledge that allows me to dissect and analyze complex financial statements and related information. My expertise is grounded in years of hands-on experience in the financial industry, coupled with a deep commitment to staying abreast of the latest trends, regulations, and developments shaping the landscape.

Now, let's delve into the concepts embedded in the National Financial Services LLC Statement of Financial Condition:

  1. Electronic Transmission of Personal Financial Information:

    • The statement mentions the electronic transmission of personal financial information. This indicates that users of the site are required to submit and exchange financial data electronically. This practice has become standard in the financial industry for efficiency and convenience.
  2. Consent to Information Transmission:

    • Users are explicitly informed that using the product implies consent to the electronic transmission of personal financial information. This is a critical legal and ethical consideration, ensuring that users are aware of and agree to the terms of data transmission.
  3. Browser Encryption:

    • Fidelity emphasizes the support of 128-bit browser encryption. This is a security measure to protect the transmitted financial information from unauthorized access. Encryption is a fundamental aspect of online security, ensuring that sensitive data remains confidential and secure during transmission.
  4. Electronic Services Customer Agreement and License Agreement:

    • Users engaging in Fidelity's online trading services are bound by the Electronic Services Customer Agreement and License Agreement. These legal documents outline the terms and conditions governing the use of the online services, establishing the rights and responsibilities of both parties involved.
  5. Investment Considerations:

    • Prior to investing, the statement advises users to consider the funds' investment objectives, risks, charges, and expenses. This is a standard disclosure in the financial industry, ensuring that investors make informed decisions by understanding the potential benefits and risks associated with their investments.
  6. Prospectus and Summary Prospectus:

    • Users are encouraged to contact Fidelity for a prospectus or a summary prospectus containing essential information about the investment funds. This is a regulatory requirement to provide investors with detailed insights into the investment products, enabling them to make informed decisions.
  7. Fidelity Brokerage Services LLC:

    • The statement mentions Fidelity Brokerage Services LLC, indicating that Fidelity is a brokerage firm and a member of NYSE (New York Stock Exchange) and SIPC (Securities Investor Protection Corporation). Membership in these organizations underscores Fidelity's commitment to regulatory compliance and investor protection.
  8. Copyright and Ownership:

    • The statement includes copyright information, stating that FMR LLC owns all rights reserved. This highlights the legal ownership of the content and emphasizes the need for permission before reproducing or using any materials associated with Fidelity.
  9. Contact Information:

    • The statement provides Fidelity's address (900 Salem Street, Smithfield, RI 02917) and encourages individuals to contact them. This is a transparency measure, allowing users to reach out for clarification or additional information.

In summary, the National Financial Services LLC Statement of Financial Condition encompasses crucial aspects of online financial services, including data security, legal agreements, investment considerations, and regulatory compliance. Understanding these concepts is essential for users engaging with Fidelity's online trading platform.

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