SECURITIES DISCLOSURE
Realized1031.com is a website operated by Realized Technologies, LLC, a wholly owned subsidiary of Realized Holdings, Inc. (“Realized Holdings”). Securities and/or Investment Advisory Services may be offered through Registered Representatives or Investment Advisor Representatives of Realized Financial, Inc. ("Realized"), a broker/dealer, member FINRA/SIPC, and registered investment adviser. Realized is a subsidiary of Realized Holdings, Inc. ("Realized Holdings"). Check the background of this firm on FINRA's BrokerCheck.
Hypothetical example(s) are for illustrative purposes only and are not intended to represent the past or future performance of any specific investment.
Investing in alternative assets involves higher risks than traditional investments and is suitable only for sophisticated investors. Alternative investments are often sold by prospectus that discloses all risks, fees, and expenses. They are not tax efficient and an investor should consult with his/her tax advisor prior to investing. Alternative investments have higher fees than traditional investments and they may also be highly leveraged and engage in speculative investment techniques, which can magnify the potential for investment loss or gain and should not be deemed a complete investment program. The value of the investment may fall as well as rise and investors may get back less than they invested.
This site is published for residents of the United States who are accredited investors only. Registered Representatives and Investment Advisor Representatives may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed until appropriate registration is obtained or exemption from registration is determined. Not all of services referenced on this site are available in every state and through every representative listed. For additional information, please contact the Realized Compliance department at 512-472-7171 or info@realized1031.com.
I'm a seasoned financial professional with a wealth of expertise in securities, investments, and financial regulations. My experience spans across various roles, including working with brokerage firms, investment advisory services, and compliance departments. I've navigated the complexities of the financial industry, staying abreast of regulatory frameworks such as FINRA/SIPC.
Now, let's dive into the concepts mentioned in the provided article about securities disclosure from Realized1031.com:
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Realized Technologies, LLC and Realized Holdings, Inc.:
- Realized1031.com is operated by Realized Technologies, LLC, a wholly owned subsidiary of Realized Holdings, Inc.
- Realized Holdings, Inc. is the parent company overseeing the operations of Realized Technologies.
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Realized Financial, Inc.:
- Securities and/or Investment Advisory Services may be offered through Registered Representatives or Investment Advisor Representatives of Realized Financial, Inc.
- Realized Financial, Inc. is a broker/dealer and a registered investment adviser.
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Broker/Dealer and Registered Investment Adviser:
- Realized Financial, Inc. functions as both a broker/dealer and a registered investment adviser.
- The company is a member of FINRA (Financial Industry Regulatory Authority) and SIPC (Securities Investor Protection Corporation).
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Hypothetical Examples:
- Hypothetical examples provided on the website are for illustrative purposes only.
- They are not intended to represent the past or future performance of any specific investment.
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Alternative Investments:
- Investing in alternative assets carries higher risks than traditional investments.
- These investments are suitable for sophisticated investors and often involve speculative techniques.
- Prospectuses accompany alternative investments, disclosing all risks, fees, and expenses.
- Alternative investments may not be tax-efficient, and investors are advised to consult with a tax advisor before investing.
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Investment Risks and Fees:
- Alternative investments have higher fees compared to traditional investments.
- They may employ leverage and speculative techniques, amplifying the potential for both loss and gain.
- The value of the investment can fluctuate, and investors may receive less than their initial investment.
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Geographical Restrictions:
- The site is published for residents of the United States who are accredited investors only.
- Registered Representatives and Investment Advisor Representatives may only conduct business with residents of states and jurisdictions where they are properly registered.
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Compliance and Contact Information:
- Compliance information is provided for contacting the Realized Compliance department.
- Interested parties can reach out to the department at 512-472-7171 or info@realized1031.com.
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Availability of Services:
- Not all services referenced on the site may be available in every state.
- The availability of services may vary through different representatives.
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Regulatory Checks:
- Investors are encouraged to check the background of Realized Financial, Inc. on FINRA's BrokerCheck for additional assurance.
This comprehensive disclosure ensures that potential investors are well-informed about the structure, risks, and regulatory compliance associated with Realized1031.com and its affiliated entities.
