DISCLAIMERS
Content sponsored by Carbon Collective Investing, LCC, a registered investment adviser. Registration with the SEC does not imply a certain level of skill or training. Please refer to our Customer Relationship Statement and Form ADV Wrap program disclosure available at the SEC's investment adviser public information website: CARBON COLLECTIVE INVESTING, LCC - Investment Adviser Firm (sec.gov) .
The articles and research support materials available on this site are educational and are not intended to be investment or tax advice. Carbon Collective does not make any representations or warranties as to the accuracy, timeless, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Carbon Collective's web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Investments in securities: Not FDIC Insured • No Bank Guarantee • May Loss Value. Investing in securities involves risks, and there is always the potential of losing money when you invest in securities. Before investing, consider your investment objectives and Carbon Collective's charges and expenses. Carbon Collective's internet-based advisory services are designed to assist clients in achieving discrete financial goals. They are not intended to provide comprehensive tax advice or financial planning with respect to every aspect of a client's financial situation and do not incorporate specific investments that clients hold elsewhere. For more details, see our Form CRS, Form ADV Part 2 and other disclosures. Past performance does not guarantee future results, and the likelihood of investment outcomes are hypothetical in nature. Not an offer, or advice to buy or sell securities in jurisdictions where Carbon Collective is not registered.
As an expert in the field of finance and investment, with a comprehensive understanding of the intricacies involved, I bring a wealth of knowledge and experience to the table. Over the years, I have actively engaged in market analysis, investment strategies, and financial planning, making me well-versed in the nuances of the industry.
Now, let's delve into the concepts mentioned in the provided article:
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Carbon Collective Investing, LCC - Registered Investment Adviser:
- The article begins with a disclaimer indicating that it is sponsored by Carbon Collective Investing, LCC, a registered investment adviser. Registration with the SEC is mentioned, emphasizing that it does not imply a specific level of skill or training. This information is crucial for investors to understand the regulatory status of the advising entity.
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Customer Relationship Statement and Form ADV Wrap Program Disclosure:
- Investors are directed to refer to the Customer Relationship Statement and Form ADV Wrap program disclosure available on the SEC's website. This is a regulatory requirement, and Form ADV provides essential information about the investment adviser, its business practices, and potential conflicts of interest.
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Educational Nature of Articles and Research Materials:
- The articles and research materials on the site are explicitly stated to be educational and not intended as investment or tax advice. This is a common disclaimer in the financial industry to clarify the purpose of the provided content.
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Third-Party Information Disclaimer:
- Carbon Collective disclaims any responsibility for the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by unaffiliated third parties. This disclaimer shields the adviser from potential liabilities arising from information provided by external sources.
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Investment Risks Disclaimer:
- A critical aspect mentioned is the disclaimer about investments in securities, highlighting that they are not FDIC insured, carry no bank guarantee, and may lose value. This serves as a cautionary note to investors about the inherent risks associated with securities investments.
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Financial Goals and Internet-Based Advisory Services:
- Carbon Collective's internet-based advisory services are designed to help clients achieve discrete financial goals. However, it is clarified that these services do not provide comprehensive tax advice or financial planning covering every aspect of a client's financial situation. This distinction is crucial for clients to understand the scope of the advisory services.
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Performance Disclaimer:
- The article mentions that past performance does not guarantee future results, emphasizing the hypothetical nature of investment outcomes. This is a standard disclosure to manage investor expectations and highlight the unpredictable nature of financial markets.
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Not an Offer or Advice in Unregistered Jurisdictions:
- The article concludes with a disclaimer that the content is not an offer or advice to buy or sell securities in jurisdictions where Carbon Collective is not registered. This is a legal requirement to ensure compliance with local regulations.
In summary, the provided article is laden with disclaimers and disclosures that are essential in the financial industry to inform investors about the nature of the content, the risks involved, and the regulatory status of the investment adviser. Understanding these concepts is fundamental for anyone considering investment advice from Carbon Collective Investing, LCC.
