Article 155 | European Banking Authority (2024)

( 1 )Directive 2014/59/EU of the European Parliament and of the Council of 15May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive 82/891/EEC, and Directives 2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and 2013/36/EU, and Regulations (EU) No 1093/2010 and (EU) No 648/2012, of the European Parliament and of the Council (OJL173, 12.6.2014, p.190).

( 2 )Regulation (EU) No806/2014 of the EuropeanParliament and of the Council of15July2014 establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of a Single ResolutionMechanism and a Single Resolution Fund and amending Regulation (EU) No1093/2010 (OJL225, 30.7.2014, p.1).

( 3 )Council Regulation (EU) No1024/2013 of15October2013 conferring specific tasks on the European Central Bank concerning policies relating to the prudential supervision of credit institutions (OJL287, 29.10.2013, p.63).

( 4 )Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (OJ L 314, 5.12.2019, p. 1).

( 5 )Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU (OJ L 314, 5.12.2019, p. 64).

( 6 )Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p. 349).

( 7 )OJ L 335, 17.12.2009, p. 1.

( 8 )Directive2009/65/EC of the EuropeanParliament and of the Council of13July2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJL302, 17.11.2009, p.32).

( 9 )Directive2011/61/EU of the EuropeanParliament and of the Council of8June2011 on Alternative Investment Fund Managers and amending Directives2003/41/EC and2009/65/EC and Regulations (EC) No1060/2009 and (EU) No1095/2010 (OJL174, 1.7.2011, p.1).

( 10 )Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation, and amending Directives 2009/65/EC, 2009/138/EC, 2011/61/EU and Regulations (EC) No 1060/2009 and (EU) No 648/2012 (OJ L347, 28.12.2017, p.35).

( 11 )Directive (EU) 2015/2366 of the European Parliament and of the Council of 25 November 2015 on payment services in the internal market, amending Directives 2002/65/EC, 2009/110/EC and 2013/36/EU and Regulation (EU) No 1093/2010, and repealing Directive 2007/64/EC (OJ L 337, 23.12.2015, p. 35).

( 12 )OJ L 222, 14.8.1978, p. 11.

( 13 )OJ L 302, 17.11.2009, p. 1.

( 14 )Directive2013/34/EU of the EuropeanParliament and of the Council of26June2013 on the annual financial statements, consolidated financial statements and related reports of certain types of undertakings, amending Directive2006/43/EC of the EuropeanParliament and of the Council and repealing Council Directives78/660/EEC and83/349/EEC (OJL182, 29.6.2013, p.19).

( 15 )Directive2004/109/EC of the EuropeanParliament and of the Council of15December2004 on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive2001/34/EC (OJL390, 31.12.2004, p.38).

( 16 )Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012 (OJ L 257, 28.8.2014, p. 1).

( 17 )OJ L 331, 15.12.2010, p. 48.

( 18 )OJ L 331, 15.12.2010, p. 84.

( 19 )Directive2014/49/EU of the EuropeanParliament and of the Council of16April2014 on deposit guarantee schemes (OJL173, 12.6.2014, p.149).

( 20 )Directive98/26/EC of the EuropeanParliament and of the Council of19May1998 on settlement finality in payment and securities settlement systems (OJL166, 11.6.1998, p.45).

( 21 )OJ L 250, 2.10.2003, p. 10.

►M10 ( 22 )Directive (EU) 2019/2162 of the European Parliament and of the Council of 27 November 2019 on the issue of covered bonds and covered bond public supervision and amending Directives 2009/65/EC and 2014/59/EU (OJ L 328, 18.12.2019, p. 29).

( 23 )OJ L 135, 31.5.1994, p. 5.

( 24 )Directive2008/48/EC of the EuropeanParliament and of the Council of23April2008 on credit agreements for consumers and repealing Council Directive87/102/EEC (OJL133, 22.5.2008, p.66).

( 25 )Commission Implementing Regulation (EU) No680/2014 of16April2014 laying down implementing technical standards with regard to supervisory reporting of institutions according to Regulation (EU) No575/2013 of the EuropeanParliament and of the Council (OJL191, 28.6.2014, p.1).

( 26 )Regulation (EU)2016/679 of the EuropeanParliament and of the Council of27April2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive95/46/EC (General Data Protection Regulation) (OJL119, 4.5.2016, p.1).

( 27 )OJ L 3, 7.1.2004, p. 36.

( 28 )Commission Regulation (EC) No1126/2008 of 3 November 2008 adopting certain international accounting standards in accordance with Regulation (EC) No1606/2002 of the European Parliament and of the Council (OJ L 320, 29.11.2008, p. 1).

( 29 )Commission Regulation (EU) No1205/2011 of 22 November 2011 amending Regulation (EC) No1126/2008 adopting certain international accounting standards in accordance with Regulation (EC) No1606/2002 of the European Parliament and of the Council as regards International Financial Reporting Standard (IFRS) 7 (OJ L 305, 23.11.2011, p. 16).

( 30 )Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC (OJ L 145, 30.4.2004, p. 1).

( 31 )Commission Recommendation2003/361/EC of6May2003 concerning the definition of micro, small and medium-sized enterprises (OJL124, 20.5.2003, p.36).

( *1 )OJ L 176, 27.6.2013, p. 1.’;

Article 155 | European Banking Authority (2024)
Top Articles
Latest Posts
Article information

Author: Dong Thiel

Last Updated:

Views: 5814

Rating: 4.9 / 5 (59 voted)

Reviews: 82% of readers found this page helpful

Author information

Name: Dong Thiel

Birthday: 2001-07-14

Address: 2865 Kasha Unions, West Corrinne, AK 05708-1071

Phone: +3512198379449

Job: Design Planner

Hobby: Graffiti, Foreign language learning, Gambling, Metalworking, Rowing, Sculling, Sewing

Introduction: My name is Dong Thiel, I am a brainy, happy, tasty, lively, splendid, talented, cooperative person who loves writing and wants to share my knowledge and understanding with you.