Capital Markets | Broadridge (2024)

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Powering the future of global trading and operations

DISCOVER MORE

We equip our clients with the agility to grow, delivering simplification and innovation across the trade lifecycle. Our global, multi asset class, modular solutions drive revenue opportunities, increase operational efficiency and reduce risk across the front, middle and back office.

See how we can help you

White PaperThe Future State of Global OMSProductTransforming Global Repo Market InfrastructureArticleRacing Ahead on T+1

VideoInterview at TradeTech 2023ReportTransforming Post-Trade OperationsArticleUncover the Potential of DLT and Smart Contracts

ArticleT+1 Requires a New PlaybookWebinarVision 2022: Navigating Today’s Capital Markets Transformation (Americas)ArticleSimplification: What Is It, and Why Does It Matter?

ArticleTechnology and Operations OutsourcingResourceThe Case for a Multi-Asset Approach To Post-Trade ProcessingVideoOvercome Disruptions with Business Process Outsourcing

ArticleThe Green RoofWhite PaperRisk Management and Sponsored RepoCase StudyConstructing a UAT Strategy for a Global Bank

Case StudyCAT Implementation for a Brokerage FirmAwardBroadridge Wins Best RegTech Solution - FTF News Innovation Award 2020PodcastThe Future of Blockchain Technology in Repo Agreements

VideoChallenges in Asset ServicingArticleFour Steps to Successful CAT Onboarding and CertificationResourceNavigate a complex regulatory landscape

WebinarAI, ML, and RPA: No Longer SciFiInfographic2019 CX and Communications Trends for Financial ServicesArticleThe New CAT Timeline

ReportIntelligent Automation in Capital MarketsVideoLeveraging Machine Learning to Help Clients Transform Their IndustriesWhite PaperTaking Cash Management From Cost Center to Profit Center

ArticleConsolidated Audit Trail Mandated FDIDsArticleTimes are Good. Prepare for the Inevitable.VideoSimplifying Complex Corporate Actions Processing

ArticleBroadridge Head of Strategy Outlines Innovation by Acquisition ApproachArticleTake a Fresh LookWebinarThe End of the Beginning: The CAT Implementation Race has Started

Case Study5 STORIES: How Broadridge Financial Services Business Process Outsourcing Tackles Clients’ Toughest ChallengesArticleBroadridge Forms Business Alliance With Charles RiverVideoBroadridge Wins Best Blockchain Initiative of the Year

VideoOps Business Person of the Year InterviewVideoChallenges and Solutions for the Sell SideVideoHow Banks Can Continue to Profit and Grow in Today’s Market

AwardBroadridge Wins Managed Support Services Provider of the Year From Risk.netAwardBroadridge Wins Best Outsourcing Provider to the Sell Side for the Fifth Consecutive YearInfographicTechnologies Driving Change

InfographicMutualizing Non-differentiating FunctionsInfographicCapital Markets ChallengesWhite PaperPathways to Profit

White PaperRestructuring for ProfitabilityVideoIndustry TransformationVideoBlockchain Unchained

ArticleThe Path to a Post-trade UtilityVideoPost-Trade Utility: Why Now?

White PaperT+2 Readiness AssessmentArticleBlockchain: Wall Street's Most Game-Changing Technology Advance Since the Internet

Capital Markets Solutions

Our comprehensive ecosystem of modular solutions delivers competitive advantage to leading banks and broker-dealers worldwide.

Global multi-asset class solutions, across the trade lifecycleAchieve trading and operational transformation and simplification through modular, real-time, multi-asset, front-to-back solutions.see solutionsTrade more efficiently and automate your workflowsOur high-performance, cross-asset trading and connectivity solutions empower users to seize market opportunities faster and work smarter with automated workflows.see solutionsModernise your banking and payments infrastructureTransform and streamline your banking and payments infrastructure with our best-in-class solutions.see solutionsMaster your data management processesTake control of your data life cycle with advanced solutions for reference data management, reconciliation, matching and post-trade processing.see solutionsReduce risk and strengthen governance and complianceOptimize your controls and support processes with modular solutions for managing risk, expenses, reference data, proxy voting, asset servicing, reconciliation and more.see solutionsOptimize your post-trade operationsSimplify your operations and streamline post-trade functions across asset classes and global markets, with our best-in-class solutions for trade processing.see solutionsOperate more efficiently with business process outsourcingFor critical operations and technology, our managed services deliver on your business and regulatory needs more efficiently—freeing you to focus on your differentiating strategies.see solutions

Capital Markets

Proven experience you can rely on

$9T

In equity, fixed income and other capital markets trades processed per day.

Years of FINRA-regulated broker-dealer operations experience.

Of the top 25 global investment banks rely on Broadridge trading and connectivity solutions.

“Only 14% of sell-side firms surveyed have a single system for processing all their instruments, whereas the rest have silos by asset class and by geography.”

The Case for a Multi-Asset Approach to Post-Trade Processing

Firebrand Research whitepaper produced in collaboration with Broadridge

ResourceThe Case for a Multi-Asset Approach To Post-Trade ProcessingMost sell-side firms continue to operate silo-based post-trade infrastructures — but these siloed infrastructures now face increased risks and cost pressures to transform. Learn why a multi-asset post-trade environment is more critical than ever.read more

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