RKSV Securities: SEBI Registration No. INZ000185137 | NSE Member Code: 13942 | BSE Clrg Code: 6155 | CDSL: IN-DP-CDSL- 00282534 | NSDL: IN-DP-NSDL-11496819 | CDSL: IN-DP-CDSL- 00283831 | NSDL: IN-DP-NSDL-11497282 | Compliance officer: Mr. Manoj Agarwal. Tel no: (022) 24229920. Email: compliance@rksv.in | RKSV Commodities MCX Member Code: 46510 | SEBI Regn. No. INZ000015837 | RKSV Securities CIN number : U74900DL2009PTC189166 | RKSV Commodities CIN number: U74110DL2012PTC236371 | Compliance officer: Mr. Amit Lalan. Tel no: (022) 24229920. Email: compliance@rksv.in | Registered Address: 807, New Delhi House Barakhamba Road, Connaught Place, New Delhi- 110001. | Correspondence Address: RKSV/Upstox, 30th Floor, Sunshine Tower, Senapati Bapat Marg, Dadar (W), Mumbai, Maharashtra 400013. For any complaints, email at complaints@upstox.com and complaints.mcx@upstox.com | Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID.
Benefits: Effective Communication, Speedy redressal of the grievances. | Please ensure you carefully read the Risk Disclosure Document as prescribed by SEBI and our Terms of Use and Privacy Policy.
The brand name Upstox and logo are the registered trademarks of RKSV Securities India Pvt. Ltd. | The cost-effective brokerage plans make Upstox a trustworthy and reliable online stockbroker. Available on both the web and mobile, it offers unmatched convenience to traders. If you are considering opening a demat account online, then Upstox is just the right place for you.
Disclaimer: Investment in securities market are subject to market risks, read all the related documents carefully before investing.
*Brokerage will not exceed the SEBI prescribed limit.
Risk disclosures on derivatives -
- 9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses.
- On an average, loss makers registered net trading loss close to ₹ 50,000
- Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
- Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.
Mutual Funds: Top rated funds do not constitute any advice. Research data is powered by Morningstar. Please read the offer documents carefully before investing. Upstox shall not accept any liability arising out of your investments.
These are not Exchange traded products, and the Member is just acting as distributor. All disputes with respect to the distribution activity, would not have access to Exchange investor redressal forum or Arbitration mechanism.
Attention Investors: As per NSE circular dated July 6, 2022, BSE circular dated July 6, 2022, MCX circular dated July 11, 2022 investors are cautioned to abstain them from dealing in any schemes of unauthorised collective investments/portfolio management, indicative/ guaranteed/fixed returns / payments etc. Investors are further cautioned to avoid practices like: a) Sharing i) trading credentials – login id & passwords including OTP’s., ii) trading strategies, iii) position details. b) Trading in leveraged products /derivatives like Options without proper understanding, which could lead to losses. c) Writing/ selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks d) Dealing in unsolicited tips through like Whatsapp, Telegram, Instagram, YouTube, Facebook, SMS, calls, etc. e) Trading / Trading in “Options” based on recommendations from unauthorised / unregistered investment advisors and influencers.
Kindly, read the Advisory Guidelines For Investors as prescribed by the Exchange with reference to their circular dated 27th August, 2021 regarding investor awareness and safeguarding client's assets : Advisory Guidelines For Investors
Kindly, read the advisory as prescribed by the Exchange with reference to their circular dated January 14, 2022 regarding Updation of mandatory KYC fields by March 31, 2022: KYC Updation
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As an expert in financial markets and trading, I have extensive knowledge and experience in brokerage firms, stock markets, investment instruments, and regulatory compliance. My understanding spans across the intricacies of trading platforms, investment products, and legal requirements that govern the securities industry.
The information provided about RKSV Securities and its brand Upstox indicates a comprehensive overview of the company's regulatory compliance, membership codes in various exchanges, SEBI registrations, CIN numbers, compliance officers' details, and contact information. This data signifies adherence to regulatory norms set by SEBI and other relevant authorities.
The inclusion of RKSV Securities' SEBI Registration No. INZ000185137, NSE Member Code 13942, BSE Clrg Code 6155, CDSL and NSDL details, along with compliance officer information such as Mr. Manoj Agarwal and Mr. Amit Lalan, demonstrates the company's commitment to transparency and regulatory adherence. Moreover, the disclosure of addresses for both registered and correspondence locations ensures accessibility for clients and investors.
The article also emphasizes the importance of risk disclosure documents as prescribed by SEBI, underlining the inherent risks involved in the securities market. It highlights the need for investors to carefully study related documents, emphasizing the disclaimer that investment in securities markets carries inherent risks.
The mention of SEBI SCORES for filing complaints, along with the mandatory details required, showcases the company's commitment to effective communication and speedy grievance redressal for investors.
Additionally, the article emphasizes risk disclosures related to derivatives trading, citing statistics about individual traders in the equity Futures and Options Segment, transaction costs, and the average trading losses and profits incurred.
The cautionary notes and advisories highlight the company's commitment to investor protection, warning against unauthorized collective investments, leveraged products, sharing of sensitive trading information, and trading based on unsolicited tips or advice from unregistered sources.
Lastly, the article mentions the importance of reading offer documents before investing in mutual funds, disclaiming any liability arising from investments and clarifying the nature of products distributed by Upstox.
In conclusion, the information provided encompasses regulatory compliance, risk disclosure, investor advisories, and the emphasis on responsible and informed investing practices, establishing a comprehensive overview of RKSV Securities' operational framework and commitment to investor protection.
